Purchases and Sales Made in Q3 2020 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q3 2020. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
BUY
|
- |
1.44KNew |
$131K - $136K
|
1.44K
$135K
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.42K+ 2.03% |
$129K - $135K
|
71.4K
$6.71M
|
|
|
Oct 23, 2020
Q3 2020
|
Jmg Financial Group, Ltd.
|
BUY
|
- |
1.37K+ 6.02% |
$125K - $130K
|
24.1K
$2.26M
|
|
|
Nov 16, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
1.3K+ 129.37% |
$118K - $123K
|
2.3K
$216K
|
|
|
Nov 04, 2020
Q3 2020
|
Kfa Private Wealth Group, LLC
|
BUY
|
- |
1.29K+ 57.43% |
$117K - $122K
|
3.53K
$332K
|
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
BUY
|
- |
923+ 68.88% |
$84.1K - $87.6K
|
2.26K
$213K
|
|
|
Oct 26, 2020
Q3 2020
|
Financial Management Professionals, Inc.
|
BUY
|
- |
836+ 83600.0% |
$76.1K - $79.3K
|
837
$78.7K
|
|
|
Sep 08, 2021
Q3 2020
|
Retirement Group, LLC
|
BUY
|
- |
694+ 762.64% |
$63.2K - $65.9K
|
785
$73.8K
|
|
|
Oct 20, 2020
Q3 2020
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
568New |
$51.7K - $53.9K
|
568
$53.4K
|
|
|
Oct 13, 2022
Q3 2020
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
559+ 24.6% |
$50.9K - $53K
|
2.83K
$266K
|
|
|
Nov 02, 2020
Q3 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
523+ 17.97% |
$47.6K - $49.6K
|
3.43K
$323K
|
|
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
350+ 16.24% |
$31.9K - $33.2K
|
2.51K
$235K
|
|
|
Oct 13, 2020
Q3 2020
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
272+ 4.14% |
$24.8K - $25.8K
|
6.85K
$643K
|
|
|
Nov 12, 2020
Q3 2020
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
257+ 20.95% |
$23.4K - $24.4K
|
1.48K
$140K
|
|
|
Nov 16, 2020
Q3 2020
|
Astor Investment Management LLC
|
BUY
|
- |
220New |
$20K - $20.9K
|
220
$20.7K
|
|
|
Nov 09, 2020
Q3 2020
|
Main Street Investment Advisors LLC
|
BUY
|
- |
184+ 1.41% |
$16.8K - $17.5K
|
13.3K
$1.25M
|
|
|
Oct 13, 2020
Q3 2020
|
Pfg Advisors
|
BUY
|
- |
166+ 3.57% |
$15.1K - $15.8K
|
4.82K
$453K
|
|
|
Oct 21, 2020
Q3 2020
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
146+ 214.71% |
$13.3K - $13.9K
|
214
$20.1K
|
|
|
Nov 10, 2020
Q3 2020
|
Ckw Financial Group
|
BUY
|
- |
133+ 0.92% |
$12.1K - $12.6K
|
14.7K
$1.38M
|
|
|
Oct 06, 2020
Q3 2020
|
Creative Financial Designs Inc
|
BUY
|
- |
132+ 4.69% |
$12K - $12.5K
|
2.95K
$277K
|
|
|
Nov 12, 2020
Q3 2020
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
100+ 217.39% |
$9.11K - $9.49K
|
146
$13.7K
|
|
|
Nov 12, 2020
Q3 2020
|
First Horizon Advisors, Inc.
