Latest Institutional Transactions on First Trust Small Cap (FYT)
This table provides information on the latest institutional transactions involving First Trust Small Cap (FYT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-634- 12.27% |
$32K - $36.4K
|
4.53K
$247K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-935- 5.74% |
$47.2K - $53.7K
|
15.3K
$835K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.5KNew |
$126K - $143K
|
2.5K
$136K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-6.92K- 83.92% |
$349K - $398K
|
1.33K
$72.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-33.6K- 88.73% |
$1.7M - $1.93M
|
4.27K
$232K
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
1.3K+ 26.46% |
$65.6K - $74.7K
|
6.21K
$338K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.68K+ 1.71% |
$135K - $154K
|
160K
$8.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-2.89K- 5.4% |
$146K - $166K
|
50.6K
$2.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-500- 74.18% |
$25.2K - $28.7K
|
174
$9.46K
|
|
|
Nov 14, 2025
Q3 2025
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-18- 58.06% |
$908 - $1.03K
|
13
$707
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
16.7K+ 49.71% |
$844K - $961K
|
50.4K
$2.74M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.74K- 5.11% |
$87.8K - $100K
|
32.3K
$1.76M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-8.81K- 18.72% |
$444K - $506K
|
38.2K
$2.08M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.26K- 2.3% |
$215K - $244K
|
180K
$9.81M
|
|
|
Nov 12, 2025
Q3 2025
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-7- 14.89% |
$353 - $402
|
40
$2.18K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-138- 0.15% |
$6.96K - $7.93K
|
93.6K
$5.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-266- 4.06% |
$13.4K - $15.3K
|
6.29K
$342K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-157- 0.9% |
$7.92K - $9.02K
|
17.4K
$944K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
BUY
|
- |
6+ 0.4% |
$303 - $345
|
1.49K
$80.9K
|
|
|
Nov 12, 2025
Q3 2025
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
54.2K+ 44.39% |
$2.73M - $3.11M
|
176K
$9.58M
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.59KNew |
$181K - $206K
|
3.59K
$195K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15K+ 7.62% |
$754K - $859K
|
211K
$11.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.46K- 12.22% |
$73.4K - $83.6K
|
10.5K
$568K
|
|
|
Nov 12, 2025
Q3 2025
|
Blueprint Financial Advisors LLC
Greensboto, NC |
BUY
|
- |
176KNew |
$8.89M - $10.1M
|
176K
$9.58M
|
|
|
Nov 12, 2025
Q3 2025
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
4.41KNew |
$222K - $253K
|
4.41K
$240K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-239- 2.07% |
$12.1K - $13.7K
|
11.3K
$616K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
473+ 1.58% |
$23.9K - $27.2K
|
30.4K
$1.66M
|
|
|
Nov 10, 2025
Q3 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-735- 16.78% |
$37.1K - $42.2K
|
3.65K
$198K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-20K- 95.59% |
$1.01M - $1.15M
|
923
$50.2K
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.84KNew |
$143K - $163K
|
2.84K
$155K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.4K- 87.17% |
$70.6K - $80.4K
|
206
$11.2K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2+ 0.19% |
$101 - $115
|
1.08K
$58.8K
|
|
|
Nov 05, 2025
Q3 2025
|
Signature Estate & Investment Advisors LLC
|
BUY
|
- |
31+ 0.37% |
$1.56K - $1.78K
|
8.5K
$462K
|
|
|
Nov 05, 2025
Q3 2025
|
Proactive Wealth Strategies LLC
Marietta, GA |
SELL
|
- |
-3.64K- 5.24% |
$183K - $209K
|
65.7K
$3.58M
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
919+ 8.27% |
$46.4K - $52.8K
|
12K
$654K
|
|
|
Nov 05, 2025
Q3 2025
|
Prasad Wealth Partners, LLC
Independence, OH |
SELL
|
- |
-28- 0.59% |
$1.41K - $1.61K
|
4.74K
$258K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
101+ 1.66% |
$5.1K - $5.8K
|
6.2K
$337K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.3K+ 2.9% |
$65.4K - $74.5K
|
46.1K
$2.51M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
2.05K+ 4.76% |
$103K - $118K
|
45.1K
$2.45M
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.05K+ 7.84% |
$53K - $60.3K
|
14.4K
$786K
|
|
|
Oct 29, 2025
Q3 2025
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
168+ 1.97% |
$8.48K - $9.65K
|
8.69K
$473K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-300- 3.81% |
$15.1K - $17.2K
|
7.58K
$412K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.59KNew |
$181K - $206K
|
3.59K
$195K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.98K- 6.18% |
$100K - $114K
|
30.1K
$1.64M
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
13+ 0.38% |
$656 - $747
|
3.47K
$189K
|
|
|
Oct 14, 2025
Q3 2025
|
Northwest Wealth Management, LLC
|
BUY
|
- |
3.66KNew |
$184K - $210K
|
3.66K
$199K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.87K+ 8.27% |
$379K - $450K
|
116K
$6.31M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
5.17KNew |
$221K - $262K
|
5.17K
$281K
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
30.5K+ 515.48% |
$1.3M - $1.55M
|
36.4K
$1.98M
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-80- 35.09% |
$3.42K - $4.06K
|
148
$8.05K
|
|