Purchases and Sales Made in Q4 2019 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2020
Q4 2019
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-20.2K- 41.3% |
$581K - $640K
|
28.7K
$1.79M
|
|
|
Feb 12, 2020
Q4 2019
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-22.6K- 98.82% |
$650K - $716K
|
269
$16.8K
|
|
|
Jan 17, 2020
Q4 2019
|
Strid Group, LLC
|
SELL
|
- |
-23K- 2.78% |
$662K - $728K
|
804K
$50.1M
|
|
|
Feb 14, 2020
Q4 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-23.5K- 18.25% |
$676K - $744K
|
105K
$6.54M
|
|
|
Feb 11, 2020
Q4 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-27.1K- 3.12% |
$781K - $859K
|
843K
$52.5M
|
|
|
Feb 06, 2020
Q4 2019
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-29.1K- 41.89% |
$838K - $922K
|
40.4K
$2.52M
|
|
|
Jan 21, 2020
Q4 2019
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-30.9K- 5.98% |
$890K - $979K
|
486K
$30.3M
|
|
|
Feb 04, 2020
Q4 2019
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-34.3K- 79.54% |
$987K - $1.09M
|
8.81K
$549K
|
|
|
Feb 14, 2020
Q4 2019
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-39.9K- 68.37% |
$1.15M - $1.26M
|
18.5K
$1.15M
|
|
|
Feb 11, 2020
Q4 2019
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-40.3KClosed |
$1.16M - $1.28M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-41.1K- 1.42% |
$1.19M - $1.3M
|
2.86M
$178M
|
|
|
Jan 17, 2020
Q4 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-41.4K- 29.09% |
$1.19M - $1.31M
|
101K
$6.29M
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
SELL
|
- |
-60.7K- 3.03% |
$1.75M - $1.92M
|
1.94M
$121M
|
|
|
Feb 07, 2020
Q4 2019
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-77.1K- 63.09% |
$2.22M - $2.44M
|
45.1K
$2.81M
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-86.1K- 37.54% |
$2.48M - $2.73M
|
143K
$8.92M
|
|
|
Jan 21, 2020
Q4 2019
|
Cx Institutional
|
SELL
|
- |
-95K- 99.89% |
$2.74M - $3.01M
|
104
$6.48K
|
|
|
Feb 04, 2020
Q4 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-178K- 14.4% |
$5.13M - $5.65M
|
1.06M
$66M
|