Purchases and Sales Made in Q3 2019 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q3 2019. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2019
Q3 2019
|
Ckw Financial Group
|
BUY
|
- |
436K+ 10044.21% |
$43.5M - $43.8M
|
440K
$41.3M
|
|
|
Nov 13, 2019
Q3 2019
|
Assetmark, Inc
|
BUY
|
- |
364K+ 78.63% |
$36.3M - $36.6M
|
827K
$77.7M
|
|
|
Oct 17, 2019
Q3 2019
|
Envestnet Asset Management Inc
|
BUY
|
- |
242K+ 94.7% |
$24.1M - $24.3M
|
497K
$46.6M
|
|
|
Nov 06, 2019
Q3 2019
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
BUY
|
- |
239KNew |
$23.8M - $24M
|
239K
$22.4M
|
|
|
Nov 14, 2019
Q3 2019
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
84.1K+ 377.05% |
$8.39M - $8.45M
|
106K
$9.99M
|
|
|
Sep 14, 2021
Q3 2019
|
Cwm, LLC
|
BUY
|
- |
82K+ 9954.0% |
$8.18M - $8.23M
|
82.8K
$7.78M
|
|
|
Nov 14, 2019
Q3 2019
|
Barclays PLC
London, X0 |
BUY
|
- |
75.6K+ 291.07% |
$7.54M - $7.59M
|
102K
$9.54M
|
|
|
Nov 06, 2019
Q3 2019
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
32.3KNew |
$3.22M - $3.25M
|
32.3K
$3.04M
|
|
|
Nov 14, 2019
Q3 2019
|
Man Group PLC
London, X0 |
BUY
|
- |
31.4K+ 47.96% |
$3.12M - $3.15M
|
96.7K
$9.08M
|
|
|
Nov 12, 2019
Q3 2019
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
30K+ 256.0% |
$2.99M - $3.01M
|
41.7K
$3.92M
|
|
|
Apr 19, 2024
Q3 2019
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
23K+ 711.47% |
$2.29M - $2.3M
|
26.2K
$2.46M
|
|
|
Nov 13, 2019
Q3 2019
|
Adviser Investments LLC
|
BUY
|
- |
21.3K+ 7.75% |
$2.12M - $2.14M
|
296K
$27.7M
|
|
|
Jan 29, 2020
Q3 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
13.1K+ 151.49% |
$1.31M - $1.32M
|
21.8K
$2.04M
|
|
|
Oct 17, 2019
Q3 2019
|
Sage Advisory Services, Ltd.Co.
|
BUY
|
- |
11.3K+ 37.95% |
$1.13M - $1.14M
|
41.2K
$3.87M
|
|
|
Aug 05, 2021
Q3 2019
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
10.2KNew |
$1.02M - $1.03M
|
10.2K
$959K
|
|
|
Nov 05, 2019
Q3 2019
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
9.73K+ 41.92% |
$970K - $977K
|
33K
$3.09M
|
|
|
Nov 12, 2019
Q3 2019
|
Virtue Capital Management, LLC
Brentwood, TN |
BUY
|
- |
9.49KNew |
$946K - $953K
|
9.49K
$891K
|
|
|
Nov 14, 2019
Q3 2019
|
Csenge Advisory Group
|
BUY
|
- |
9.2KNew |
$917K - $923K
|
9.2K
$863K
|
|
|
Nov 06, 2019
Q3 2019
|
Parkside Investments, LLC
|
BUY
|
- |
8.68K+ 16.48% |
$865K - $871K
|
61.3K
$5.76M
|
|
|
Nov 14, 2019
Q3 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
8.31K+ 355.0% |
$829K - $835K
|
10.7K
$1M
|
|
|
Oct 11, 2019
Q3 2019
|
Financial Management Professionals, Inc.
