Latest Institutional Transactions on First Trust Small Cap (FYT)
This table provides information on the latest institutional transactions involving First Trust Small Cap (FYT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2024
Q3 2024
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
BUY
|
- |
9.01KNew |
$457K - $528K
|
9.01K
$493K
|
|
|
Oct 15, 2024
Q3 2024
|
Hilltop National Bank
Casper, WY |
SELL
|
- |
-93- 39.41% |
$4.71K - $5.45K
|
143
$7.82K
|
|
|
Oct 10, 2024
Q3 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
27+ 0.74% |
$1.37K - $1.58K
|
3.66K
$200K
|
|
|
Oct 10, 2024
Q3 2024
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-55- 1.16% |
$2.79K - $3.22K
|
4.7K
$257K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 09, 2024
Q3 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
4.54K+ 1.59% |
$230K - $266K
|
290K
$15.8M
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-202- 38.55% |
$10.2K - $11.8K
|
322
$17.6K
|
|
| Q2 2024 | |||||||
|
Aug 12, 2024
Q2 2024
|
Citigroup Inc
|
BUY
|
- |
65New |
$3.26K - $3.52K
|
65
$3.56K
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
3.9K+ 4.69% |
$196K - $211K
|
87K
$4.76M
|
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
3.56KNew |
$179K - $193K
|
3.56K
$195K
|
|
|
Jul 10, 2024
Q2 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-101- 16.81% |
$5.07K - $5.47K
|
500
$27.4K
|
|
|
Jul 02, 2024
Q2 2024
|
M&R Capital Management Inc
|
SELL
|
- |
-600- 7.21% |
$30.1K - $32.5K
|
7.72K
$422K
|
|
|
Jul 02, 2024
Q2 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
1.26KNew |
$63.2K - $68.1K
|
1.26K
$68.9K
|
|
| Q1 2024 | |||||||
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
115New |
$5.86K - $6.25K
|
115
$6.29K
|
|
|
May 16, 2024
Q1 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-18K- 78.06% |
$917K - $978K
|
5.06K
$277K
|
|
|
May 15, 2024
Q1 2024
|
Gts Securities LLC
New York, NY |
BUY
|
- |
12.8KNew |
$653K - $696K
|
12.8K
$701K
|
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
195New |
$9.93K - $10.6K
|
195
$10.7K
|
|
|
May 13, 2024
Q1 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
431+ 22.71% |
$22K - $23.4K
|
2.33K
$127K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
3KNew |
$153K - $163K
|
3K
$164K
|
|
|
Apr 22, 2024
Q1 2024
|
Accordant Advisory Group Inc
Annapolis, MD |
BUY
|
- |
1KNew |
$50.9K - $54.3K
|
1K
$54.7K
|
|
| Q4 2023 | |||||||
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
47New |
$2.07K - $2.6K
|
47
$2.57K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
6.93KNew |
$305K - $383K
|
6.93K
$379K
|
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.33K- 46.29% |
$235K - $295K
|
6.19K
$338K
|
|
|
Feb 13, 2024
Q4 2023
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
4.47KNew |
$197K - $248K
|
4.47K
$245K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
261New |
$11.5K - $14.4K
|
261
$14.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
102New |
$4.5K - $5.65K
|
102
$5.58K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
4.01KNew |
$177K - $222K
|
4.01K
$219K
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
996+ 0.37% |
$43.9K - $55.1K
|
274K
$15M
|
|
|
Jan 10, 2024
Q4 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
5.81KNew |
$256K - $322K
|
5.81K
$318K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-289- 14.99% |
$13K - $14.7K
|
1.64K
$89.7K
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-862- 10.96% |
$38.9K - $43.9K
|
7.01K
$383K
|
|
|
Oct 18, 2023
Q3 2023
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
4.71K+ 70.34% |
$213K - $240K
|
11.4K
$624K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
74New |
$3.34K - $3.77K
|
74
$4.05K
|
|
| Q2 2023 | |||||||
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-223Closed |
$9.31K - $10.5K
|
0
$0
|
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-5.57KClosed |
$233K - $262K
|
0
$0
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
250New |
$10.9K - $13.2K
|
250
$13.7K
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.31K- 11.78% |
$144K - $175K
|
24.8K
$1.36M
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-15- 13.64% |
$652 - $794
|
95
$5.2K
|
|
|
May 15, 2023
Q1 2023
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
19.8KNew |
$862K - $1.05M
|
19.8K
$1.09M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13KNew |
$564K - $687K
|
13K
$709K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.36K- 94.66% |
$59.3K - $72.2K
|
77
$4.21K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-161- 41.39% |
$7K - $8.52K
|
228
$12.5K
|
|
|
May 02, 2023
Q1 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
210+ 3.95% |
$9.13K - $11.1K
|
5.53K
$302K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5- 0.1% |
$217 - $265
|
4.88K
$267K
|
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
BUY
|
- |
15+ 166.67% |
$652 - $794
|
24
$1.31K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-89- 33.71% |
$3.87K - $4.71K
|
175
$9.57K
|
|
| Q4 2022 | |||||||
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3New |
$125 - $144
|
3
$164
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
25New |
$1.04K - $1.2K
|
25
$1.37K
|
|
|
Feb 14, 2023
Q4 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
46.3K+ 841.44% |
$1.92M - $2.23M
|
51.8K
$2.83M
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
5.36KNew |
$222K - $258K
|
5.36K
$293K
|
|