Purchases and Sales Made in Q4 2024 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q4 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
87.1K+ 100.55% |
$4.68M - $5.29M
|
174K
$9.25M
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
55.5KNew |
$2.98M - $3.37M
|
55.5K
$2.96M
|
|
|
Feb 11, 2025
Q4 2024
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
32.7K+ 12.79% |
$1.76M - $1.99M
|
289K
$15.4M
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
25.4K+ 152.08% |
$1.37M - $1.54M
|
42.2K
$2.25M
|
|
|
Feb 04, 2025
Q4 2024
|
Prasad Wealth Partners, LLC
Independence, OH |
BUY
|
- |
22.3KNew |
$1.2M - $1.35M
|
22.3K
$1.19M
|
|
|
Feb 14, 2025
Q4 2024
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
13.8KNew |
$743K - $840K
|
13.8K
$736K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
5.82K+ 10.9% |
$313K - $354K
|
59.2K
$3.15M
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
4.98KNew |
$268K - $302K
|
4.98K
$265K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.94K+ 40.71% |
$265K - $300K
|
17.1K
$909K
|
|
|
Feb 14, 2025
Q4 2024
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
4.51KNew |
$242K - $274K
|
4.51K
$240K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.75K+ 21.55% |
$201K - $228K
|
21.1K
$1.13M
|
|
|
Feb 12, 2025
Q4 2024
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.69KNew |
$198K - $224K
|
3.69K
$197K
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.3K+ 11.0% |
$177K - $201K
|
33.3K
$1.78M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.96K+ 7.94% |
$159K - $180K
|
40.2K
$2.14M
|
|
|
Jan 14, 2025
Q4 2024
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
2K+ 17.52% |
$107K - $121K
|
13.4K
$714K
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.39K+ 458.94% |
$74.5K - $84.2K
|
1.69K
$89.9K
|
|
|
Feb 05, 2025
Q4 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.12K+ 69.84% |
$60K - $67.8K
|
2.71K
$145K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
690+ 0.38% |
$37.1K - $41.9K
|
182K
$9.69M
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
BUY
|
- |
668+ 2.51% |
$35.9K - $40.6K
|
27.3K
$1.45M
|
|
|
Feb 07, 2025
Q4 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
634+ 0.22% |
$34.1K - $38.5K
|
290K
$15.5M
|
|
|
Feb 13, 2025
Q4 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
633+ 4.34% |
$34K - $38.4K
|
15.2K
$810K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
463+ 5.1% |
$24.9K - $28.1K
|
9.54K
$508K
|
|
|
Jan 22, 2025
Q4 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
446+ 3.96% |
$24K - $27.1K
|
11.7K
$623K
|
|
|
Feb 07, 2025
Q4 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
339+ 2.37% |
$18.2K - $20.6K
|
14.6K
$779K
|
|
|
Jan 02, 2025
Q4 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
204+ 16.2% |
$11K - $12.4K
|
1.46K
$77.9K
|
|
|
Jan 23, 2025
Q4 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
164+ 1.75% |
$8.81K - $9.96K
|
9.53K
$508K
|
|
|
Jan 28, 2025
Q4 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
82+ 2.24% |
$4.41K - $4.98K
|
3.74K
$199K
|
|
|
Feb 12, 2025
Q4 2024
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
65+ 0.98% |
$3.49K - $3.95K
|
6.7K
$357K
|
|
|
Feb 12, 2025
Q4 2024
|
Citigroup Inc
|
BUY
|
- |
51+ 78.46% |
$2.74K - $3.1K
|
116
$6.18K
|
|
|
Feb 07, 2025
Q4 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
28+ 1.0% |
$1.5K - $1.7K
|
2.83K
$151K
|
|
|
Feb 10, 2025
Q4 2024
|
Creative Financial Designs Inc
|
BUY
|
- |
9+ 0.5% |
$484 - $547
|
1.83K
$97.3K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-15- 3.57% |
$806 - $911
|
405
$21.6K
|
|
|
Feb 10, 2025
Q4 2024
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-74- 1.98% |
$3.98K - $4.49K
|
3.66K
$195K
|
|
|
Feb 14, 2025
Q4 2024
|
Buckingham Strategic Partners
Saint Louis, MO |
SELL
|
- |
-74- 1.98% |
$3.98K - $4.49K
|
3.66K
$195K
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-119- 1.55% |
$6.39K - $7.23K
|
7.58K
$404K
|
|
|
Jan 16, 2025
Q4 2024
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-122- 2.6% |
$6.56K - $7.41K
|
4.57K
$244K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-125- 2.95% |
$6.72K - $7.59K
|
4.11K
$219K
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-403- 4.95% |
$21.7K - $24.5K
|
7.74K
$412K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-505- 3.67% |
$27.1K - $30.7K
|
13.3K
$706K
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-661- 14.42% |
$35.5K - $40.1K
|
3.92K
$209K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-860- 4.84% |
$46.2K - $52.2K
|
16.9K
$900K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-956- 49.64% |
$51.4K - $58.1K
|
970
$51.7K
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
SELL
|
- |
-1.01K- 1.9% |
$54.4K - $61.5K
|
52.1K
$2.78M
|
|
|
Feb 14, 2025
Q4 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-2.9K- 27.1% |
$156K - $176K
|
7.8K
$415K
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.52K- 4.48% |
$189K - $214K
|
75.2K
$4M
|
|
|
Jan 31, 2025
Q4 2024
|
Proactive Wealth Strategies LLC
Marietta, GA |
SELL
|
- |
-4.35K- 5.57% |
$234K - $264K
|
73.8K
$3.93M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.93K- 3.35% |
$426K - $482K
|
229K
$12.2M
|
|
|
Feb 11, 2025
Q4 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-9.43K- 51.1% |
$507K - $573K
|
9.02K
$480K
|
|
|
Jan 28, 2025
Q4 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-9.8K- 8.36% |
$527K - $595K
|
107K
$5.72M
|