Purchases and Sales Made in Q4 2019 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 22, 2020
Q4 2019
|
Davenport & CO LLC
|
SELL
|
- |
-232- 0.88% |
$6.68K - $7.35K
|
26.2K
$1.62M
|
|
Feb 12, 2020
Q4 2019
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-267- 3.15% |
$7.69K - $8.46K
|
8.2K
$507K
|
|
Jan 28, 2020
Q4 2019
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-290- 71.78% |
$8.35K - $9.19K
|
114
$7.05K
|
|
Jan 30, 2020
Q4 2019
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-293- 1.96% |
$8.44K - $9.29K
|
14.6K
$905K
|
|
Feb 13, 2020
Q4 2019
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-421- 0.37% |
$12.1K - $13.3K
|
112K
$6.92M
|
|
Feb 14, 2020
Q4 2019
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-458Closed |
$13.2K - $14.5K
|
0
$0
|
|
Jan 30, 2020
Q4 2019
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-469Closed |
$13.5K - $14.9K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-500- 25.64% |
$14.4K - $15.8K
|
1.45K
$89.7K
|
|
Feb 13, 2020
Q4 2019
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-515- 6.42% |
$14.8K - $16.3K
|
7.51K
$464K
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-521- 5.35% |
$15K - $16.5K
|
9.21K
$570K
|
|
Feb 14, 2020
Q4 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-558Closed |
$16.1K - $17.7K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Keystone Financial Group
|
SELL
|
- |
-596- 4.94% |
$17.2K - $18.9K
|
11.5K
$709K
|
|
Feb 05, 2020
Q4 2019
|
O'Dell Group, LLC
Cincinnati, OH |
SELL
|
- |
-597- 7.75% |
$17.2K - $18.9K
|
7.1K
$439K
|
|
Jan 30, 2020
Q4 2019
|
Rda Financial Network
|
SELL
|
- |
-760- 4.26% |
$21.9K - $24.1K
|
17.1K
$1.06M
|
|
Feb 14, 2020
Q4 2019
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-790- 5.25% |
$22.8K - $25K
|
14.3K
$882K
|
|
Feb 18, 2020
Q4 2019
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-800- 3.21% |
$23K - $25.4K
|
24.2K
$1.49M
|
|
Feb 14, 2020
Q4 2019
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-907- 5.63% |
$26.1K - $28.7K
|
15.2K
$941K
|
|
Feb 07, 2020
Q4 2019
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-911- 7.17% |
$26.2K - $28.9K
|
11.8K
$729K
|
|
Feb 14, 2020
Q4 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.29K- 20.7% |
$37.1K - $40.8K
|
4.94K
$305K
|
|
Feb 18, 2020
Q4 2019
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.38K- 9.38% |
$39.6K - $43.6K
|
13.3K
$821K
|
|
Feb 13, 2020
Q4 2019
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.5K- 14.04% |
$43.3K - $47.6K
|
9.2K
$569K
|
|
Jan 29, 2020
Q4 2019
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.57K- 0.85% |
$45.1K - $49.7K
|
182K
$11.3M
|
|
Feb 10, 2020
Q4 2019
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.64K- 5.5% |
$47.3K - $52K
|
28.2K
$1.74M
|
|
Feb 14, 2020
Q4 2019
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.86KClosed |
$53.6K - $59K
|
0
$0
|
|
Feb 18, 2020
Q4 2019
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.21K- 20.36% |
$63.5K - $69.9K
|
8.62K
$533K
|
|
Feb 05, 2020
Q4 2019
|
Atwood & Palmer Inc
|
SELL
|
- |
-2.22K- 1.07% |
$63.9K - $70.3K
|
206K
$12.7M
|
|
Feb 11, 2020
Q4 2019
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-2.26K- 11.79% |
$65K - $71.5K
|
16.9K
$1.04M
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.64K- 0.2% |
$76.1K - $83.7K
|
1.34M
$83.1M
|
|
Jan 14, 2020
Q4 2019
|
Ballew Advisors, Inc
|
SELL
|
- |
-2.8K- 8.43% |
$80.5K - $88.6K
|
30.4K
$1.88M
|
|
Feb 14, 2020
Q4 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-3.18K- 18.18% |
$91.6K - $101K
|
14.3K
$885K
|
|
Feb 05, 2020
Q4 2019
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-3.78K- 15.57% |
$109K - $120K
|
20.5K
$1.27M
|
|
Feb 07, 2020
Q4 2019
|
Sns Financial Group, LLC
|
SELL
|
- |
-4.07K- 2.47% |
$117K - $129K
|
161K
$9.96M
|
|
Feb 07, 2020
Q4 2019
|
Ifg Advisory, LLC
|
SELL
|
- |
-4.68K- 5.52% |
$135K - $148K
|
80K
$4.95M
|
|
Jan 16, 2020
Q4 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-4.94K- 3.32% |
$142K - $157K
|
144K
$8.9M
|
|
Feb 14, 2020
Q4 2019
|
D.A. Davidson & Co.
|
SELL
|
- |
-5.06K- 1.32% |
$146K - $160K
|
378K
$23.4M
|
|
Jan 30, 2020
Q4 2019
|
Sargent Investment Group, LLC
|
SELL
|
- |
-5.11K- 15.7% |
$147K - $162K
|
27.4K
$1.7M
|
|
Feb 11, 2020
Q4 2019
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-5.33K- 8.35% |
$153K - $169K
|
58.5K
$3.62M
|
|
Jan 17, 2020
Q4 2019
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-6.5K- 6.55% |
$187K - $206K
|
92.8K
$5.74M
|
|
Feb 14, 2020
Q4 2019
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-7.47K- 19.12% |
$215K - $237K
|
31.6K
$1.95M
|
|
Feb 07, 2020
Q4 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-7.51K- 9.04% |
$216K - $238K
|
75.6K
$4.68M
|
|
Feb 26, 2020
Q4 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-7.85KClosed |
$226K - $249K
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-8.66K- 13.61% |
$249K - $274K
|
55K
$3.4M
|
|
Feb 05, 2020
Q4 2019
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10.3K- 1.07% |
$298K - $328K
|
955K
$59.1M
|
|
Feb 04, 2020
Q4 2019
|
Advisory Services Network, LLC
|
SELL
|
- |
-10.9K- 40.5% |
$313K - $345K
|
16K
$988K
|
|
Feb 03, 2020
Q4 2019
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-11.5K- 21.74% |
$332K - $366K
|
41.6K
$2.57M
|
|
Jan 27, 2020
Q4 2019
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-12.2K- 9.96% |
$351K - $386K
|
110K
$6.81M
|
|
Sep 07, 2021
Q4 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-12.5K- 11.99% |
$359K - $395K
|
91.5K
$5.66M
|
|
Feb 03, 2020
Q4 2019
|
Calton & Associates, Inc.
|
SELL
|
- |
-12.9KClosed |
$370K - $407K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Stephens Inc
|
SELL
|
- |
-14K- 8.8% |
$404K - $444K
|
145K
$8.99M
|
|
Feb 13, 2020
Q4 2019
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-17.2KClosed |
$494K - $544K
|
0
$0
|