|
BUY
|
- |
92New |
$8.38K - $8.73K
|
92
$8.65K
|
|
|
Nov 12, 2020
Q3 2020
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
69+ 0.32% |
$6.28K - $6.55K
|
21.4K
$2.01M
|
|
|
Nov 12, 2020
Q3 2020
|
Private Capital Group, LLC
|
BUY
|
- |
68New |
$6.19K - $6.45K
|
68
$6.39K
|
|
|
Nov 04, 2020
Q3 2020
|
Prospera Financial Services Inc
|
BUY
|
- |
54New |
$4.92K - $5.12K
|
54
$5.08K
|
|
|
Oct 23, 2020
Q3 2020
|
Monument Capital Management
|
BUY
|
- |
53+ 1.1% |
$4.83K - $5.03K
|
4.87K
$457K
|
|
|
Nov 13, 2020
Q3 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
49New |
$4.46K - $4.65K
|
49
$4.61K
|
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
38New |
$3.46K - $3.61K
|
38
$3.57K
|
|
|
Nov 02, 2020
Q3 2020
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
30New |
$2.73K - $2.85K
|
30
$2.82K
|
|
|
Oct 08, 2020
Q3 2020
|
Central Bank & Trust CO
|
BUY
|
- |
30New |
$2.73K - $2.85K
|
30
$2.82K
|
|
|
Nov 10, 2020
Q3 2020
|
Burt Wealth Advisors
|
BUY
|
- |
30+ 0.86% |
$2.73K - $2.85K
|
3.53K
$332K
|
|
|
Oct 13, 2020
Q3 2020
|
First Financial Corp
|
BUY
|
- |
29+ 414.29% |
$2.64K - $2.75K
|
36
$3.38K
|
|
|
Nov 12, 2020
Q3 2020
|
Centaurus Financial, Inc.
|
BUY
|
- |
16+ 1.09% |
$1.46K - $1.52K
|
1.48K
$139K
|
|
|
Nov 04, 2020
Q3 2020
|
Horan Securities, Inc.
|
BUY
|
- |
10New |
$911 - $949
|
10
$940
|
|
|
Nov 12, 2020
Q3 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
8+ 0.28% |
$729 - $759
|
2.83K
$266K
|
|
|
Nov 06, 2020
Q3 2020
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
5New |
$455 - $474
|
5
$470
|
|
|
Oct 28, 2020
Q3 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
5+ 125.0% |
$455 - $474
|
9
$846
|
|
|
Sep 07, 2021
Q3 2020
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
5New |
$455 - $474
|
5
$470
|
|
|
Nov 10, 2020
Q3 2020
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
5+ 0.18% |
$455 - $474
|
2.83K
$266K
|
|
|
Oct 19, 2020
Q3 2020
|
Focused Wealth Management, Inc
|
BUY
|
- |
3+ 0.63% |
$273 - $285
|
483
$45.4K
|
|
|
Oct 13, 2020
Q3 2020
|
Pacifica Partners Inc.
|
BUY
|
- |
2+ 1.28% |
$182 - $190
|
158
$14.9K
|
|
|
Oct 06, 2020
Q3 2020
|
Tsfg, LLC
|
BUY
|
- |
1+ 0.81% |
$91.1 - $94.9
|
124
$11.7K
|
|
|
Nov 12, 2020
Q3 2020
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-1Closed |
$91.1 - $94.9
|
0
$0
|
|
|
Nov 17, 2020
Q3 2020
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-3- 11.54% |
$273 - $285
|
23
$2.16K
|
|
|
Nov 17, 2020
Q3 2020
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-9Closed |
$820 - $854
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Barber Financial Group, Inc.
|
SELL
|
- |
-10- 0.45% |
$911 - $949
|
2.24K
$210K
|
|
|
Nov 03, 2020
Q3 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-11Closed |
$1K - $1.04K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Fifth Third Bancorp
|
SELL
|
- |
-15- 0.95% |
$1.37K - $1.42K
|
1.56K
$146K
|
|
|
Oct 06, 2020
Q3 2020
|
Gradient Investments LLC
|
SELL
|
- |
-18- 7.59% |
$1.64K - $1.71K
|
219
$20.6K
|
|
|
Nov 05, 2020
Q3 2020
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-28- 71.79% |
$2.55K - $2.66K
|
11
$1.03K
|