Latest Institutional Transactions on First Trust Small Cap (FYT)
This table provides information on the latest institutional transactions involving First Trust Small Cap (FYT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
240+ 3.14% |
$10.3K - $12.2K
|
7.88K
$410K
|
|
|
Jul 08, 2025
Q2 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
174+ 34.8% |
$7.44K - $8.83K
|
674
$35.1K
|
|
| Q1 2025 | |||||||
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-10.7K- 72.62% |
$521K - $606K
|
4.03K
$210K
|
|
|
May 20, 2025
Q1 2025
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.84K- 12.06% |
$89.4K - $104K
|
13.4K
$696K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.07K- 3.34% |
$296K - $344K
|
176K
$9.15M
|
|
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-219- 0.52% |
$10.7K - $12.4K
|
41.9K
$2.18M
|
|
|
May 15, 2025
Q1 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
BUY
|
- |
3.1KNew |
$151K - $176K
|
3.1K
$161K
|
|
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
150+ 3.33% |
$7.31K - $8.51K
|
4.66K
$242K
|
|
|
May 15, 2025
Q1 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
9.54KNew |
$465K - $541K
|
9.54K
$496K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-66.5K- 38.29% |
$3.24M - $3.77M
|
107K
$5.57M
|
|
|
May 15, 2025
Q1 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
25.5K+ 326.92% |
$1.24M - $1.45M
|
33.3K
$1.73M
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
270+ 4.79% |
$13.2K - $15.3K
|
5.91K
$307K
|
|
|
May 15, 2025
Q1 2025
|
Signature Estate & Investment Advisors LLC
|
BUY
|
- |
5.31KNew |
$259K - $301K
|
5.31K
$276K
|
|
|
May 14, 2025
Q1 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
557+ 39.48% |
$27.1K - $31.6K
|
1.97K
$102K
|
|
|
May 14, 2025
Q1 2025
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-6.77K- 48.94% |
$330K - $384K
|
7.06K
$367K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.68K- 11.03% |
$179K - $208K
|
29.7K
$1.54M
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
25.7K+ 269.73% |
$1.25M - $1.46M
|
35.3K
$1.83M
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.69K- 22.29% |
$82.3K - $95.8K
|
5.89K
$306K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.61K+ 38.8% |
$225K - $261K
|
16.5K
$857K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-2.17K- 3.67% |
$106K - $123K
|
57K
$2.97M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
42.3K+ 76.14% |
$2.06M - $2.4M
|
97.8K
$5.09M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-55.9K- 25.2% |
$2.72M - $3.17M
|
166K
$8.63M
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
21KNew |
$1.02M - $1.19M
|
21K
$1.09M
|
|
|
May 12, 2025
Q1 2025
|
Prasad Wealth Partners, LLC
Independence, OH |
SELL
|
- |
-8.69K- 39.02% |
$424K - $493K
|
13.6K
$706K
|
|
|
May 12, 2025
Q1 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
14KNew |
$681K - $792K
|
14K
$727K
|
|
|
May 12, 2025
Q1 2025
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-25.1K- 8.71% |
$1.23M - $1.43M
|
264K
$13.7M
|
|
|
May 09, 2025
Q1 2025
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-142- 1.49% |
$6.92K - $8.05K
|
9.39K
$488K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-8.05K- 38.09% |
$392K - $456K
|
13.1K
$680K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.62K- 13.97% |
$274K - $319K
|
34.6K
$1.8M
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-82- 4.86% |
$4K - $4.65K
|
1.61K
$83.5K
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-143- 1.85% |
$6.97K - $8.11K
|
7.6K
$395K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
BUY
|
- |
1.18K+ 4.33% |
$57.6K - $67K
|
28.4K
$1.48M
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.02K- 3.51% |
$391K - $455K
|
221K
$11.5M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.68K+ 39.13% |
$325K - $379K
|
23.7K
$1.23M
|
|
|
May 06, 2025
Q1 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-354- 2.42% |
$17.3K - $20.1K
|
14.3K
$742K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-55.6K- 73.98% |
$2.71M - $3.15M
|
19.6K
$1.02M
|
|
|
May 02, 2025
Q1 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-12.4K- 11.5% |
$602K - $700K
|
95.1K
$4.94M
|
|
|
Apr 30, 2025
Q1 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
391+ 3.34% |
$19.1K - $22.2K
|
12.1K
$629K
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
SELL
|
- |
-3.86K- 7.4% |
$188K - $219K
|
48.3K
$2.51M
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.09K- 5.94% |
$151K - $175K
|
49K
$2.55M
|
|
|
Apr 25, 2025
Q1 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-153- 3.34% |
$7.46K - $8.68K
|
4.42K
$230K
|
|
|
Apr 23, 2025
Q1 2025
|
Creative Financial Designs Inc
|
SELL
|
- |
-552- 30.21% |
$26.9K - $31.3K
|
1.28K
$66.3K
|
|
|
Apr 23, 2025
Q1 2025
|
Proactive Wealth Strategies LLC
Marietta, GA |
SELL
|
- |
-2.04K- 2.76% |
$99.3K - $116K
|
71.7K
$3.73M
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-300- 2.26% |
$14.6K - $17K
|
13K
$674K
|
|
|
Apr 17, 2025
Q1 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
20+ 0.54% |
$975 - $1.13K
|
3.76K
$195K
|
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-71.3K- 97.99% |
$3.47M - $4.04M
|
1.46K
$76.1K
|
|
|
Apr 14, 2025
Q1 2025
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
20.9KNew |
$1.02M - $1.19M
|
20.9K
$1.09M
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
526+ 3.23% |
$28.3K - $31.9K
|
16.8K
$874K
|
|
|
Mar 12, 2025
Q4 2024
|
Centaurus Financial, Inc.
|
BUY
|
- |
10KNew |
$539K - $609K
|
10K
$522K
|
|