Purchases and Sales Made in Q3 2021 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.18K- 19.53% |
$147K - $162K
|
8.99K
$756K
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-2.9KClosed |
$195K - $215K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-3.28K- 2.37% |
$221K - $244K
|
135K
$11.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-3.33K- 4.87% |
$224K - $247K
|
65.1K
$5.47M
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-6.24KClosed |
$420K - $463K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Moneywise, Inc.
|
SELL
|
- |
-6.77K- 8.84% |
$456K - $503K
|
69.8K
$5.87M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.32K- 87.17% |
$493K - $543K
|
1.08K
$90.5K
|
|
|
Oct 29, 2021
Q3 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-8.51K- 27.4% |
$573K - $632K
|
22.5K
$1.9M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-15.4K- 45.41% |
$1.04M - $1.14M
|
18.5K
$1.56M
|
|
|
Nov 14, 2024
Q3 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-16.8K- 17.54% |
$1.13M - $1.25M
|
79K
$6.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-18.9K- 16.67% |
$1.27M - $1.4M
|
94.4K
$7.93M
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-19.1K- 46.22% |
$1.29M - $1.42M
|
22.3K
$1.87M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-23.1K- 78.62% |
$1.56M - $1.72M
|
6.29K
$529K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-29.5K- 93.44% |
$1.99M - $2.19M
|
2.07K
$174K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-31.9KClosed |
$2.15M - $2.37M
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-32.2K- 95.63% |
$2.17M - $2.39M
|
1.47K
$124K
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-34.5KClosed |
$2.32M - $2.56M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-37.1K- 35.22% |
$2.5M - $2.75M
|
68.3K
$5.74M
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-51.7KClosed |
$3.48M - $3.83M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-90.7K- 17.73% |
$6.11M - $6.73M
|
421K
$35.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-182K- 49.17% |
$12.2M - $13.5M
|
188K
$15.8M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-203K- 61.45% |
$13.7M - $15.1M
|
127K
$10.7M
|