Purchases and Sales Made in Q3 2020 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
SELL
|
- |
-3.83K- 1.76% |
$123K - $142K
|
214K
$12.9M
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-5.06K- 1.14% |
$163K - $187K
|
438K
$26.3M
|
|
|
Nov 16, 2020
Q3 2020
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-6.64KClosed |
$214K - $246K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-7.13KClosed |
$230K - $264K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Atwood & Palmer Inc
|
SELL
|
- |
-7.21K- 3.39% |
$232K - $267K
|
205K
$12.3M
|
|
|
Nov 19, 2020
Q3 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-7.45KClosed |
$240K - $276K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Stone X Group Inc.
|
SELL
|
- |
-7.92K- 43.31% |
$255K - $293K
|
10.4K
$624K
|
|
|
Oct 26, 2020
Q3 2020
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-8.55KClosed |
$275K - $317K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-8.8K- 17.28% |
$284K - $326K
|
42.1K
$2.53M
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-9.02K- 15.09% |
$290K - $334K
|
50.7K
$3.05M
|
|
|
Oct 20, 2020
Q3 2020
|
Secure Asset Management, LLC
|
SELL
|
- |
-10.1K- 7.94% |
$326K - $374K
|
117K
$7.05M
|
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-10.7KClosed |
$345K - $397K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-12.2K- 14.69% |
$394K - $453K
|
71K
$4.27M
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-12.5K- 0.48% |
$402K - $462K
|
2.57M
$155M
|
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-13.9K- 18.59% |
$447K - $514K
|
60.8K
$3.66M
|
|
|
Nov 04, 2020
Q3 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-13.9K- 46.29% |
$448K - $515K
|
16.1K
$970K
|
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-14.5K- 4.12% |
$467K - $537K
|
337K
$20.3M
|
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-15.8K- 28.8% |
$510K - $586K
|
39.1K
$2.35M
|
|
|
Nov 02, 2020
Q3 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-24.6K- 38.93% |
$793K - $912K
|
38.6K
$2.32M
|
|
|
Nov 09, 2020
Q3 2020
|
Valmark Advisers, Inc.
|
SELL
|
- |
-27.2K- 62.37% |
$877K - $1.01M
|
16.4K
$988K
|
|
|
Oct 30, 2020
Q3 2020
|
Quaker Wealth Management, LLC
|
SELL
|
- |
-30.3KClosed |
$977K - $1.12M
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-35.9K- 4.3% |
$1.16M - $1.33M
|
798K
$48M
|
|
|
Nov 16, 2020
Q3 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-45.6K- 51.63% |
$1.47M - $1.69M
|
42.8K
$2.57M
|
|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-57K- 35.63% |
$1.84M - $2.11M
|
103K
$6.19M
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-67.8K- 2.36% |
$2.18M - $2.51M
|
2.8M
$168M
|
|
|
Nov 10, 2020
Q3 2020
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-73.7KClosed |
$2.38M - $2.73M
|
0
$0
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-74.9K- 32.65% |
$2.41M - $2.77M
|
154K
$9.29M
|
|
|
Nov 13, 2020
Q3 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-106KClosed |
$3.43M - $3.94M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-138K- 24.63% |
$4.46M - $5.12M
|
423K
$25.5M
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-177K- 11.19% |
$5.71M - $6.56M
|
1.41M
$84.6M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-222K- 10.32% |
$7.16M - $8.23M
|
1.93M
$116M
|
|
|
Oct 15, 2020
Q3 2020
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-1.3M- 99.76% |
$41.9M - $48.2M
|
3.11K
$187K
|
|
|
Nov 04, 2020
Q3 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.47M- 96.58% |
$47.2M - $54.3M
|
51.9K
$3.12M
|