Latest Institutional Sells of First Trust Small Cap (FYT)
This list provides information on the latest institutional transactions involving First Trust Small Cap (FYT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2025
Q2 2025
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-142K- 53.7% |
$6.06M - $7.18M
|
122K
$6.75M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-44.3K- 45.31% |
$1.9M - $2.25M
|
53.5K
$2.96M
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-33.7K- 80.32% |
$1.44M - $1.71M
|
8.25K
$456K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-24.5K- 11.11% |
$1.05M - $1.24M
|
196K
$10.9M
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-18.5K- 10.51% |
$791K - $937K
|
157K
$8.7M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-9.99K- 17.51% |
$427K - $507K
|
47K
$2.6M
|
|
|
Jul 23, 2025
Q2 2025
|
Prasad Wealth Partners, LLC
Independence, OH |
SELL
|
- |
-8.82K- 64.91% |
$377K - $447K
|
4.77K
$264K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-8K- 40.92% |
$342K - $406K
|
11.6K
$639K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
SELL
|
- |
-5.24K- 10.86% |
$224K - $266K
|
43K
$2.38M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.58K- 27.77% |
$196K - $232K
|
11.9K
$658K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.17K- 8.51% |
$178K - $211K
|
44.8K
$2.48M
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.53K- 7.3% |
$108K - $128K
|
32.1K
$1.77M
|
|
|
Aug 13, 2025
Q2 2025
|
Proactive Wealth Strategies LLC
Marietta, GA |
SELL
|
- |
-2.35K- 3.28% |
$101K - $119K
|
69.4K
$3.84M
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.75K- 12.29% |
$75K - $89K
|
12.5K
$692K
|
|
|
Aug 08, 2025
Q2 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.31K- 1.37% |
$55.9K - $66.3K
|
93.7K
$5.18M
|
|
|
Jul 28, 2025
Q2 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.04K- 13.75% |
$44.7K - $53K
|
6.55K
$362K
|
|
|
Aug 13, 2025
Q2 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-987- 8.16% |
$42.2K - $50.1K
|
11.1K
$614K
|
|
|
Jul 29, 2025
Q2 2025
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-868- 9.24% |
$37.1K - $44K
|
8.52K
$471K
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-720- 12.23% |
$30.8K - $36.5K
|
5.17K
$286K
|
|
|
Jul 17, 2025
Q2 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-302- 8.04% |
$12.9K - $15.3K
|
3.46K
$191K
|
|
|
Jul 25, 2025
Q2 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-164- 1.25% |
$7.02K - $8.32K
|
12.9K
$714K
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-80- 35.09% |
$3.42K - $4.06K
|
148
$8.18K
|
|
|
Jul 29, 2025
Q2 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-40- 0.9% |
$1.71K - $2.03K
|
4.38K
$242K
|
|
| Q1 2025 | |||||||
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-71.3K- 97.99% |
$3.47M - $4.04M
|
1.46K
$80.9K
|
|
|
May 14, 2025
Q1 2025
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-6.77K- 48.94% |
$330K - $384K
|
7.06K
$390K
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-82- 4.86% |
$4K - $4.65K
|
1.61K
$88.8K
|
|
| Q4 2024 | |||||||
|
Feb 11, 2025
Q4 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-9.43K- 51.1% |
$507K - $573K
|
9.02K
$499K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-956- 49.64% |
$51.4K - $58.1K
|
970
$53.6K
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-661- 14.42% |
$35.5K - $40.1K
|
3.92K
$217K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-125- 2.95% |
$6.72K - $7.59K
|
4.11K
$227K
|
|
|
Feb 14, 2025
Q4 2024
|
Buckingham Strategic Partners
Saint Louis, MO |
SELL
|
- |
-74- 1.98% |
$3.98K - $4.49K
|
3.66K
$202K
|
|
|
Feb 10, 2025
Q4 2024
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-74- 1.98% |
$3.98K - $4.49K
|
3.66K
$202K
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-15- 3.57% |
$806 - $911
|
405
$22.4K
|
|
| Q3 2024 | |||||||
|
Nov 12, 2024
Q3 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-86.5K- 64.86% |
$4.39M - $5.07M
|
46.9K
$2.59M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-62.8K- 78.81% |
$3.18M - $3.68M
|
16.9K
$933K
|
|
|
Oct 15, 2024
Q3 2024
|
Hilltop National Bank
Casper, WY |
SELL
|
- |
-93- 39.41% |
$4.71K - $5.45K
|
143
$7.91K
|
|
|
Nov 13, 2024
Q3 2024
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-38- 55.07% |
$1.93K - $2.23K
|
31
$1.71K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-23- 74.19% |
$1.17K - $1.35K
|
8
$442
|
|
| Q2 2024 | |||||||
|
Jul 02, 2024
Q2 2024
|
M&R Capital Management Inc
|
SELL
|
- |
-600- 7.21% |
$30.1K - $32.5K
|
7.72K
$427K
|
|
| Q1 2024 | |||||||
|
May 16, 2024
Q1 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-18K- 78.06% |
$917K - $978K
|
5.06K
$280K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.33K- 46.29% |
$235K - $295K
|
6.19K
$342K
|
|
| Q3 2023 | |||||||
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-862- 10.96% |
$38.9K - $43.9K
|
7.01K
$387K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-289- 14.99% |
$13K - $14.7K
|
1.64K
$90.6K
|
|
| Q2 2023 | |||||||
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-5.57KClosed |
$233K - $262K
|
0
$0
|
|
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-223Closed |
$9.31K - $10.5K
|
0
$0
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.31K- 11.78% |
$144K - $175K
|
24.8K
$1.37M
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.36K- 94.66% |
$59.3K - $72.2K
|
77
$4.26K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-89- 33.71% |
$3.87K - $4.71K
|
175
$9.68K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-15- 13.64% |
$652 - $794
|
95
$5.25K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5- 0.1% |
$217 - $265
|
4.88K
$270K
|
|