Purchases and Sales Made in Q1 2021 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 17, 2021
Q1 2021
|
Money Concepts Capital Corp
|
BUY
|
- |
100New |
$6.11K - $7.59K
|
100
$6.98K
|
|
Jun 17, 2021
Q1 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
84+ 2.2% |
$5.13K - $6.38K
|
3.9K
$272K
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
82+ 431.58% |
$5.01K - $6.22K
|
101
$7.05K
|
|
May 14, 2021
Q1 2021
|
Horan Securities, Inc.
|
BUY
|
- |
80New |
$4.89K - $6.07K
|
80
$5.58K
|
|
Apr 30, 2021
Q1 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
50New |
$3.06K - $3.8K
|
50
$3.49K
|
|
May 17, 2021
Q1 2021
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
44New |
$2.69K - $3.34K
|
44
$3.07K
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Apr 19, 2021
Q1 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-197- 4.2% |
$12K - $15K
|
4.49K
$313K
|
|
May 17, 2021
Q1 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-237- 29.7% |
$14.5K - $18K
|
561
$39.1K
|
|
Apr 21, 2021
Q1 2021
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-307- 2.39% |
$18.8K - $23.3K
|
12.5K
$876K
|
|
Apr 14, 2021
Q1 2021
|
Moneywise, Inc.
|
SELL
|
- |
-412- 0.5% |
$25.2K - $31.3K
|
81.3K
$5.67M
|
|
May 17, 2021
Q1 2021
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-550- 1.38% |
$33.6K - $41.8K
|
39.4K
$2.75M
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-871Closed |
$53.2K - $66.1K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.83K- 99.35% |
$112K - $139K
|
12
$837
|
|
May 14, 2021
Q1 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.89K- 13.83% |
$115K - $143K
|
11.8K
$820K
|
|
May 13, 2021
Q1 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-2.74K- 32.92% |
$168K - $208K
|
5.59K
$390K
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-3.52K- 6.83% |
$215K - $267K
|
48K
$3.35M
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.43K- 35.92% |
$393K - $488K
|
11.5K
$801K
|
|
Apr 23, 2021
Q1 2021
|
Strid Group, LLC
|
SELL
|
- |
-6.99K- 11.61% |
$427K - $530K
|
53.2K
$3.71M
|
|
Sep 15, 2021
Q1 2021
|
Cwm, LLC
|
SELL
|
- |
-7.43K- 86.76% |
$454K - $564K
|
1.13K
$79.1K
|
|
Apr 20, 2021
Q1 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-7.91K- 21.12% |
$484K - $601K
|
29.6K
$2.06M
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-8.51K- 67.14% |
$520K - $646K
|
4.16K
$291K
|
|
Apr 30, 2021
Q1 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-9.23KClosed |
$564K - $701K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-19K- 6.99% |
$1.16M - $1.44M
|
253K
$17.7M
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-27.6K- 61.44% |
$1.69M - $2.1M
|
17.4K
$1.21M
|