Latest Institutional Transactions on First Trust Small Cap (FYT)
This table provides information on the latest institutional transactions involving First Trust Small Cap (FYT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2020
Q3 2020
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-13.3KClosed |
$379K - $453K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 06, 2020
Q2 2020
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
1.82KNew |
$36.5K - $69K
|
1.82K
$94.7K
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-55.2KClosed |
$1.07M - $2.1M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-5.75KClosed |
$112K - $219K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-350Closed |
$6.79K - $13.3K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.7KClosed |
$54.6K - $62.7K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Sequent Asset Management, LLC
|
SELL
|
- |
-5.86KClosed |
$188K - $216K
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-736Closed |
$23.6K - $27.1K
|
0
$0
|
|
|
Jul 24, 2019
Q2 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-3.36KClosed |
$108K - $124K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 11, 2019
Q4 2018
|
Allworth Financial LP
|
SELL
|
- |
-7Closed |
$208 - $269
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-47.4KClosed |
$1.41M - $1.82M
|
0
$0
|
|
| Q3 2018 | |||||||
|
Oct 17, 2018
Q3 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-6.45KClosed |
$248K - $259K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-280Closed |
$9.68K - $11K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 03, 2018
Q1 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-5.29KClosed |
$183K - $203K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-364Closed |
$12.6K - $14K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Jan 25, 2018
Q4 2017
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-886Closed |
$30.6K - $33K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$35 - $35.7
|
1
$52
|
|