Purchases and Sales Made in Q2 2021 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q2 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
133KNew |
$8.7M - $9.82M
|
133K
$9.74M
|
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
109K+ 43.0% |
$7.15M - $8.08M
|
362K
$26.6M
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
105KNew |
$6.92M - $7.81M
|
105K
$7.74M
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
BUY
|
- |
33.7KNew |
$2.21M - $2.5M
|
33.7K
$2.48M
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
BUY
|
- |
23.8K+ 7.78% |
$1.57M - $1.77M
|
330K
$24.3M
|
|
Jul 19, 2021
Q2 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
21.6K+ 176.29% |
$1.42M - $1.6M
|
33.9K
$2.49M
|
|
Aug 13, 2021
Q2 2021
|
Old Mission Capital LLC
|
BUY
|
- |
15.3K+ 79.82% |
$1.01M - $1.14M
|
34.5K
$2.54M
|
|
Aug 13, 2021
Q2 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
12.4KNew |
$812K - $917K
|
12.4K
$909K
|
|
Jan 27, 2023
Q2 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
12.4KNew |
$812K - $917K
|
12.4K
$909K
|
|
Sep 08, 2021
Q2 2021
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
11.6K+ 5.39% |
$764K - $863K
|
227K
$16.7M
|
|
Aug 13, 2021
Q2 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
10.5K+ 7228.28% |
$688K - $777K
|
10.6K
$781K
|
|
Aug 16, 2021
Q2 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
8.4KNew |
$551K - $622K
|
8.4K
$617K
|
|
Aug 13, 2021
Q2 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
7.4K+ 21.78% |
$486K - $549K
|
41.4K
$3.04M
|
|
Aug 17, 2021
Q2 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
7.22K+ 34.88% |
$474K - $535K
|
27.9K
$2.05M
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.61K+ 40.09% |
$368K - $416K
|
19.6K
$1.44M
|
|
Aug 03, 2021
Q2 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
5.17KNew |
$340K - $383K
|
5.17K
$380K
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.25K+ 8.85% |
$279K - $315K
|
52.2K
$3.84M
|
|
Jul 20, 2021
Q2 2021
|
Professional Financial Advisors, LLC
|
BUY
|
- |
4.06KNew |
$267K - $301K
|
4.06K
$299K
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
4.03K+ 20.57% |
$265K - $299K
|
23.6K
$1.74M
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.7K+ 83.33% |
$177K - $200K
|
5.94K
$436K
|
|
Aug 19, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
2.68K+ 1265.57% |
$176K - $199K
|
2.9K
$213K
|
|
Aug 09, 2021
Q2 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.97K+ 7.19% |
$130K - $146K
|
29.4K
$2.16M
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.86K+ 1.4% |
$122K - $138K
|
135K
$9.93M
|
|
Aug 10, 2021
Q2 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
1.77K+ 4.11% |
$116K - $131K
|
44.8K
$3.29M
|
|
Aug 06, 2021
Q2 2021
|
Stone X Group Inc.
|
BUY
|
- |
968+ 28.4% |
$63.5K - $71.8K
|
4.38K
$322K
|
|
Aug 10, 2021
Q2 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
803+ 1.58% |
$52.7K - $59.5K
|
51.7K
$3.8M
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
694+ 4.0% |
$45.6K - $51.4K
|
18K
$1.33M
|
|
Jul 15, 2021
Q2 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
562+ 5.3% |
$36.9K - $41.7K
|
11.2K
$821K
|
|
Aug 17, 2021
Q2 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
350New |
$23K - $25.9K
|
350
$25.7K
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
BUY
|
- |
344+ 4.8% |
$22.6K - $25.5K
|
7.51K
$552K
|
|
Jul 21, 2021
Q2 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
323+ 7.19% |
$21.2K - $23.9K
|
4.81K
$354K
|
|
Jul 28, 2021
Q2 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
300+ 20.27% |
$19.7K - $22.2K
|
1.78K
$131K
|
|
Aug 13, 2021
Q2 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
251+ 8.96% |
$16.5K - $18.6K
|
3.05K
$224K
|
|
Jul 20, 2021
Q2 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
230+ 1.14% |
$15.1K - $17K
|
20.4K
$1.5M
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
212New |
$13.9K - $15.7K
|
212
$15.6K
|
|
Aug 12, 2021
Q2 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
190New |
$12.5K - $14.1K
|
190
$14K
|
|
Aug 13, 2024
Q2 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
150New |
$9.85K - $11.1K
|
150
$11K
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
116+ 3.05% |
$7.62K - $8.6K
|
3.91K
$288K
|
|
Aug 12, 2021
Q2 2021
|
Intrua Financial, LLC
Houston, TX |
BUY
|
- |
100+ 1.29% |
$6.57K - $7.41K
|
7.85K
$577K
|
|
Aug 11, 2021
Q2 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
85+ 0.74% |
$5.58K - $6.3K
|
11.6K
$850K
|
|
Aug 13, 2021
Q2 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
59New |
$3.87K - $4.37K
|
59
$4.34K
|
|
Aug 16, 2021
Q2 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
56+ 0.91% |
$3.68K - $4.15K
|
6.24K
$458K
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
32+ 4.94% |
$2.1K - $2.37K
|
680
$50K
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-12Closed |
$788 - $890
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-15- 0.27% |
$985 - $1.11K
|
5.58K
$410K
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-28- 0.72% |
$1.84K - $2.08K
|
3.87K
$285K
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-44Closed |
$2.89K - $3.26K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-50Closed |
$3.28K - $3.71K
|
0
$0
|
|
Jan 02, 2024
Q2 2021
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-55- 1.7% |
$3.61K - $4.08K
|
3.18K
$234K
|