Purchases and Sales Made in Q3 2020 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q3 2020. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-2.25KClosed |
$205K - $213K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-2.26KClosed |
$206K - $215K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-2.4K- 35.67% |
$219K - $228K
|
4.33K
$407K
|
|
|
Oct 15, 2020
Q3 2020
|
Coastline Trust CO
|
SELL
|
- |
-2.98K- 8.36% |
$271K - $282K
|
32.6K
$3.07M
|
|
|
Oct 13, 2020
Q3 2020
|
Connecticut Wealth Management, LLC
|
SELL
|
- |
-3.14K- 45.38% |
$286K - $298K
|
3.78K
$355K
|
|
|
Nov 05, 2020
Q3 2020
|
Cabot Wealth Management Inc
|
SELL
|
- |
-3.25K- 57.67% |
$296K - $308K
|
2.39K
$224K
|
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-3.83K- 74.91% |
$349K - $363K
|
1.28K
$121K
|
|
|
Nov 05, 2020
Q3 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-3.87K- 23.3% |
$352K - $367K
|
12.7K
$1.2M
|
|
|
Dec 03, 2020
Q3 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-4.44K- 7.6% |
$404K - $421K
|
53.9K
$5.07M
|
|
|
Nov 09, 2020
Q3 2020
|
Valmark Advisers, Inc.
|
SELL
|
- |
-4.98K- 62.15% |
$454K - $473K
|
3.03K
$285K
|
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.15K- 39.21% |
$469K - $488K
|
7.98K
$750K
|
|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-5.47K- 42.91% |
$498K - $519K
|
7.28K
$685K
|
|
|
Nov 16, 2020
Q3 2020
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
SELL
|
- |
-5.98K- 45.06% |
$544K - $567K
|
7.28K
$685K
|
|
|
Oct 28, 2020
Q3 2020
|
Parkside Investments, LLC
|
SELL
|
- |
-7.79K- 13.23% |
$710K - $739K
|
51.1K
$4.81M
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-8.79K- 5.3% |
$800K - $834K
|
157K
$14.8M
|
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-9.9KClosed |
$902K - $939K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.9K- 28.05% |
$996K - $1.04M
|
28.1K
$2.64M
|
|
|
Nov 16, 2020
Q3 2020
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-12.2KClosed |
$1.11M - $1.15M
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-14.4K- 6.89% |
$1.31M - $1.37M
|
195K
$18.3M
|
|
|
Nov 10, 2020
Q3 2020
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-14.5KClosed |
$1.32M - $1.37M
|
0
$0
|
|
|
Sep 01, 2021
Q3 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-15.6K- 98.66% |
$1.42M - $1.48M
|
211
$19.8K
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-18.1K- 43.12% |
$1.65M - $1.72M
|
23.9K
$2.25M
|
|
|
Nov 13, 2020
Q3 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-26.2K- 95.92% |
$2.39M - $2.49M
|
1.11K
$105K
|
|
|
Nov 19, 2020
Q3 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-27.4K- 57.65% |
$2.49M - $2.6M
|
20.1K
$1.89M
|
|
|
Dec 01, 2020
Q3 2020
|
H&H Retirement Design & Management Inc
|
SELL
|
- |
-27.9KClosed |
$2.54M - $2.65M
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-30.2KClosed |
$2.75M - $2.87M
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-32.1K- 8.63% |
$2.92M - $3.04M
|
339K
$31.9M
|
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
SELL
|
- |
-40.6K- 63.3% |
$3.7M - $3.85M
|
23.5K
$2.21M
|
|
|
Dec 10, 2020
Q3 2020
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-46.7K- 72.98% |
$4.25M - $4.43M
|
17.3K
$1.62M
|
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-51.5KClosed |
$4.69M - $4.89M
|
0
$0
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-59.2K- 71.44% |
$5.39M - $5.62M
|
23.7K
$2.22M
|
|
|
Oct 29, 2020
Q3 2020
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-59.9KClosed |
$5.46M - $5.68M
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-75.9K- 99.17% |
$6.91M - $7.2M
|
637
$59.9K
|
|
|
Nov 12, 2020
Q3 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-84.9KClosed |
$7.73M - $8.06M
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-84.9KClosed |
$7.73M - $8.06M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-147K- 63.76% |
$13.4M - $13.9M
|
83.5K
$7.85M
|
|
|
Nov 10, 2020
Q3 2020
|
Toews Corp
|
SELL
|
- |
-164KClosed |
$14.9M - $15.6M
|
0
$0
|
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-981K- 56.13% |
$89.4M - $93.1M
|
767K
$72.1M
|