Purchases and Sales Made in Q3 2020 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2020
Q3 2020
|
Bay Harbor Wealth Management, LLC
|
BUY
|
- |
1+ 3.45% |
$32.2 - $37
|
30
$1.8K
|
|
|
Nov 12, 2020
Q3 2020
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
1+ 0.0% |
$32.2 - $37
|
32.4K
$1.95M
|
|
|
Nov 09, 2020
Q3 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-4- 0.02% |
$129 - $148
|
23.4K
$1.41M
|
|
|
Nov 13, 2020
Q3 2020
|
Belpointe Asset Management LLC
|
SELL
|
- |
-5- 0.04% |
$161 - $185
|
12K
$719K
|
|
|
Oct 30, 2020
Q3 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-9- 0.25% |
$290 - $333
|
3.53K
$212K
|
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-17- 1.06% |
$548 - $630
|
1.58K
$95.2K
|
|
|
Nov 05, 2020
Q3 2020
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-24- 0.18% |
$773 - $889
|
13.3K
$799K
|
|
|
Oct 23, 2020
Q3 2020
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-114Closed |
$3.67K - $4.22K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-166- 0.15% |
$5.35K - $6.15K
|
113K
$6.8M
|
|
|
Nov 09, 2020
Q3 2020
|
Lincoln National Corp
|
SELL
|
- |
-200- 2.41% |
$6.44K - $7.41K
|
8.11K
$487K
|
|
|
Nov 13, 2020
Q3 2020
|
Professional Financial Advisors, LLC
|
SELL
|
- |
-205- 1.32% |
$6.6K - $7.59K
|
15.3K
$919K
|
|
|
Nov 04, 2020
Q3 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-254- 0.68% |
$8.18K - $9.41K
|
37.3K
$2.24M
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-310Closed |
$9.99K - $11.5K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-324- 1.33% |
$10.4K - $12K
|
24K
$1.44M
|
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-418Closed |
$13.5K - $15.5K
|
0
$0
|
|
|
Oct 19, 2020
Q3 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-505- 2.57% |
$16.3K - $18.7K
|
19.1K
$1.15M
|
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-565- 4.28% |
$18.2K - $20.9K
|
12.6K
$759K
|
|
|
Oct 13, 2020
Q3 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-577- 4.42% |
$18.6K - $21.4K
|
12.5K
$750K
|
|
|
Oct 22, 2020
Q3 2020
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-595- 6.14% |
$19.2K - $22K
|
9.1K
$547K
|
|
|
Nov 12, 2020
Q3 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-695- 6.27% |
$22.4K - $25.7K
|
10.4K
$625K
|
|
|
Nov 12, 2020
Q3 2020
|
Sargent Investment Group, LLC
|
SELL
|
- |
-700- 2.78% |
$22.5K - $25.9K
|
24.5K
$1.47M
|
|
|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-720- 0.65% |
$23.2K - $26.7K
|
109K
$6.57M
|
|
|
Nov 04, 2020
Q3 2020
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-753- 5.86% |
$24.3K - $27.9K
|
12.1K
$727K
|
|
|
Nov 13, 2020
Q3 2020
|
Keystone Financial Group
|
SELL
|
- |
-755- 0.97% |
$24.3K - $28K
|
77.5K
$4.66M
|
|
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-780Closed |
$25.1K - $28.9K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-797- 0.68% |
$25.7K - $29.5K
|
117K
$7.02M
|
|
|
Oct 06, 2020
Q3 2020
|
Ballew Advisors, Inc
|
SELL
|
- |
-801- 3.24% |
$25.8K - $29.7K
|
23.9K
$1.44M
|
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-846- 2.71% |
$27.2K - $31.3K
|
30.4K
$1.83M
|
|
|
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-910- 2.1% |
$29.3K - $33.7K
|
42.5K
$2.55M
|
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.1K- 1.19% |
$35.5K - $40.8K
|
91.7K
$5.52M
|
|
|
Nov 09, 2020
Q3 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.12K- 2.91% |
$36K - $41.4K
|
37.3K
$2.24M
|
|
|
Oct 20, 2020
Q3 2020
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-1.17KClosed |
$37.7K - $43.4K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-1.18K- 73.08% |
$38K - $43.7K
|
435
$26.2K
|
|
|
Nov 13, 2020
Q3 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.2K- 5.23% |
$38.7K - $44.4K
|
21.7K
$1.31M
|
|
|
Nov 16, 2020
Q3 2020
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-1.25K- 1.23% |
$40.2K - $46.2K
|
100K
$6.02M
|
|
|
Nov 16, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.25KClosed |
$40.2K - $46.3K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.31K- 10.51% |
$42.2K - $48.5K
|
11.2K
$671K
|
|
|
Jan 08, 2024
Q3 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.36K- 2.49% |
$43.8K - $50.4K
|
53.3K
$3.21M
|
|
|
Oct 21, 2020
Q3 2020
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-1.64K- 1.51% |
$53K - $60.9K
|
108K
$6.47M
|
|
|
Nov 02, 2020
Q3 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.66K- 0.82% |
$53.4K - $61.4K
|
201K
$12.1M
|
|
|
Nov 13, 2020
Q3 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.71K- 2.46% |
$55.2K - $63.4K
|
67.8K
$4.08M
|
|
|
Nov 12, 2020
Q3 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-1.74K- 15.55% |
$55.9K - $64.2K
|
9.43K
$567K
|
|
|
Oct 28, 2020
Q3 2020
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-1.75K- 14.63% |
$56.3K - $64.7K
|
10.2K
$613K
|
|
|
Nov 16, 2020
Q3 2020
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-2K- 8.78% |
$64.4K - $74.1K
|
20.8K
$1.25M
|
|
|
Oct 27, 2020
Q3 2020
|
Western Wealth Management, LLC
|
SELL
|
- |
-2.03K- 7.66% |
$65.4K - $75.2K
|
24.5K
$1.47M
|
|
|
Nov 18, 2020
Q3 2020
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-2.18K- 11.14% |
$70.2K - $80.7K
|
17.4K
$1.05M
|
|
|
Nov 12, 2020
Q3 2020
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-2.3K- 18.13% |
$73.9K - $85K
|
10.4K
$623K
|
|
|
Nov 13, 2020
Q3 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.31K- 8.46% |
$74.5K - $85.7K
|
25K
$1.51M
|
|
|
Oct 29, 2020
Q3 2020
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-2.72K- 8.17% |
$87.7K - $101K
|
30.6K
$1.84M
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.73K- 0.24% |
$88K - $101K
|
1.13M
$68M
|