Purchases and Sales Made in Q4 2019 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q4 2019. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 05, 2020
Q4 2019
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-225- 3.26% |
$22.1K - $22.5K
|
6.69K
$633K
|
|
Feb 06, 2020
Q4 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-230- 37.34% |
$22.6K - $23K
|
386
$36.5K
|
|
Feb 05, 2020
Q4 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-238- 53.85% |
$23.4K - $23.8K
|
204
$19.3K
|
|
Jan 17, 2020
Q4 2019
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-247- 14.21% |
$24.3K - $24.7K
|
1.49K
$141K
|
|
Feb 14, 2020
Q4 2019
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-277- 7.96% |
$27.2K - $27.7K
|
3.21K
$303K
|
|
Feb 06, 2020
Q4 2019
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-286- 0.29% |
$28.1K - $28.6K
|
98.8K
$9.35M
|
|
Feb 03, 2020
Q4 2019
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-336- 9.23% |
$33K - $33.6K
|
3.3K
$313K
|
|
Feb 05, 2020
Q4 2019
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-342- 7.69% |
$33.6K - $34.2K
|
4.11K
$389K
|
|
Feb 13, 2020
Q4 2019
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-354- 4.94% |
$34.8K - $35.4K
|
6.81K
$645K
|
|
Feb 05, 2020
Q4 2019
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-421- 3.73% |
$41.3K - $42.1K
|
10.9K
$1.03M
|
|
Jan 24, 2020
Q4 2019
|
Transform Wealth, LLC
|
SELL
|
- |
-422- 2.0% |
$41.4K - $42.2K
|
20.7K
$1.96M
|
|
Jan 29, 2020
Q4 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-450Closed |
$44.2K - $45K
|
0
$0
|
|
Feb 07, 2020
Q4 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-494- 3.39% |
$48.5K - $49.4K
|
14.1K
$1.33M
|
|
Feb 06, 2020
Q4 2019
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-501- 17.68% |
$49.2K - $50.1K
|
2.33K
$221K
|
|
Feb 14, 2020
Q4 2019
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-538- 21.91% |
$52.8K - $53.8K
|
1.92K
$181K
|
|
Sep 07, 2021
Q4 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-672- 22.44% |
$66K - $67.3K
|
2.32K
$220K
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-725Closed |
$71.2K - $72.6K
|
0
$0
|
|
Jan 17, 2020
Q4 2019
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-767- 2.46% |
$75.3K - $76.8K
|
30.4K
$2.88M
|
|
Feb 03, 2020
Q4 2019
|
Pinnacle Associates LTD
|
SELL
|
- |
-925- 5.91% |
$90.8K - $92.6K
|
14.7K
$1.39M
|
|
Feb 07, 2020
Q4 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-970- 38.02% |
$95.3K - $97.1K
|
1.58K
$150K
|
|
Jan 14, 2020
Q4 2019
|
Ballast, Inc.
|
SELL
|
- |
-1.01K- 4.34% |
$99.5K - $101K
|
22.3K
$2.12M
|
|
Feb 13, 2020
Q4 2019
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-1.18KClosed |
$116K - $118K
|
0
$0
|
|
Jan 23, 2020
Q4 2019
|
Hollencrest Capital Management
|
SELL
|
- |
-1.33K- 2.05% |
$130K - $133K
|
63.6K
$6.02M
|
|
Feb 10, 2020
Q4 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.39K- 4.14% |
$136K - $139K
|
32.1K
$3.04M
|
|
Jan 21, 2020
Q4 2019
|
Jmg Financial Group, Ltd.
|
SELL
|
- |
-1.9K- 7.57% |
$186K - $190K
|
23.1K
$2.19M
|
|
Jan 31, 2020
Q4 2019
|
Simmons Bank
|
SELL
|
- |
-2.13K- 37.0% |
$209K - $213K
|
3.63K
$344K
|
|
Jan 31, 2020
Q4 2019
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-2.22KClosed |
$218K - $222K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
F Dx Advisors, Inc.
|
SELL
|
- |
-2.24K- 8.46% |
$220K - $224K
|
24.3K
$2.3M
|
|
Jan 31, 2020
Q4 2019
|
Wealthpoint, LLC
|
SELL
|
- |
-2.33KClosed |
$229K - $233K
|
0
$0
|
|
Jan 30, 2020
Q4 2019
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2.7KClosed |
$265K - $270K
|
0
$0
|
|
Mar 24, 2023
Q4 2019
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.77K- 63.2% |
$272K - $277K
|
1.61K
$153K
|
|
Feb 14, 2020
Q4 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-3.37KClosed |
$331K - $337K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-4.12K- 27.26% |
$404K - $412K
|
11K
$1.04M
|
|
Feb 13, 2020
Q4 2019
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-4.37KClosed |
$429K - $437K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-4.83K- 50.91% |
$474K - $484K
|
4.66K
$441K
|
|
Feb 14, 2020
Q4 2019
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-4.85KClosed |
$476K - $485K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-5.07KClosed |
$498K - $508K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-5.15KClosed |
$506K - $515K
|
0
$0
|
|
Jan 17, 2020
Q4 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.84K- 72.94% |
$573K - $584K
|
2.17K
$205K
|
|
Feb 13, 2020
Q4 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.86K- 12.55% |
$575K - $586K
|
40.8K
$3.86M
|
|
Feb 14, 2020
Q4 2019
|
Stephens Inc
|
SELL
|
- |
-5.92K- 20.05% |
$582K - $593K
|
23.6K
$2.24M
|
|
Feb 11, 2020
Q4 2019
|
Assetmark, Inc
|
SELL
|
- |
-7.81K- 0.94% |
$767K - $782K
|
820K
$77.6M
|
|
Jan 29, 2020
Q4 2019
|
Connecticut Wealth Management, LLC
|
SELL
|
- |
-8.84K- 15.92% |
$868K - $885K
|
46.7K
$4.42M
|
|
Jan 28, 2020
Q4 2019
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-9.12KClosed |
$895K - $913K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-10K- 12.24% |
$983K - $1M
|
71.8K
$6.79M
|
|
Feb 11, 2020
Q4 2019
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-10.2KClosed |
$1M - $1.02M
|
0
$0
|
|
Jan 08, 2024
Q4 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-10.6KClosed |
$1.04M - $1.06M
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-12.6K- 16.34% |
$1.23M - $1.26M
|
64.3K
$6.09M
|
|
Jan 27, 2020
Q4 2019
|
Sol Capital Management CO
|
SELL
|
- |
-13.8KClosed |
$1.35M - $1.38M
|
0
$0
|
|
Jan 21, 2020
Q4 2019
|
Astor Investment Management LLC
|
SELL
|
- |
-15.1K- 94.08% |
$1.48M - $1.51M
|
947
$89.6K
|