Latest Institutional Transactions on First Trust Small Cap (FYT)
This table provides information on the latest institutional transactions involving First Trust Small Cap (FYT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2024
Q1 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-2.87K- 24.12% |
$146K - $156K
|
9.02K
$487K
|
|
May 15, 2024
Q1 2024
|
Gts Securities LLC
New York, NY |
BUY
|
- |
12.8KNew |
$653K - $696K
|
12.8K
$692K
|
|
May 14, 2024
Q1 2024
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.17K+ 19.42% |
$59.5K - $63.5K
|
7.18K
$388K
|
|
May 14, 2024
Q1 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
85New |
$4.33K - $4.62K
|
85
$4.59K
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.88K+ 5.04% |
$95.7K - $102K
|
39.2K
$2.11M
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
195New |
$9.93K - $10.6K
|
195
$10.5K
|
|
May 13, 2024
Q1 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
431+ 22.71% |
$22K - $23.4K
|
2.33K
$126K
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-164- 35.34% |
$8.35K - $8.91K
|
300
$16.2K
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
3KNew |
$153K - $163K
|
3K
$162K
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-719- 11.28% |
$36.6K - $39.1K
|
5.66K
$305K
|
|
Apr 22, 2024
Q1 2024
|
Accordant Advisory Group Inc
Annapolis, MD |
BUY
|
- |
1KNew |
$50.9K - $54.3K
|
1K
$54K
|
|
Q4 2023 | |||||||
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
47New |
$2.07K - $2.6K
|
47
$2.54K
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
6.93KNew |
$305K - $383K
|
6.93K
$374K
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.33K- 46.29% |
$235K - $295K
|
6.19K
$334K
|
|
Feb 13, 2024
Q4 2023
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
4.47KNew |
$197K - $248K
|
4.47K
$242K
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
261New |
$11.5K - $14.4K
|
261
$14.1K
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
102New |
$4.5K - $5.65K
|
102
$5.51K
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
4.01KNew |
$177K - $222K
|
4.01K
$217K
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
996+ 0.37% |
$43.9K - $55.1K
|
274K
$14.8M
|
|
Jan 10, 2024
Q4 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
5.81KNew |
$256K - $322K
|
5.81K
$314K
|
|
Q3 2023 | |||||||
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-289- 14.99% |
$13K - $14.7K
|
1.64K
$88.5K
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-784- 31.59% |
$35.4K - $39.9K
|
1.7K
$91.7K
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-862- 10.96% |
$38.9K - $43.9K
|
7.01K
$378K
|
|
Oct 18, 2023
Q3 2023
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
4.71K+ 70.34% |
$213K - $240K
|
11.4K
$616K
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
74New |
$3.34K - $3.77K
|
74
$4K
|
|
Q2 2023 | |||||||
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-223Closed |
$9.31K - $10.5K
|
0
$0
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-5.57KClosed |
$233K - $262K
|
0
$0
|
|
Q1 2023 | |||||||
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
250New |
$10.9K - $13.2K
|
250
$13.5K
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.31K- 11.78% |
$144K - $175K
|
24.8K
$1.34M
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-15- 13.64% |
$652 - $794
|
95
$5.13K
|
|
May 15, 2023
Q1 2023
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
19.8KNew |
$862K - $1.05M
|
19.8K
$1.07M
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13KNew |
$564K - $687K
|
13K
$700K
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.36K- 94.66% |
$59.3K - $72.2K
|
77
$4.16K
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-161- 41.39% |
$7K - $8.52K
|
228
$12.3K
|
|
May 02, 2023
Q1 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
210+ 3.95% |
$9.13K - $11.1K
|
5.53K
$299K
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5- 0.1% |
$217 - $265
|
4.88K
$264K
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
BUY
|
- |
15+ 166.67% |
$652 - $794
|
24
$1.3K
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-89- 33.71% |
$3.87K - $4.71K
|
175
$9.45K
|
|
Q4 2022 | |||||||
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3New |
$125 - $144
|
3
$162
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
25New |
$1.04K - $1.2K
|
25
$1.35K
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
5.36KNew |
$222K - $258K
|
5.36K
$290K
|
|
Feb 14, 2023
Q4 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
46.3K+ 841.44% |
$1.92M - $2.23M
|
51.8K
$2.8M
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
524New |
$21.7K - $25.2K
|
524
$28.3K
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
SELL
|
- |
-1.74K- 27.08% |
$72.3K - $83.8K
|
4.69K
$253K
|
|
Q3 2022 | |||||||
Jul 24, 2024
Q3 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
11KNew |
$447K - $565K
|
11K
$596K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
100New |
$4.05K - $5.12K
|
100
$5.4K
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
31K+ 197.45% |
$1.26M - $1.59M
|
46.7K
$2.52M
|
|
Nov 10, 2022
Q3 2022
|
Tkg Advisors, LLC
|
SELL
|
- |
-409- 7.27% |
$16.6K - $20.9K
|
5.22K
$282K
|
|
Nov 09, 2022
Q3 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
534New |
$21.6K - $27.4K
|
534
$28.8K
|
|
Oct 27, 2022
Q3 2022
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
280+ 86.15% |
$11.3K - $14.3K
|
605
$32.7K
|