Purchases and Sales Made in Q4 2021 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
95.7K+ 26.16% |
$4.76M - $5.19M
|
462K
$25.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
30.7K+ 341.11% |
$1.53M - $1.66M
|
39.7K
$2.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
28.9K+ 6.15% |
$1.44M - $1.56M
|
498K
$27.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
27.2K+ 7.87% |
$1.35M - $1.47M
|
372K
$20.9M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
26KNew |
$1.29M - $1.41M
|
26K
$1.46M
|
|
|
Feb 15, 2022
Q4 2021
|
Icapital Wealth LLC
Walnut Creek, CA |
BUY
|
- |
15KNew |
$747K - $813K
|
15K
$840K
|
|
|
Feb 10, 2022
Q4 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
14K+ 6.5% |
$699K - $761K
|
230K
$12.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Triumph Capital Management
|
BUY
|
- |
13.3KNew |
$663K - $722K
|
13.3K
$746K
|
|
|
Feb 07, 2022
Q4 2021
|
Sweet Financial Partners, LLC
|
BUY
|
- |
11.6KNew |
$579K - $631K
|
11.6K
$652K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
10.6KNew |
$527K - $574K
|
10.6K
$593K
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
9.02KNew |
$449K - $489K
|
9.02K
$505K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
9KNew |
$448K - $488K
|
9K
$504K
|
|
|
Feb 14, 2022
Q4 2021
|
Wmg Financial Advisors, LLC
|
BUY
|
- |
6.94KNew |
$345K - $376K
|
6.94K
$389K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
6.39K+ 21.51% |
$318K - $346K
|
36.1K
$2.02M
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
5.32K+ 27.12% |
$265K - $289K
|
25K
$1.4M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
4.94KNew |
$246K - $268K
|
4.94K
$277K
|
|
|
Jan 24, 2022
Q4 2021
|
Northwest Wealth Management, LLC
|
BUY
|
- |
4.73KNew |
$235K - $256K
|
4.73K
$265K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.71KNew |
$234K - $255K
|
4.71K
$264K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
4.55K+ 9.5% |
$227K - $247K
|
52.4K
$2.94M
|
|
|
Feb 08, 2022
Q4 2021
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
4KNew |
$199K - $217K
|
4K
$224K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.43K+ 3.55% |
$171K - $186K
|
100K
$5.6M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.57K+ 19.17% |
$128K - $139K
|
16K
$895K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.46K+ 4.14% |
$123K - $134K
|
61.9K
$3.47M
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.67K+ 4.13% |
$83.2K - $90.6K
|
42.1K
$2.36M
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.5K+ 122.97% |
$74.6K - $81.2K
|
2.72K
$152K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
1.1K+ 7.54% |
$54.5K - $59.3K
|
15.6K
$875K
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
967+ 13.25% |
$48.1K - $52.4K
|
8.27K
$463K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
737New |
$36.7K - $39.9K
|
737
$41.3K
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
295+ 6.9% |
$14.7K - $16K
|
4.57K
$256K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
BUY
|
- |
244+ 1.13% |
$12.1K - $13.2K
|
21.8K
$1.22M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
104+ 0.11% |
$5.18K - $5.64K
|
92.2K
$5.17M
|
|
|
Feb 08, 2022
Q4 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
27+ 0.46% |
$1.34K - $1.46K
|
5.87K
$329K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
16+ 0.36% |
$796 - $867
|
4.49K
$252K
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
1+ 0.26% |
$49.8 - $54.2
|
382
$21.4K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-16- 0.2% |
$796 - $867
|
7.86K
$440K
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-59- 0.99% |
$2.94K - $3.2K
|
5.92K
$332K
|
|
|
Feb 14, 2022
Q4 2021
|
Money Concepts Capital Corp
|
SELL
|
- |
-180Closed |
$8.96K - $9.75K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-608- 44.06% |
$30.3K - $32.9K
|
772
$43.3K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-634Closed |
$31.6K - $34.4K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.38K- 17.43% |
$119K - $129K
|
11.3K
$632K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.16K- 16.25% |
$207K - $226K
|
21.5K
$1.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-4.44K- 28.59% |
$221K - $240K
|
11.1K
$621K
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
SELL
|
- |
-5.19KClosed |
$258K - $281K
|
0
$0
|
|
|
Feb 17, 2022
Q4 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-10.4KClosed |
$516K - $562K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-10.4KClosed |
$519K - $565K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
One Plus One Wealth Management, LLC
|
SELL
|
- |
-12K- 8.89% |
$597K - $650K
|
123K
$6.88M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-21.9K- 15.99% |
$1.09M - $1.19M
|
115K
$6.45M
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-22K- 70.75% |
$1.1M - $1.19M
|
9.11K
$510K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-22.8K- 27.48% |
$1.14M - $1.24M
|
60.2K
$3.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-23.3K- 20.58% |
$1.16M - $1.26M
|
90K
$5.04M
|