Purchases and Sales Made in Q3 2020 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q3 2020. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2020
Q3 2020
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-29- 12.29% |
$2.64K - $2.75K
|
207
$19.5K
|
|
|
Oct 08, 2020
Q3 2020
|
Cypress Capital Group
|
SELL
|
- |
-30- 1.17% |
$2.73K - $2.85K
|
2.53K
$238K
|
|
|
Nov 16, 2020
Q3 2020
|
Covington Capital Management
|
SELL
|
- |
-30- 0.88% |
$2.73K - $2.85K
|
3.37K
$316K
|
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-34Closed |
$3.1K - $3.23K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Sage Advisory Services, Ltd.Co.
|
SELL
|
- |
-38- 1.4% |
$3.46K - $3.61K
|
2.67K
$251K
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-38Closed |
$3.46K - $3.61K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-48- 1.13% |
$4.37K - $4.55K
|
4.2K
$395K
|
|
|
Oct 27, 2020
Q3 2020
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-49- 1.91% |
$4.46K - $4.65K
|
2.52K
$237K
|
|
|
Aug 16, 2024
Q3 2020
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-55- 0.96% |
$5.01K - $5.22K
|
5.68K
$534K
|
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-64- 2.74% |
$5.83K - $6.07K
|
2.27K
$213K
|
|
|
Nov 03, 2020
Q3 2020
|
Community Bank, N.A.
|
SELL
|
- |
-80Closed |
$7.29K - $7.59K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-100Closed |
$9.11K - $9.49K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-111- 1.77% |
$10.1K - $10.5K
|
6.17K
$580K
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-113- 0.37% |
$10.3K - $10.7K
|
30.7K
$2.89M
|
|
|
Nov 16, 2020
Q3 2020
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-138- 4.61% |
$12.6K - $13.1K
|
2.86K
$269K
|
|
|
Nov 03, 2020
Q3 2020
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-150- 1.91% |
$13.7K - $14.2K
|
7.71K
$725K
|
|
|
Nov 05, 2020
Q3 2020
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-161- 1.12% |
$14.7K - $15.3K
|
14.2K
$1.34M
|
|
|
Nov 13, 2020
Q3 2020
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-169- 16.67% |
$15.4K - $16K
|
845
$79.4K
|
|
|
Oct 08, 2020
Q3 2020
|
Moody National Bank Trust Division
|
SELL
|
- |
-176- 5.91% |
$16K - $16.7K
|
2.8K
$264K
|
|
|
Nov 04, 2020
Q3 2020
|
Clear Investment Research, LLC
|
SELL
|
- |
-187- 97.4% |
$17K - $17.7K
|
5
$470
|
|
|
Nov 16, 2020
Q3 2020
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-210- 0.87% |
$19.1K - $19.9K
|
24K
$2.25M
|
|
|
Nov 13, 2020
Q3 2020
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-265Closed |
$24.1K - $25.1K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-282- 2.75% |
$25.7K - $26.8K
|
9.98K
$938K
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-289- 24.53% |
$26.3K - $27.4K
|
889
$83.6K
|
|
|
Oct 23, 2020
Q3 2020
|
Pinnacle Associates LTD
|
SELL
|
- |
-325- 13.16% |
$29.6K - $30.8K
|
2.14K
$202K
|
|
|
Nov 09, 2020
Q3 2020
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-370- 3.6% |
$33.7K - $35.1K
|
9.9K
$931K
|
|
|
Oct 14, 2020
Q3 2020
|
Ballast, Inc.
|
SELL
|
- |
-384- 1.94% |
$35K - $36.4K
|
19.4K
$1.83M
|
|
|
Nov 13, 2020
Q3 2020
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-497Closed |
$45.3K - $47.2K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-513Closed |
$46.7K - $48.7K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-523- 22.94% |
$47.6K - $49.6K
|
1.76K
$165K
|
|
|
Nov 02, 2020
Q3 2020
|
Kovack Advisors, Inc.
|
SELL
|
- |
-526- 9.97% |
$47.9K - $49.9K
|
4.75K
$447K
|
|
|
Nov 16, 2020
Q3 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-560- 3.83% |
$51K - $53.1K
|
14.1K
$1.32M
|
|
|
Nov 16, 2020
Q3 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-594- 56.41% |
$54.1K - $56.4K
|
459
$43.2K
|
|
|
Nov 16, 2021
Q3 2020
|
Retirement Group, LLC
|
SELL
|
- |
-694- 88.41% |
$63.2K - $65.9K
|
91
$8.55K
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-710- 7.7% |
$64.7K - $67.4K
|
8.51K
$800K
|
|
|
Nov 30, 2020
Q3 2020
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-785- 2.66% |
$71.5K - $74.5K
|
28.8K
$2.7M
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-811- 8.55% |
$73.9K - $77K
|
8.67K
$815K
|
|
|
Nov 13, 2020
Q3 2020
|
Peregrine Asset Advisers, Inc.
Portland, OR |
SELL
|
- |
-993- 10.4% |
$90.4K - $94.2K
|
8.55K
$804K
|
|
|
Nov 12, 2020
Q3 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.15K- 68.98% |
$104K - $109K
|
515
$48.4K
|
|
|
Nov 16, 2020
Q3 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.22K- 5.87% |
$111K - $116K
|
19.6K
$1.84M
|
|
|
Oct 26, 2020
Q3 2020
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-1.41K- 37.01% |
$129K - $134K
|
2.4K
$226K
|
|
|
Oct 30, 2020
Q3 2020
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.46K- 4.62% |
$133K - $139K
|
30.2K
$2.84M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.5K- 8.47% |
$137K - $143K
|
16.2K
$1.53M
|
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.57K- 25.1% |
$143K - $149K
|
4.69K
$441K
|
|
|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-1.84K- 30.0% |
$168K - $175K
|
4.3K
$404K
|
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.96K- 8.64% |
$178K - $186K
|
20.7K
$1.95M
|
|
|
Nov 12, 2020
Q3 2020
|
F Dx Advisors, Inc.
|
SELL
|
- |
-2.07K- 10.55% |
$188K - $196K
|
17.5K
$1.65M
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.12K- 3.59% |
$193K - $201K
|
56.9K
$5.35M
|
|
|
Nov 12, 2020
Q3 2020
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-2.17K- 10.21% |
$198K - $206K
|
19.1K
$1.79M
|
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.24K- 51.02% |
$204K - $212K
|
2.15K
$202K
|