|
BUY
|
- |
8.02K+ 5.05% |
$799K - $805K
|
167K
$15.7M
|
|
|
Sep 14, 2021
Q3 2019
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
8K+ 2347.21% |
$798K - $804K
|
8.35K
$783K
|
|
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
6.59K+ 26.8% |
$656K - $661K
|
31.2K
$2.92M
|
|
|
Oct 18, 2019
Q3 2019
|
Coastline Trust CO
|
BUY
|
- |
5.18K+ 6.12% |
$516K - $520K
|
89.8K
$8.43M
|
|
|
Nov 12, 2019
Q3 2019
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
5.15KNew |
$513K - $517K
|
5.15K
$483K
|
|
|
Nov 13, 2019
Q3 2019
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
5.07KNew |
$506K - $509K
|
5.07K
$476K
|
|
|
Nov 13, 2019
Q3 2019
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.47K+ 5.78% |
$445K - $449K
|
81.8K
$7.67M
|
|
|
Nov 04, 2019
Q3 2019
|
Astor Investment Management LLC
|
BUY
|
- |
3.87K+ 31.92% |
$386K - $389K
|
16K
$1.5M
|
|
|
Nov 07, 2019
Q3 2019
|
Sawtooth Solutions, LLC
|
BUY
|
- |
3.6K+ 165.44% |
$359K - $361K
|
5.78K
$542K
|
|
|
Nov 12, 2019
Q3 2019
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.25KNew |
$324K - $327K
|
3.25K
$305K
|
|
|
Nov 13, 2019
Q3 2019
|
Personal Cfo Solutions, LLC
|
BUY
|
- |
2.78KNew |
$277K - $279K
|
2.78K
$261K
|
|
|
Nov 01, 2019
Q3 2019
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.7KNew |
$269K - $271K
|
2.7K
$253K
|
|
|
Oct 18, 2019
Q3 2019
|
Park Avenue Securities LLC
|
BUY
|
- |
2.57KNew |
$256K - $258K
|
2.57K
$241K
|
|
|
Nov 14, 2019
Q3 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2.55KNew |
$254K - $256K
|
2.55K
$239K
|
|
|
Nov 14, 2019
Q3 2019
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
2.49K+ 105.9% |
$249K - $250K
|
4.85K
$455K
|
|
|
Nov 12, 2019
Q3 2019
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
2.34KNew |
$233K - $235K
|
2.34K
$220K
|
|
|
Oct 24, 2019
Q3 2019
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
2.31KNew |
$231K - $232K
|
2.31K
$217K
|
|
|
Oct 24, 2019
Q3 2019
|
Stokes Capital Advisors, LLC
|
BUY
|
- |
2.31K+ 19.5% |
$231K - $232K
|
14.2K
$1.33M
|
|
|
Oct 21, 2019
Q3 2019
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
2.22KNew |
$221K - $222K
|
2.22K
$208K
|
|
|
Oct 15, 2019
Q3 2019
|
New Square Capital LLC
|
BUY
|
- |
2.04K+ 174.04% |
$203K - $205K
|
3.21K
$301K
|
|
|
Oct 21, 2019
Q3 2019
|
Valicenti Advisory Services Inc
|
BUY
|
- |
1.71K+ 14.32% |
$170K - $171K
|
13.6K
$1.28M
|
|
|
Oct 25, 2019
Q3 2019
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
1.71K+ 14.45% |
$170K - $171K
|
13.5K
$1.27M
|
|
|
Nov 07, 2019
Q3 2019
|
Ifp Advisors, Inc
|
BUY
|
- |
1.52K+ 23.44% |
$151K - $152K
|
8K
$751K
|
|
|
Mar 24, 2023
Q3 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.5K+ 2056.16% |
$150K - $151K
|
1.57K
$148K
|
|
|
Nov 12, 2019
Q3 2019
|
Aspire Private Capital, LLC
|
BUY
|
- |
1.49K+ 1569.47% |
$149K - $150K
|
1.59K
$149K
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.48K+ 12.79% |
$148K - $149K
|
13.1K
$1.23M
|
|
|
Oct 29, 2019
Q3 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
BUY
|
- |
1.45K+ 16.86% |
$144K - $145K
|
10K
$940K
|
|
|
Nov 06, 2019
Q3 2019
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
1.43K+ 1.57% |
$143K - $144K
|
92.6K
$8.7M
|
|
|
Nov 14, 2019
Q3 2019
|
Ubs Group Ag
|
BUY
|
- |
1.27K+ 0.55% |
$127K - $128K
|
232K
$21.8M
|
|
|
Oct 29, 2019
Q3 2019
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
1.22K+ 19.41% |
$121K - $122K
|
7.49K
$703K
|