Latest Institutional Sells of First Trust Small Cap (FYT)
This list provides information on the latest institutional transactions involving First Trust Small Cap (FYT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-86.5K- 64.86% |
$4.39M - $5.07M
|
46.9K
$2.74M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-82.5K- 48.8% |
$4.18M - $4.83M
|
86.6K
$5.06M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-62.8K- 78.81% |
$3.18M - $3.68M
|
16.9K
$986K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-59.5K- 87.96% |
$3.02M - $3.48M
|
8.14K
$476K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-50.2K- 17.26% |
$2.54M - $2.94M
|
241K
$14.1M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-29K- 10.91% |
$1.47M - $1.7M
|
237K
$13.8M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-16.7K- 30.94% |
$847K - $978K
|
37.3K
$2.18M
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-11K- 39.75% |
$559K - $646K
|
16.7K
$977K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.59K- 29.94% |
$385K - $445K
|
17.8K
$1.04M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.56K- 7.7% |
$333K - $384K
|
78.7K
$4.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-4.12K- 31.2% |
$209K - $241K
|
9.07K
$530K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.66K- 1.45% |
$135K - $156K
|
181K
$10.6M
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.66K- 10.24% |
$84.3K - $97.4K
|
14.6K
$852K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-1.18K- 2.15% |
$59.5K - $68.8K
|
53.4K
$3.12M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-785- 2.55% |
$39.8K - $46K
|
30K
$1.76M
|
|
|
Oct 24, 2024
Q3 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-609- 5.13% |
$30.9K - $35.7K
|
11.3K
$658K
|
|
|
Nov 12, 2024
Q3 2024
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-437- 6.18% |
$22.1K - $25.6K
|
6.63K
$388K
|
|
|
Oct 30, 2024
Q3 2024
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-341- 4.75% |
$17.3K - $20K
|
6.84K
$400K
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-287- 16.9% |
$14.5K - $16.8K
|
1.41K
$82.5K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-258- 11.81% |
$13.1K - $15.1K
|
1.93K
$113K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-202- 38.55% |
$10.2K - $11.8K
|
322
$18.8K
|
|
|
Oct 28, 2024
Q3 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-169- 8.51% |
$8.56K - $9.9K
|
1.82K
$106K
|
|
|
Oct 15, 2024
Q3 2024
|
Hilltop National Bank
Casper, WY |
SELL
|
- |
-93- 39.41% |
$4.71K - $5.45K
|
143
$8.36K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-59- 0.41% |
$2.99K - $3.46K
|
14.3K
$835K
|
|
|
Oct 10, 2024
Q3 2024
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-55- 1.16% |
$2.79K - $3.22K
|
4.7K
$274K
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-40- 0.86% |
$2.03K - $2.34K
|
4.59K
$268K
|
|
|
Nov 13, 2024
Q3 2024
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-38- 55.07% |
$1.93K - $2.23K
|
31
$1.81K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-23- 74.19% |
$1.17K - $1.35K
|
8
$468
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-8- 1.87% |
$405 - $468
|
420
$24.5K
|
|
| Q2 2024 | |||||||
|
Jul 02, 2024
Q2 2024
|
M&R Capital Management Inc
|
SELL
|
- |
-600- 7.21% |
$30.1K - $32.5K
|
7.72K
$451K
|
|
|
Jul 10, 2024
Q2 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-101- 16.81% |
$5.07K - $5.47K
|
500
$29.2K
|
|
| Q1 2024 | |||||||
|
May 16, 2024
Q1 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-18K- 78.06% |
$917K - $978K
|
5.06K
$296K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.33K- 46.29% |
$235K - $295K
|
6.19K
$361K
|
|
| Q3 2023 | |||||||
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-862- 10.96% |
$38.9K - $43.9K
|
7.01K
$409K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-289- 14.99% |
$13K - $14.7K
|
1.64K
$95.8K
|
|
| Q2 2023 | |||||||
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-5.57KClosed |
$233K - $262K
|
0
$0
|
|
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-223Closed |
$9.31K - $10.5K
|
0
$0
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.31K- 11.78% |
$144K - $175K
|
24.8K
$1.45M
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.36K- 94.66% |
$59.3K - $72.2K
|
77
$4.5K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-161- 41.39% |
$7K - $8.52K
|
228
$13.3K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-89- 33.71% |
$3.87K - $4.71K
|
175
$10.2K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-15- 13.64% |
$652 - $794
|
95
$5.55K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5- 0.1% |
$217 - $265
|
4.88K
$285K
|
|
| Q4 2022 | |||||||
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
SELL
|
- |
-1.74K- 27.08% |
$72.3K - $83.8K
|
4.69K
$274K
|
|
| Q3 2022 | |||||||
|
Nov 10, 2022
Q3 2022
|
Tkg Advisors, LLC
|
SELL
|
- |
-409- 7.27% |
$16.6K - $20.9K
|
5.22K
$305K
|
|
| Q2 2022 | |||||||
|
Aug 02, 2022
Q2 2022
|
Triumph Capital Management
|
SELL
|
- |
-20.2KClosed |
$865K - $1.04M
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-10.3KClosed |
$441K - $529K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
One Plus One Wealth Management, LLC
|
SELL
|
- |
-4.02K- 3.16% |
$172K - $207K
|
123K
$7.2M
|
|
|
Aug 05, 2022
Q2 2022
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-4KClosed |
$171K - $206K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-200Closed |
$8.57K - $10.3K
|
0
$0
|
|