Purchases and Sales Made in Q4 2019 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q4 2019. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 12, 2020
Q4 2019
|
Centaurus Financial, Inc.
|
BUY
|
- |
1.47KNew |
$144K - $147K
|
1.47K
$138K
|
|
Feb 11, 2020
Q4 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
1.36K+ 12.78% |
$134K - $136K
|
12K
$1.13M
|
|
Feb 14, 2020
Q4 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.32K+ 178.14% |
$130K - $132K
|
2.06K
$194K
|
|
Feb 07, 2020
Q4 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
BUY
|
- |
1.32K+ 13.16% |
$129K - $132K
|
11.3K
$1.06M
|
|
Feb 11, 2020
Q4 2019
|
Bhk Investment Advisors, LLC
|
BUY
|
- |
1.22K+ 4.49% |
$119K - $122K
|
28.3K
$2.66M
|
|
Jan 27, 2020
Q4 2019
|
Parkside Investments, LLC
|
BUY
|
- |
1.05K+ 1.71% |
$103K - $105K
|
62.4K
$5.86M
|
|
Feb 11, 2020
Q4 2019
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.01K+ 3.25% |
$99.6K - $101K
|
32.2K
$3.02M
|
|
Jan 17, 2020
Q4 2019
|
Creative Financial Designs Inc
|
BUY
|
- |
988+ 148.57% |
$97K - $98.9K
|
1.65K
$155K
|
|
Jan 21, 2020
Q4 2019
|
Valicenti Advisory Services Inc
|
BUY
|
- |
974+ 7.15% |
$95.6K - $97.5K
|
14.6K
$1.37M
|
|
Jan 23, 2020
Q4 2019
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
936+ 6.93% |
$91.9K - $93.7K
|
14.4K
$1.36M
|
|
Feb 10, 2020
Q4 2019
|
Mufg Americas Holdings Corp
|
BUY
|
- |
900+ 478.72% |
$88.4K - $90.1K
|
1.09K
$102K
|
|
Jan 30, 2020
Q4 2019
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
796New |
$78.2K - $79.7K
|
796
$74.7K
|
|
Feb 10, 2020
Q4 2019
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
786+ 94.7% |
$77.2K - $78.7K
|
1.62K
$152K
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
730+ 5.58% |
$71.7K - $73.1K
|
13.8K
$1.3M
|
|
Feb 12, 2020
Q4 2019
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
607New |
$59.6K - $60.8K
|
607
$57K
|
|
Feb 14, 2020
Q4 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
498+ 0.69% |
$48.9K - $49.8K
|
72.4K
$6.8M
|
|
Feb 21, 2020
Q4 2019
|
Fsa Wealth Management LLC
Needham, MA |
BUY
|
- |
497New |
$48.8K - $49.7K
|
497
$46.7K
|
|
Feb 14, 2020
Q4 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
479+ 10.36% |
$47K - $47.9K
|
5.1K
$479K
|
|
Feb 13, 2020
Q4 2019
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
440New |
$43.2K - $44K
|
440
$41.3K
|
|
Feb 05, 2020
Q4 2019
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
439+ 0.53% |
$43.1K - $43.9K
|
83.1K
$7.81M
|
|
Jan 10, 2020
Q4 2019
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
406+ 8.11% |
$39.9K - $40.6K
|
5.41K
$508K
|
|
Jan 30, 2020
Q4 2019
|
Shilanski & Associates, Inc.
