Purchases and Sales Made in Q3 2022 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2022
Q3 2022
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.48K- 24.88% |
$78.6K - $95.8K
|
4.47K
$375K
|
|
|
Oct 12, 2022
Q3 2022
|
Strid Group, LLC
|
SELL
|
- |
-2.07K- 16.15% |
$110K - $134K
|
10.7K
$902K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.21K- 12.16% |
$117K - $143K
|
16K
$1.34M
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-4.75K- 16.49% |
$252K - $308K
|
24K
$2.02M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-6.76K- 29.9% |
$359K - $438K
|
15.8K
$1.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.66K- 13.39% |
$407K - $496K
|
49.6K
$4.17M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11.7K- 32.87% |
$622K - $759K
|
23.9K
$2.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-21.4K- 12.48% |
$1.14M - $1.39M
|
150K
$12.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-26.6K- 49.36% |
$1.41M - $1.72M
|
27.3K
$2.29M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-37.7K- 76.54% |
$2M - $2.44M
|
11.5K
$971K
|