Purchases and Sales Made in Q1 2021 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
299K+ 181.09% |
$18.3M - $22.7M
|
464K
$32.5M
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
246K+ 88.73% |
$15M - $18.7M
|
523K
$36.6M
|
|
Sep 08, 2021
Q1 2021
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
213K+ 7992.01% |
$13M - $16.2M
|
216K
$15.1M
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
138K+ 212.88% |
$8.44M - $10.5M
|
203K
$14.2M
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
BUY
|
- |
130K+ 74.03% |
$7.96M - $9.89M
|
306K
$21.4M
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
76.6K+ 135.18% |
$4.68M - $5.81M
|
133K
$9.31M
|
|
Apr 28, 2021
Q1 2021
|
Csenge Advisory Group
|
BUY
|
- |
73.8KNew |
$4.51M - $5.6M
|
73.8K
$5.16M
|
|
May 13, 2021
Q1 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
33.6KNew |
$2.05M - $2.55M
|
33.6K
$2.35M
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
32.6K+ 56.3% |
$1.99M - $2.47M
|
90.4K
$6.32M
|
|
May 06, 2021
Q1 2021
|
Harvest Investment Services, LLC
|
BUY
|
- |
31.6KNew |
$1.93M - $2.4M
|
31.6K
$2.21M
|
|
May 06, 2021
Q1 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
30.7K+ 929.35% |
$1.87M - $2.33M
|
34K
$2.38M
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
30K+ 100.03% |
$1.83M - $2.28M
|
60K
$4.2M
|
|
Apr 08, 2021
Q1 2021
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
28.8KNew |
$1.76M - $2.18M
|
28.8K
$2.01M
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
24.8K+ 152.3% |
$1.51M - $1.88M
|
41.1K
$2.87M
|
|
Apr 26, 2021
Q1 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
23.3KNew |
$1.43M - $1.77M
|
23.3K
$1.63M
|
|
May 14, 2021
Q1 2021
|
Old Mission Capital LLC
|
BUY
|
- |
19.2KNew |
$1.17M - $1.46M
|
19.2K
$1.34M
|
|
May 14, 2021
Q1 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
18K+ 14.43% |
$1.1M - $1.37M
|
143K
$9.98M
|
|
Apr 30, 2021
Q1 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
15K+ 120.32% |
$916K - $1.14M
|
27.4K
$1.92M
|
|
Apr 22, 2021
Q1 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
14.9K+ 172.16% |
$910K - $1.13M
|
23.5K
$1.64M
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
13.8K+ 12.88% |
$841K - $1.04M
|
121K
$8.43M
|
|
May 05, 2021
Q1 2021
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
13.7KNew |
$839K - $1.04M
|
13.7K
$960K
|
|
Apr 15, 2021
Q1 2021
|
G&S Capital LLC
|
BUY
|
- |
12.9KNew |
$787K - $978K
|
12.9K
$900K
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
12.3KNew |
$750K - $931K
|
12.3K
$857K
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.6K+ 175.42% |
$708K - $879K
|
18.2K
$1.27M
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.8KNew |
$662K - $823K
|
10.8K
$758K
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
10.6KNew |
$648K - $805K
|
10.6K
$741K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.1K+ 28.4% |
$616K - $765K
|
45.6K
$3.18M
|
|
Apr 30, 2021
Q1 2021
|
Intrua Financial, LLC
Houston, TX |
BUY
|
- |
7.75KNew |
$474K - $588K
|
7.75K
$542K
|
|
Apr 27, 2021
Q1 2021
|
Cwm, LLC
|
BUY
|
- |
7.43K+ 655.47% |
$454K - $564K
|
8.57K
$599K
|
|
Apr 26, 2021
Q1 2021
|
Wedbush Securities Inc
|
BUY
|
- |
7.16KNew |
$438K - $544K
|
7.16K
$501K
|
|
Apr 28, 2021
Q1 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
6.86KNew |
$419K - $521K
|
6.86K
$480K
|
|
Apr 30, 2021
Q1 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
6.18KNew |
$378K - $469K
|
6.18K
$432K
|
|
May 24, 2021
Q1 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
5.84K+ 39.32% |
$357K - $443K
|
20.7K
$1.45M
|
|
May 11, 2021
Q1 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
3.84K+ 9.8% |
$235K - $292K
|
43K
$3.01M
|
|
May 04, 2021
Q1 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
3.31KNew |
$202K - $251K
|
3.31K
$231K
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
3.24KNew |
$198K - $246K
|
3.24K
$226K
|
|
Jan 02, 2024
Q1 2021
|
Southland Equity Partners LLC
Wildwood, MO |
BUY
|
- |
3.24KNew |
$198K - $246K
|
3.24K
$226K
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.93K+ 17.55% |
$179K - $222K
|
19.6K
$1.37M
|
|
Apr 19, 2021
Q1 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
2.45K+ 13.84% |
$150K - $186K
|
20.2K
$1.41M
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.35K+ 20.21% |
$144K - $179K
|
14K
$978K
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2KNew |
$122K - $152K
|
2K
$140K
|
|
May 17, 2021
Q1 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.27K+ 34.47% |
$77.7K - $96.6K
|
4.96K
$347K
|
|
May 17, 2021
Q1 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1K+ 55.67% |
$61.2K - $76.1K
|
2.8K
$196K
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
900+ 11.98% |
$55K - $68.3K
|
8.42K
$588K
|
|
May 07, 2021
Q1 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
772+ 1.54% |
$47.2K - $58.6K
|
50.9K
$3.55M
|
|
May 05, 2021
Q1 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
723New |
$44.2K - $54.9K
|
723
$50.5K
|
|
May 06, 2021
Q1 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
680+ 85.0% |
$41.5K - $51.6K
|
1.48K
$103K
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
648New |
$39.6K - $49.2K
|
648
$45.3K
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
427+ 13.98% |
$26.1K - $32.4K
|
3.48K
$243K
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
216+ 6.03% |
$13.2K - $16.4K
|
3.8K
$265K
|