|
BUY
|
- |
402+ 5.12% |
$39.5K - $40.2K
|
8.25K
$775K
|
|
Feb 14, 2020
Q4 2019
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
399+ 2.25% |
$39.2K - $39.9K
|
18.2K
$1.71M
|
|
Feb 10, 2020
Q4 2019
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
344+ 10.57% |
$33.8K - $34.4K
|
3.6K
$338K
|
|
Jan 23, 2020
Q4 2019
|
Stokes Capital Advisors, LLC
|
BUY
|
- |
330+ 2.33% |
$32.4K - $33K
|
14.5K
$1.36M
|
|
Jan 16, 2020
Q4 2019
|
Wedbush Securities Inc
|
BUY
|
- |
321+ 6.84% |
$31.5K - $32.1K
|
5.02K
$471K
|
|
Feb 04, 2020
Q4 2019
|
Park Avenue Securities LLC
|
BUY
|
- |
300+ 11.69% |
$29.5K - $30K
|
2.87K
$269K
|
|
Feb 05, 2020
Q4 2019
|
Csenge Advisory Group
|
BUY
|
- |
253+ 2.75% |
$24.8K - $25.3K
|
9.45K
$887K
|
|
Feb 06, 2020
Q4 2019
|
Boyer & Corporon Wealth Management, LLC
Overland Park, KS |
BUY
|
- |
247+ 5.45% |
$24.3K - $24.7K
|
4.78K
$449K
|
|
Jan 29, 2020
Q4 2019
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
BUY
|
- |
237New |
$23.3K - $23.7K
|
237
$22.3K
|
|
Feb 12, 2020
Q4 2019
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
237New |
$23.3K - $23.7K
|
237
$22.3K
|
|
Jan 29, 2020
Q4 2019
|
S.A. Mason LLC
|
BUY
|
- |
231New |
$22.7K - $23.1K
|
231
$21.7K
|
|
Jan 15, 2020
Q4 2019
|
Gradient Investments LLC
|
BUY
|
- |
181+ 84.98% |
$17.8K - $18.1K
|
394
$37K
|
|
Feb 14, 2020
Q4 2019
|
Vectors Research Management, LLC
New York, NY |
BUY
|
- |
180New |
$17.7K - $18K
|
180
$16.9K
|
|
Feb 10, 2020
Q4 2019
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
176+ 0.19% |
$17.3K - $17.6K
|
92.8K
$8.71M
|
|
Feb 04, 2020
Q4 2019
|
Dfpg Investments, LLC
|
BUY
|
- |
163+ 7.07% |
$16K - $16.3K
|
2.47K
$232K
|
|
Jan 21, 2020
Q4 2019
|
Janney Montgomery Scott LLC
|
BUY
|
- |
149+ 4.69% |
$14.6K - $14.9K
|
3.33K
$312K
|
|
Feb 28, 2020
Q4 2019
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
135New |
$13.3K - $13.5K
|
135
$12.7K
|
|
Jan 31, 2020
Q4 2019
|
Valmark Advisers, Inc.
|
BUY
|
- |
128+ 2.01% |
$12.6K - $12.8K
|
6.5K
$610K
|
|
Feb 05, 2020
Q4 2019
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
125New |
$12.3K - $12.5K
|
125
$11.7K
|
|
Jan 24, 2020
Q4 2019
|
Traynor Capital Management, Inc.
|
BUY
|
- |
124+ 4.71% |
$12.2K - $12.4K
|
2.76K
$259K
|
|
Feb 13, 2020
Q4 2019
|
Blair William & CO
Chicago, IL |
BUY
|
- |
117+ 11.68% |
$11.5K - $11.7K
|
1.12K
$105K
|
|
Feb 03, 2020
Q4 2019
|
Sea Bridge Investment Advisors LLC
|
BUY
|
- |
110+ 1.87% |
$10.8K - $11K
|
6.01K
$564K
|
|
Jan 27, 2020
Q4 2019
|
Tfo Tdc, LLC
|
BUY
|
- |
105New |
$10.3K - $10.5K
|
105
$9.86K
|
|
Aug 30, 2021
Q4 2019
|
Retirement Group, LLC
|
BUY
|
- |
104New |
$10.2K - $10.4K
|
104
$9.76K
|
|
Feb 13, 2020
Q4 2019
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
99+ 0.22% |
$9.72K - $9.91K
|
44.3K
$4.16M
|
|
May 15, 2020
Q4 2019
|
Massmutual Trust CO Fsb
|
BUY
|
- |
95+ 16.67% |
$9.33K - $9.51K
|
665
$62.4K
|
|
May 19, 2020
Q4 2019
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
85New |
$8.35K - $8.51K
|
85
$7.98K
|
|
Feb 11, 2020
Q4 2019
|
Aspire Private Capital, LLC
|
BUY
|
- |
84+ 5.3% |
$8.25K - $8.41K
|
1.67K
$157K
|
|
Feb 14, 2020
Q4 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
76+ 1.92% |
$7.46K - $7.61K
|
4.04K
$379K
|