Latest Institutional Transactions on First Trust Small Cap (FYT)
This table provides information on the latest institutional transactions involving First Trust Small Cap (FYT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
88+ 1.16% |
$4.46K - $5.15K
|
7.7K
$421K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-1.18K- 2.15% |
$59.5K - $68.8K
|
53.4K
$2.92M
|
|
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
9.43K+ 104.5% |
$478K - $552K
|
18.4K
$1.01M
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
10.7KNew |
$542K - $627K
|
10.7K
$585K
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-11K- 39.75% |
$559K - $646K
|
16.7K
$915K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
17.1K+ 32.0% |
$866K - $1M
|
70.5K
$3.86M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-23- 74.19% |
$1.17K - $1.35K
|
8
$438
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.66K- 1.45% |
$135K - $156K
|
181K
$9.92M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
4.11K+ 10.59% |
$208K - $241K
|
43K
$2.35M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-4.12K- 31.2% |
$209K - $241K
|
9.07K
$496K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-82.5K- 48.8% |
$4.18M - $4.83M
|
86.6K
$4.74M
|
|
|
Nov 14, 2024
Q3 2024
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
3.73KNew |
$189K - $218K
|
3.73K
$204K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-8- 1.87% |
$405 - $468
|
420
$23K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
BUY
|
- |
1.85K+ 3.6% |
$93.6K - $108K
|
53.1K
$2.91M
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-40- 0.86% |
$2.03K - $2.34K
|
4.59K
$251K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-785- 2.55% |
$39.8K - $46K
|
30K
$1.64M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-50.2K- 17.26% |
$2.54M - $2.94M
|
241K
$13.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
4.43K+ 1.76% |
$224K - $259K
|
256K
$14M
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-59- 0.41% |
$2.99K - $3.46K
|
14.3K
$782K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.1KNew |
$615K - $710K
|
12.1K
$663K
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-287- 16.9% |
$14.5K - $16.8K
|
1.41K
$77.2K
|
|
|
Nov 13, 2024
Q3 2024
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-38- 55.07% |
$1.93K - $2.23K
|
31
$1.7K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
25.1KNew |
$1.27M - $1.47M
|
25.1K
$1.38M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.59K- 29.94% |
$385K - $445K
|
17.8K
$972K
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
41.9K+ 55.6% |
$2.12M - $2.45M
|
117K
$6.41M
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-258- 11.81% |
$13.1K - $15.1K
|
1.93K
$105K
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
BUY
|
- |
273+ 6.65% |
$13.8K - $16K
|
4.38K
$239K
|
|
|
Nov 12, 2024
Q3 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-86.5K- 64.86% |
$4.39M - $5.07M
|
46.9K
$2.56M
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.51K+ 1780.0% |
$76.7K - $88.6K
|
1.6K
$87.4K
|
|
|
Nov 12, 2024
Q3 2024
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-437- 6.18% |
$22.1K - $25.6K
|
6.63K
$363K
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.66K- 10.24% |
$84.3K - $97.4K
|
14.6K
$798K
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2+ 0.67% |
$101 - $117
|
302
$16.5K
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
566+ 3.36% |
$28.7K - $33.1K
|
17.4K
$951K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-29K- 10.91% |
$1.47M - $1.7M
|
237K
$12.9M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
563+ 0.89% |
$28.5K - $33K
|
64K
$3.5M
|
|
|
Nov 04, 2024
Q3 2024
|
Northwest Wealth Management, LLC
|
BUY
|
- |
3.73KNew |
$189K - $218K
|
3.73K
$204K
|
|
|
Nov 04, 2024
Q3 2024
|
Proactive Wealth Strategies LLC
Marietta, GA |
BUY
|
- |
78.1KNew |
$3.96M - $4.57M
|
78.1K
$4.27M
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-59.5K- 87.96% |
$3.02M - $3.48M
|
8.14K
$445K
|
|
|
Nov 01, 2024
Q3 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
12+ 0.43% |
$608 - $703
|
2.8K
$153K
|
|
|
Oct 30, 2024
Q3 2024
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-341- 4.75% |
$17.3K - $20K
|
6.84K
$374K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.23KNew |
$214K - $248K
|
4.23K
$231K
|
|
|
Oct 28, 2024
Q3 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
211+ 2.3% |
$10.7K - $12.4K
|
9.37K
$513K
|
|
|
Oct 28, 2024
Q3 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-169- 8.51% |
$8.56K - $9.9K
|
1.82K
$99.5K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
672+ 5.13% |
$34.1K - $39.4K
|
13.8K
$753K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
BUY
|
- |
1.02K+ 3.98% |
$51.6K - $59.6K
|
26.6K
$1.45M
|
|
|
Oct 24, 2024
Q3 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-609- 5.13% |
$30.9K - $35.7K
|
11.3K
$616K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.56K- 7.7% |
$333K - $384K
|
78.7K
$4.31M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
413+ 1.03% |
$20.9K - $24.2K
|
40.6K
$2.22M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-16.7K- 30.94% |
$847K - $978K
|
37.3K
$2.04M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-62.8K- 78.81% |
$3.18M - $3.68M
|
16.9K
$923K
|