Purchases and Sales Made in Q2 2020 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q2 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 23, 2020
Q2 2020
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.48K- 9.99% |
$36.5K - $49.4K
|
13.3K
$831K
|
|
|
Jul 31, 2020
Q2 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.62K- 4.93% |
$40K - $54.2K
|
31.3K
$1.95M
|
|
|
Jul 09, 2020
Q2 2020
|
Arq Wealth Advisors, LLC
|
SELL
|
- |
-1.82K- 18.27% |
$44.9K - $60.7K
|
8.13K
$507K
|
|
|
Jul 20, 2020
Q2 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.85K- 86.06% |
$45.7K - $61.9K
|
300
$18.7K
|
|
|
Aug 12, 2020
Q2 2020
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-1.86K- 29.05% |
$46K - $62.2K
|
4.55K
$284K
|
|
|
Jul 16, 2020
Q2 2020
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-1.89K- 1.71% |
$46.8K - $63.3K
|
109K
$6.81M
|
|
|
Aug 05, 2020
Q2 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-2.05K- 9.45% |
$50.6K - $68.4K
|
19.6K
$1.22M
|
|
|
Aug 12, 2020
Q2 2020
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-2.07K- 14.03% |
$51K - $69K
|
12.7K
$789K
|
|
|
Jul 20, 2020
Q2 2020
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-2.11K- 15.04% |
$52.2K - $70.6K
|
11.9K
$745K
|
|
|
Aug 13, 2020
Q2 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.15K- 37.76% |
$53K - $71.7K
|
3.54K
$221K
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-2.32KClosed |
$57.2K - $77.3K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.32K- 4.3% |
$57.3K - $77.5K
|
51.7K
$3.23M
|
|
|
Jul 29, 2020
Q2 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.54K- 24.6% |
$62.8K - $85K
|
7.8K
$486K
|
|
|
Aug 13, 2020
Q2 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-3.07K- 19.76% |
$75.8K - $103K
|
12.5K
$778K
|
|
|
Aug 11, 2020
Q2 2020
|
Sargent Investment Group, LLC
|
SELL
|
- |
-3.25K- 11.44% |
$80.2K - $109K
|
25.2K
$1.57M
|
|
|
Aug 14, 2020
Q2 2020
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-4.16K- 3.94% |
$103K - $139K
|
101K
$6.32M
|
|
|
Aug 06, 2020
Q2 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-4.63K- 10.99% |
$114K - $155K
|
37.5K
$2.34M
|
|
|
Aug 11, 2020
Q2 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-5.29K- 16.2% |
$131K - $177K
|
27.4K
$1.71M
|
|
|
Jul 13, 2020
Q2 2020
|
Ballew Advisors, Inc
|
SELL
|
- |
-5.88K- 19.22% |
$145K - $197K
|
24.7K
$1.54M
|
|
|
Jul 20, 2020
Q2 2020
|
Western Wealth Management, LLC
|
SELL
|
- |
-6.75K- 20.31% |
$167K - $226K
|
26.5K
$1.65M
|
|
|
Aug 10, 2020
Q2 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-6.97K- 9.93% |
$172K - $233K
|
63.2K
$3.94M
|
|
|
Jul 22, 2020
Q2 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-7.45K- 47.01% |
$184K - $249K
|
8.4K
$524K
|
|
|
Jul 16, 2020
Q2 2020
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-7.55K- 9.29% |
$186K - $252K
|
73.7K
$4.6M
|
|
|
Aug 07, 2020
Q2 2020
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-8.81KClosed |
$218K - $294K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-9.46K- 14.68% |
$233K - $316K
|
54.9K
$3.43M
|
|
|
Jul 16, 2020
Q2 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-10.1K- 43.59% |
$249K - $337K
|
13.1K
$814K
|
|
|
Aug 03, 2020
Q2 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-10.6K- 18.68% |
$262K - $355K
|
46.2K
$2.88M
|
|
|
Aug 05, 2020
Q2 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-11.3K- 32.56% |
$279K - $377K
|
23.4K
$1.46M
|
|
|
Aug 14, 2020
Q2 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-12.6K- 13.12% |
$310K - $420K
|
83.2K
$5.19M
|
|
|
Aug 10, 2020
Q2 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-13.9K- 3.82% |
$344K - $466K
|
351K
$21.9M
|
|
|
Aug 13, 2020
Q2 2020
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-14.7K- 22.43% |
$364K - $492K
|
50.9K
$3.18M
|
|
|
Aug 17, 2020
Q2 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-15.5K- 3.38% |
$383K - $518K
|
443K
$27.6M
|
|
|
Jul 30, 2020
Q2 2020
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-16.7KClosed |
$412K - $557K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-20.1K- 73.83% |
$496K - $672K
|
7.13K
$445K
|
|
|
Aug 14, 2020
Q2 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-23.7K- 4.05% |
$586K - $793K
|
562K
$35M
|
|
|
Jul 27, 2020
Q2 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-24.6KClosed |
$606K - $821K
|
0
$0
|
|
|
Jul 08, 2020
Q2 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-36.7K- 23.6% |
$905K - $1.22M
|
119K
$7.4M
|
|
|
Aug 12, 2020
Q2 2020
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-41.9KClosed |
$1.03M - $1.4M
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Quaker Wealth Management, LLC
|
SELL
|
- |
-45.5K- 59.97% |
$1.12M - $1.52M
|
30.3K
$1.89M
|
|
|
Aug 06, 2020
Q2 2020
|
Sns Financial Group, LLC
|
SELL
|
- |
-52K- 39.54% |
$1.28M - $1.74M
|
79.5K
$4.96M
|
|
|
Aug 13, 2020
Q2 2020
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-55.1K- 65.07% |
$1.36M - $1.84M
|
29.6K
$1.85M
|
|
|
Aug 14, 2020
Q2 2020
|
Truist Financial Corp
|
SELL
|
- |
-61.9K- 22.12% |
$1.53M - $2.07M
|
218K
$13.6M
|
|
|
Aug 24, 2020
Q2 2020
|
Stephens Inc
|
SELL
|
- |
-65.5K- 62.04% |
$1.62M - $2.19M
|
40.1K
$2.5M
|
|
|
Jul 28, 2020
Q2 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-69K- 37.0% |
$1.7M - $2.3M
|
117K
$7.33M
|
|
|
Jul 08, 2020
Q2 2020
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-72.9K- 5.29% |
$1.8M - $2.44M
|
1.3M
$81.4M
|
|
|
Jul 22, 2020
Q2 2020
|
Cwm, LLC
|
SELL
|
- |
-73.7K- 32.13% |
$1.82M - $2.46M
|
156K
$9.71M
|
|
|
Aug 14, 2020
Q2 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-83.5K- 64.89% |
$2.06M - $2.79M
|
45.2K
$2.82M
|
|
|
Jul 28, 2020
Q2 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-134K- 10.15% |
$3.3M - $4.47M
|
1.18M
$73.8M
|
|
|
Oct 22, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-165K- 50.84% |
$4.08M - $5.53M
|
160K
$9.97M
|
|
|
Aug 13, 2020
Q2 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-170K- 6.17% |
$4.2M - $5.68M
|
2.58M
$161M
|