Latest Institutional Transactions on First Trust Small Cap (FYT)
This table provides information on the latest institutional transactions involving First Trust Small Cap (FYT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
463+ 5.1% |
$24.9K - $28.1K
|
9.54K
$521K
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
4.98KNew |
$268K - $302K
|
4.98K
$272K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-505- 3.67% |
$27.1K - $30.7K
|
13.3K
$725K
|
|
|
Feb 14, 2025
Q4 2024
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
4.51KNew |
$242K - $274K
|
4.51K
$246K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
5.82K+ 10.9% |
$313K - $354K
|
59.2K
$3.24M
|
|
|
Feb 14, 2025
Q4 2024
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
13.8KNew |
$743K - $840K
|
13.8K
$756K
|
|
|
Feb 14, 2025
Q4 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-2.9K- 27.1% |
$156K - $176K
|
7.8K
$426K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
87.1K+ 100.55% |
$4.68M - $5.29M
|
174K
$9.49M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
690+ 0.38% |
$37.1K - $41.9K
|
182K
$9.94M
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-37.3K- 86.87% |
$2.01M - $2.27M
|
5.64K
$308K
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-15- 3.57% |
$806 - $911
|
405
$22.1K
|
|
|
Feb 13, 2025
Q4 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
633+ 4.34% |
$34K - $38.4K
|
15.2K
$832K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-119- 1.55% |
$6.39K - $7.23K
|
7.58K
$414K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
25.4K+ 152.08% |
$1.37M - $1.54M
|
42.2K
$2.3M
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-58.6K- 83.16% |
$3.15M - $3.56M
|
11.9K
$649K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.94K+ 40.71% |
$265K - $300K
|
17.1K
$933K
|
|
|
Feb 12, 2025
Q4 2024
|
Citigroup Inc
|
BUY
|
- |
51+ 78.46% |
$2.74K - $3.1K
|
116
$6.34K
|
|
|
Feb 12, 2025
Q4 2024
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.69KNew |
$198K - $224K
|
3.69K
$202K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-18.8K- 7.81% |
$1.01M - $1.14M
|
222K
$12.1M
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-11.9K- 18.63% |
$640K - $724K
|
52.1K
$2.85M
|
|
|
Feb 12, 2025
Q4 2024
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
65+ 0.98% |
$3.49K - $3.95K
|
6.7K
$366K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.93K- 3.35% |
$426K - $482K
|
229K
$12.5M
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-956- 49.64% |
$51.4K - $58.1K
|
970
$53K
|
|
|
Feb 11, 2025
Q4 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-9.43K- 51.1% |
$507K - $573K
|
9.02K
$493K
|
|
|
Feb 11, 2025
Q4 2024
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
32.7K+ 12.79% |
$1.76M - $1.99M
|
289K
$15.8M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.96K+ 7.94% |
$159K - $180K
|
40.2K
$2.2M
|
|
|
Feb 10, 2025
Q4 2024
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-74- 1.98% |
$3.98K - $4.49K
|
3.66K
$200K
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.3K+ 11.0% |
$177K - $201K
|
33.3K
$1.82M
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-403- 4.95% |
$21.7K - $24.5K
|
7.74K
$423K
|
|
|
Feb 10, 2025
Q4 2024
|
Creative Financial Designs Inc
|
BUY
|
- |
9+ 0.5% |
$484 - $547
|
1.83K
$99.9K
|
|
|
Feb 07, 2025
Q4 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
339+ 2.37% |
$18.2K - $20.6K
|
14.6K
$800K
|
|
|
Feb 07, 2025
Q4 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
28+ 1.0% |
$1.5K - $1.7K
|
2.83K
$155K
|
|
|
Feb 07, 2025
Q4 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
634+ 0.22% |
$34.1K - $38.5K
|
290K
$15.9M
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-860- 4.84% |
$46.2K - $52.2K
|
16.9K
$924K
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.39K+ 458.94% |
$74.5K - $84.2K
|
1.69K
$92.3K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
55.5KNew |
$2.98M - $3.37M
|
55.5K
$3.03M
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
BUY
|
- |
668+ 2.51% |
$35.9K - $40.6K
|
27.3K
$1.49M
|
|
|
Feb 05, 2025
Q4 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.12K+ 69.84% |
$60K - $67.8K
|
2.71K
$148K
|
|
|
Feb 04, 2025
Q4 2024
|
Prasad Wealth Partners, LLC
Independence, OH |
BUY
|
- |
22.3KNew |
$1.2M - $1.35M
|
22.3K
$1.22M
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.52K- 4.48% |
$189K - $214K
|
75.2K
$4.11M
|
|
|
Jan 31, 2025
Q4 2024
|
Proactive Wealth Strategies LLC
Marietta, GA |
SELL
|
- |
-4.35K- 5.57% |
$234K - $264K
|
73.8K
$4.03M
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.75K+ 21.55% |
$201K - $228K
|
21.1K
$1.16M
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-661- 14.42% |
$35.5K - $40.1K
|
3.92K
$214K
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
SELL
|
- |
-1.01K- 1.9% |
$54.4K - $61.5K
|
52.1K
$2.85M
|
|
|
Jan 28, 2025
Q4 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-9.8K- 8.36% |
$527K - $595K
|
107K
$5.87M
|
|
|
Jan 28, 2025
Q4 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
82+ 2.24% |
$4.41K - $4.98K
|
3.74K
$204K
|
|
|
Jan 23, 2025
Q4 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
164+ 1.75% |
$8.81K - $9.96K
|
9.53K
$521K
|
|
|
Jan 22, 2025
Q4 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
446+ 3.96% |
$24K - $27.1K
|
11.7K
$640K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-125- 2.95% |
$6.72K - $7.59K
|
4.11K
$224K
|