Purchases and Sales Made in Q3 2020 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
139KNew |
$4.48M - $5.15M
|
139K
$8.37M
|
|
Nov 13, 2020
Q3 2020
|
Stephens Inc
|
BUY
|
- |
111K+ 276.39% |
$3.57M - $4.1M
|
151K
$9.07M
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
74.9K+ 48.48% |
$2.41M - $2.77M
|
229K
$13.8M
|
|
Nov 12, 2020
Q3 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
63.8KNew |
$2.06M - $2.36M
|
63.8K
$3.84M
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
48.6K+ 4.11% |
$1.57M - $1.8M
|
1.23M
$74.1M
|
|
Nov 16, 2020
Q3 2020
|
Affinity Wealth Management LLC
Wilmington, DE |
BUY
|
- |
39KNew |
$1.26M - $1.44M
|
39K
$2.35M
|
|
Nov 09, 2020
Q3 2020
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
38.5KNew |
$1.24M - $1.43M
|
38.5K
$2.31M
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
32.4K+ 2.89% |
$1.04M - $1.2M
|
1.15M
$69.3M
|
|
Oct 23, 2020
Q3 2020
|
Concentrum Wealth Management
|
BUY
|
- |
26.2K+ 60.35% |
$843K - $970K
|
69.6K
$4.18M
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
23.2K+ 5.15% |
$748K - $860K
|
474K
$28.5M
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
23.2K+ 19.56% |
$748K - $860K
|
142K
$8.53M
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
18.1K+ 82.0% |
$584K - $671K
|
40.2K
$2.42M
|
|
Oct 30, 2020
Q3 2020
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
18.1K+ 11.85% |
$583K - $670K
|
171K
$10.3M
|
|
Nov 13, 2020
Q3 2020
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
12.7KNew |
$409K - $470K
|
12.7K
$764K
|
|
Oct 19, 2020
Q3 2020
|
Good Life Advisors, LLC
|
BUY
|
- |
11.9KNew |
$382K - $439K
|
11.9K
$713K
|
|
Oct 01, 2020
Q3 2020
|
Private Trust CO Na
|
BUY
|
- |
9.83K+ 50.99% |
$316K - $364K
|
29.1K
$1.75M
|
|
Oct 23, 2020
Q3 2020
|
Strid Group, LLC
|
BUY
|
- |
9.61K+ 0.57% |
$310K - $356K
|
1.71M
$103M
|
|
Oct 06, 2020
Q3 2020
|
Creative Financial Designs Inc
|
BUY
|
- |
9.53K+ 28.89% |
$307K - $353K
|
42.5K
$2.56M
|
|
Nov 13, 2020
Q3 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
7.11K+ 48.01% |
$229K - $263K
|
21.9K
$1.32M
|
|
Nov 06, 2020
Q3 2020
|
Fusion Capital, LLC
|
BUY
|
- |
6.12KNew |
$197K - $227K
|
6.12K
$368K
|
|
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
5.47K+ 9.21% |
$176K - $203K
|
64.9K
$3.9M
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.13K+ 11.35% |
$165K - $190K
|
50.3K
$3.03M
|
|
Oct 13, 2020
Q3 2020
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
3.78K+ 54.75% |
$122K - $140K
|
10.7K
$642K
|
|
Nov 13, 2020
Q3 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.82KNew |
$90.8K - $104K
|
2.82K
$169K
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.47K+ 0.9% |
$79.7K - $91.6K
|
278K
$16.7M
|
|
Nov 05, 2020
Q3 2020
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.21K+ 16.62% |
$71.3K - $81.9K
|
15.5K
$934K
|
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.17K+ 2.78% |
$69.8K - $80.3K
|
80.1K
$4.81M
|
|
Nov 10, 2020
Q3 2020
|
Arkadios Wealth Advisors
|
BUY
|
- |
2.15K+ 4.16% |
$69.3K - $79.6K
|
53.9K
$3.24M
|
|
Dec 21, 2020
Q3 2020
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
1.73K+ 433.25% |
$55.8K - $64.2K
|
2.13K
$128K
|
|
Oct 15, 2020
Q3 2020
|
Davenport & CO LLC
|
BUY
|
- |
1.46K+ 5.68% |
$46.9K - $54K
|
27.1K
$1.63M
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
BUY
|
- |
1.35K+ 6.63% |
$43.3K - $49.8K
|
21.6K
$1.3M
|
|
Nov 13, 2020
Q3 2020
|
Sns Financial Group, LLC
|
BUY
|
- |
1.31K+ 1.65% |
$42.3K - $48.6K
|
80.8K
$4.86M
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.3K+ 16.04% |
$41.9K - $48.2K
|
9.42K
$566K
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
BUY
|
- |
1.25K+ 101.62% |
$40.4K - $46.4K
|
2.49K
$150K
|
|
Nov 09, 2020
Q3 2020
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.12K+ 4.3% |
$36.2K - $41.6K
|
27.3K
$1.64M
|
|
Nov 12, 2020
Q3 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1.02KNew |
$33K - $37.9K
|
1.02K
$61.6K
|
|
Oct 08, 2020
Q3 2020
|
Qp Wealth Management, LLC
|
BUY
|
- |
1K+ 6.62% |
$32.2K - $37K
|
16.1K
$969K
|
|
Nov 02, 2020
Q3 2020
|
Kovack Advisors, Inc.
|
BUY
|
- |
731+ 5.61% |
$23.5K - $27.1K
|
13.8K
$828K
|
|
Nov 30, 2020
Q3 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
692+ 1.5% |
$22.3K - $25.6K
|
46.9K
$2.82M
|
|
Nov 12, 2020
Q3 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
590New |
$19K - $21.8K
|
590
$35.5K
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
535+ 1.41% |
$17.2K - $19.8K
|
38.5K
$2.32M
|
|
Nov 03, 2020
Q3 2020
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
385+ 4.94% |
$12.4K - $14.3K
|
8.18K
$492K
|
|
Nov 13, 2020
Q3 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
380+ 95.0% |
$12.2K - $14.1K
|
780
$46.9K
|
|
Nov 05, 2020
Q3 2020
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
325+ 1.45% |
$10.5K - $12K
|
22.8K
$1.37M
|
|
Nov 19, 2020
Q3 2020
|
Paces Ferry Wealth Advisors, LLC
|
BUY
|
- |
106New |
$3.41K - $3.93K
|
106
$6.37K
|
|
Nov 13, 2020
Q3 2020
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
100+ 0.45% |
$3.22K - $3.7K
|
22.2K
$1.34M
|
|
Nov 09, 2020
Q3 2020
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
34+ 0.11% |
$1.1K - $1.26K
|
29.6K
$1.78M
|
|
Nov 13, 2020
Q3 2020
|
Aspire Private Capital, LLC
|
BUY
|
- |
10New |
$322 - $370
|
10
$601
|
|
Nov 13, 2020
Q3 2020
|
Belpointe Asset Management LLC
|
BUY
|
- |
5+ 0.04% |
$161 - $185
|
12K
$719K
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2+ 0.15% |
$64.4 - $74.1
|
1.3K
$78.1K
|