Purchases and Sales Made in Q3 2022 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
55.3K+ 12.02% |
$2.24M - $2.83M
|
516K
$28.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
37.4K+ 48.43% |
$1.52M - $1.92M
|
115K
$6.43M
|
|
|
Oct 21, 2022
Q3 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
35.6K+ 12.54% |
$1.44M - $1.82M
|
319K
$17.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
31K+ 197.45% |
$1.26M - $1.59M
|
46.7K
$2.62M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
19.3KNew |
$780K - $986K
|
19.3K
$1.08M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
15.1K+ 32.2% |
$613K - $775K
|
62.1K
$3.48M
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.1KNew |
$612K - $774K
|
15.1K
$846K
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
14.1K+ 14.42% |
$571K - $723K
|
112K
$6.27M
|
|
|
Jul 24, 2024
Q3 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
11KNew |
$447K - $565K
|
11K
$618K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
9.14K+ 71.94% |
$370K - $468K
|
21.8K
$1.22M
|
|
|
Oct 12, 2022
Q3 2022
|
Sawtooth Solutions, LLC
|
BUY
|
- |
6.04KNew |
$245K - $309K
|
6.04K
$339K
|
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
5.5KNew |
$223K - $281K
|
5.5K
$308K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.52K+ 27.1% |
$143K - $180K
|
16.5K
$924K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.48K+ 10.77% |
$100K - $127K
|
25.5K
$1.43M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.39K+ 5.23% |
$96.8K - $122K
|
48.1K
$2.69M
|
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
1.13K+ 15.43% |
$45.9K - $58.1K
|
8.48K
$475K
|
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
1.01K+ 3.88% |
$40.9K - $51.7K
|
27K
$1.51M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
955+ 30.2% |
$38.7K - $48.9K
|
4.12K
$231K
|
|
|
Oct 21, 2022
Q3 2022
|
G&S Capital LLC
|
BUY
|
- |
581+ 2.64% |
$23.5K - $29.8K
|
22.6K
$1.27M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
549+ 0.54% |
$22.2K - $28.1K
|
102K
$5.73M
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
539+ 23.8% |
$21.8K - $27.6K
|
2.8K
$157K
|
|
|
Nov 09, 2022
Q3 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
534New |
$21.6K - $27.4K
|
534
$29.9K
|
|
|
Oct 25, 2022
Q3 2022
|
Vigilant Capital Management, LLC
|
BUY
|
- |
312New |
$12.6K - $16K
|
312
$17.5K
|
|
|
Oct 27, 2022
Q3 2022
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
280+ 86.15% |
$11.3K - $14.3K
|
605
$33.9K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
156+ 21.82% |
$6.32K - $7.99K
|
871
$48.8K
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
BUY
|
- |
141+ 0.6% |
$5.71K - $7.22K
|
23.5K
$1.32M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
100New |
$4.05K - $5.12K
|
100
$5.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
96+ 0.62% |
$3.89K - $4.92K
|
15.5K
$869K
|
|
|
Nov 14, 2022
Q3 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
43+ 0.13% |
$1.74K - $2.2K
|
31.9K
$1.79M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
36+ 3.15% |
$1.46K - $1.84K
|
1.18K
$66.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
26+ 0.38% |
$1.05K - $1.33K
|
6.93K
$388K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-43- 0.49% |
$1.74K - $2.2K
|
8.72K
$489K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-98- 0.36% |
$3.97K - $5.02K
|
27.3K
$1.53M
|
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-117- 2.2% |
$4.74K - $5.99K
|
5.19K
$291K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-208- 44.07% |
$8.43K - $10.7K
|
264
$14.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Tkg Advisors, LLC
|
SELL
|
- |
-409- 7.27% |
$16.6K - $20.9K
|
5.22K
$292K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-518- 7.32% |
$21K - $26.5K
|
6.55K
$367K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-726- 0.85% |
$29.4K - $37.2K
|
85K
$4.76M
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-939- 55.53% |
$38K - $48.1K
|
752
$42.1K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-950- 4.37% |
$38.5K - $48.7K
|
20.8K
$1.17M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-1.7K- 69.53% |
$68.9K - $87.2K
|
746
$41.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-3.27K- 2.6% |
$132K - $167K
|
122K
$6.85M
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-4.08K- 8.31% |
$165K - $209K
|
45K
$2.52M
|
|
|
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-6.32K- 53.46% |
$256K - $324K
|
5.5K
$308K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-13.2K- 20.62% |
$535K - $676K
|
50.8K
$2.85M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-14.6K- 4.97% |
$590K - $745K
|
278K
$15.6M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-18.1K- 29.07% |
$732K - $925K
|
44.1K
$2.47M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-34K- 96.29% |
$1.38M - $1.74M
|
1.31K
$73.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-36K- 49.67% |
$1.46M - $1.84M
|
36.5K
$2.04M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-80.2K- 93.24% |
$3.25M - $4.11M
|
5.81K
$325K
|