Purchases and Sales Made in Q2 2021 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q2 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 10, 2021
Q2 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-60- 10.7% |
$3.94K - $4.45K
|
501
$36.8K
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-83Closed |
$5.45K - $6.15K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-101Closed |
$6.63K - $7.49K
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-101- 0.43% |
$6.63K - $7.49K
|
23.2K
$1.71M
|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-300Closed |
$19.7K - $22.2K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-522- 1.65% |
$34.3K - $38.7K
|
31.1K
$2.28M
|
|
Jul 26, 2021
Q2 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-723Closed |
$47.5K - $53.6K
|
0
$0
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1K- 11.88% |
$65.7K - $74.1K
|
7.42K
$545K
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.09K- 22.05% |
$71.8K - $81.1K
|
3.87K
$284K
|
|
Jul 13, 2021
Q2 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.28K- 36.73% |
$84K - $94.8K
|
2.2K
$162K
|
|
Aug 13, 2021
Q2 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.92K- 16.35% |
$126K - $142K
|
9.83K
$722K
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2KClosed |
$131K - $148K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.24K- 5.69% |
$147K - $166K
|
37.2K
$2.73M
|
|
Jul 29, 2021
Q2 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-3.31KClosed |
$217K - $245K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.48K- 7.65% |
$229K - $258K
|
42.1K
$3.09M
|
|
Aug 11, 2021
Q2 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-4.2K- 2.94% |
$275K - $311K
|
139K
$10.2M
|
|
Aug 16, 2021
Q2 2021
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-4.68KClosed |
$307K - $347K
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
Moneywise, Inc.
|
SELL
|
- |
-4.71K- 5.79% |
$309K - $349K
|
76.6K
$5.63M
|
|
Jul 26, 2021
Q2 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-6.86KClosed |
$450K - $509K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.43K- 6.16% |
$488K - $551K
|
113K
$8.32M
|
|
Mar 22, 2023
Q2 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-8.18K- 64.52% |
$537K - $606K
|
4.5K
$330K
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.75K- 53.59% |
$640K - $722K
|
8.44K
$620K
|
|
Aug 13, 2021
Q2 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-10.5K- 98.64% |
$688K - $777K
|
145
$10.7K
|
|
Aug 31, 2021
Q2 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-10.7K- 78.14% |
$705K - $796K
|
3K
$221K
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-11.5K- 2.19% |
$754K - $851K
|
512K
$37.6M
|
|
Jul 22, 2021
Q2 2021
|
G&S Capital LLC
|
SELL
|
- |
-12.9KClosed |
$846K - $955K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.7K- 33.48% |
$902K - $1.02M
|
27.3K
$2.01M
|
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-18.7K- 79.56% |
$1.23M - $1.39M
|
4.81K
$354K
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-22K- 24.34% |
$1.44M - $1.63M
|
68.4K
$5.03M
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-28.1K- 46.84% |
$1.85M - $2.08M
|
31.9K
$2.35M
|
|
Aug 02, 2021
Q2 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-28.8KClosed |
$1.89M - $2.13M
|
0
$0
|
|
Jul 16, 2021
Q2 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-29.6KClosed |
$1.94M - $2.19M
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-33.6KClosed |
$2.21M - $2.49M
|
0
$0
|
|
Jul 28, 2021
Q2 2021
|
Strid Group, LLC
|
SELL
|
- |
-36.4K- 68.43% |
$2.39M - $2.7M
|
16.8K
$1.23M
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-81.6K- 40.22% |
$5.36M - $6.05M
|
121K
$8.92M
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-94.4K- 20.34% |
$6.2M - $7M
|
370K
$27.2M
|