Purchases and Sales Made in Q3 2021 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
779KNew |
$67.4M - $73.2M
|
779K
$81.6M
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
BUY
|
- |
56.1K+ 160.06% |
$4.86M - $5.27M
|
91.1K
$9.54M
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
46.9KNew |
$4.06M - $4.41M
|
46.9K
$4.91M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
46.4K+ 11.34% |
$4.02M - $4.36M
|
455K
$47.7M
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
40.6KNew |
$3.51M - $3.81M
|
40.6K
$4.25M
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
28.3KNew |
$2.45M - $2.66M
|
28.3K
$2.96M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
24.9K+ 4.59% |
$2.16M - $2.34M
|
568K
$59.5M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
21.8K+ 29.13% |
$1.89M - $2.05M
|
96.6K
$10.1M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.9K+ 276.92% |
$1.29M - $1.4M
|
20.3K
$2.13M
|
|
Nov 16, 2021
Q3 2021
|
Triumph Capital Management
|
BUY
|
- |
12.6KNew |
$1.09M - $1.18M
|
12.6K
$1.32M
|
|
Oct 18, 2021
Q3 2021
|
Hapanowicz & Associates Financial Services, Inc
|
BUY
|
- |
8.79K+ 5.23% |
$761K - $826K
|
177K
$18.5M
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.24K+ 27.55% |
$714K - $775K
|
38.2K
$3.99M
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
6.38K+ 7.12% |
$553K - $600K
|
96K
$10.1M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.25K+ 9.42% |
$541K - $588K
|
72.6K
$7.61M
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.13K+ 21.13% |
$531K - $576K
|
35.1K
$3.68M
|
|
Nov 04, 2021
Q3 2021
|
Independent Wealth Network Inc.
|
BUY
|
- |
5.59KNew |
$484K - $526K
|
5.59K
$585K
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
4.42KNew |
$383K - $416K
|
4.42K
$463K
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
4.1K+ 6.13% |
$355K - $385K
|
70.9K
$7.43M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.94K+ 21.54% |
$341K - $370K
|
22.2K
$2.33M
|
|
Nov 12, 2021
Q3 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
3.94K+ 29.49% |
$341K - $370K
|
17.3K
$1.81M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.21KNew |
$278K - $302K
|
3.21K
$336K
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
3.04K+ 5.31% |
$263K - $286K
|
60.3K
$6.31M
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
2.68K+ 6.22% |
$232K - $252K
|
45.8K
$4.8M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.56K+ 1.26% |
$222K - $241K
|
206K
$21.6M
|
|
Oct 15, 2021
Q3 2021
|
Spectrum Wealth Advisory Group, LLC
|
BUY
|
- |
2.36K+ 4.39% |
$204K - $222K
|
56.1K
$5.87M
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
2.28K+ 96.11% |
$197K - $214K
|
4.64K
$486K
|
|
Oct 01, 2021
Q3 2021
|
Park National Corp
|
BUY
|
- |
2.06K+ 4.9% |
$178K - $193K
|
44K
$4.61M
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.98K+ 14.73% |
$171K - $186K
|
15.4K
$1.61M
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
1.92K+ 3.14% |
$166K - $181K
|
63K
$6.6M
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.89K+ 2.42% |
$163K - $177K
|
79.8K
$8.36M
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
1.84K+ 4.43% |
$160K - $173K
|
43.4K
$4.55M
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.84K+ 19.77% |
$159K - $173K
|
11.2K
$1.17M
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.73KNew |
$149K - $162K
|
1.73K
$181K
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.45K+ 9.49% |
$125K - $136K
|
16.7K
$1.75M
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.43K+ 62.0% |
$124K - $135K
|
3.74K
$391K
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
1.15KNew |
$99.1K - $108K
|
1.15K
$120K
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
997+ 2.27% |
$86.3K - $93.7K
|
44.9K
$4.7M
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
949+ 9.85% |
$82.2K - $89.2K
|
10.6K
$1.11M
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
862New |
$74.6K - $81K
|
862
$90.3K
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
670+ 13.23% |
$58K - $63K
|
5.73K
$600K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
601+ 16.34% |
$52K - $56.5K
|
4.28K
$448K
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
457+ 1.18% |
$39.6K - $43K
|
39.2K
$4.1M
|
|
Oct 22, 2021
Q3 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
358+ 2.27% |
$31K - $33.7K
|
16.1K
$1.69M
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
204+ 1.57% |
$17.7K - $19.2K
|
13.2K
$1.39M
|
|
Oct 21, 2021
Q3 2021
|
Tfg Advisers LLC
|
BUY
|
- |
187+ 3.57% |
$16.2K - $17.6K
|
5.42K
$567K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
171+ 0.79% |
$14.8K - $16.1K
|
21.9K
$2.29M
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
BUY
|
- |
171+ 2.27% |
$14.8K - $16.1K
|
7.72K
$808K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
146New |
$12.6K - $13.7K
|
146
$15.3K
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
140+ 1.11% |
$12.1K - $13.2K
|
12.8K
$1.34M
|
|
Nov 16, 2021
Q3 2021
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
106New |
$9.18K - $9.96K
|
106
$11.1K
|