Purchases and Sales Made in Q4 2019 in Pimco ETF Tr 1 5 Yr High Yield (HYS)
This table provides information about the institutional ownership of Pimco ETF Tr 1 5 Yr High Yield (HYS) during Q4 2019. The information is specifically focused on institutions that hold shares of PIMCO ETF TR 1-5 YR HIGH YIELD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 14, 2020
Q4 2019
|
Monument Capital Management
|
BUY
|
- |
57+ 1.23% |
$5.6K - $5.71K
|
4.7K
$445K
|
|
|
Feb 14, 2020
Q4 2019
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
56New |
$5.5K - $5.61K
|
56
$5.31K
|
|
|
Feb 07, 2020
Q4 2019
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
53+ 5.9% |
$5.2K - $5.3K
|
951
$90.1K
|
|
|
Feb 13, 2020
Q4 2019
|
Personal Cfo Solutions, LLC
|
BUY
|
- |
50+ 1.8% |
$4.91K - $5K
|
2.83K
$268K
|
|
|
Feb 13, 2020
Q4 2019
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
36+ 1.25% |
$3.54K - $3.6K
|
2.92K
$277K
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
34New |
$3.34K - $3.4K
|
34
$3.22K
|
|
|
Jan 30, 2020
Q4 2019
|
Parallel Advisors, LLC
|
BUY
|
- |
34+ 113.33% |
$3.34K - $3.4K
|
64
$6.06K
|
|
|
Feb 07, 2020
Q4 2019
|
Mcf Advisors LLC
Covington, KY |
BUY
|
- |
30+ 6.96% |
$2.95K - $3K
|
461
$43.7K
|
|
|
Feb 10, 2020
Q4 2019
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
29+ 1.04% |
$2.85K - $2.9K
|
2.83K
$268K
|
|
|
Jan 22, 2020
Q4 2019
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
25+ 80.65% |
$2.46K - $2.5K
|
56
$5.31K
|
|
|
Feb 13, 2020
Q4 2019
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
20+ 0.81% |
$1.96K - $2K
|
2.48K
$235K
|
|
|
Feb 06, 2020
Q4 2019
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
17+ 0.73% |
$1.67K - $1.7K
|
2.33K
$221K
|
|
|
Jan 29, 2020
Q4 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
12+ 28.57% |
$1.18K - $1.2K
|
54
$5.12K
|
|
|
Feb 12, 2020
Q4 2019
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
10New |
$982 - $1K
|
10
$948
|
|
|
Feb 21, 2020
Q4 2019
|
De Dora Capital, Inc.
|
BUY
|
- |
8+ 0.07% |
$786 - $801
|
11.5K
$1.09M
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
8+ 133.33% |
$786 - $801
|
14
$1.33K
|
|
|
May 19, 2020
Q4 2019
|
Tru Independence LLC
|
BUY
|
- |
6New |
$589 - $601
|
6
$569
|
|
|
Feb 27, 2020
Q4 2019
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
3New |
$295 - $300
|
3
$284
|
|
|
Feb 14, 2020
Q4 2019
|
Private Capital Group, LLC
|
BUY
|
- |
2+ 3.03% |
$196 - $200
|
68
$6.44K
|
|
|
Feb 13, 2020
Q4 2019
|
Global Trust Asset Management, LLC
|
BUY
|
- |
1+ 4.0% |
$98.2 - $100
|
26
$2.46K
|
|
|
May 11, 2020
Q4 2019
|
Royal Fund Management, LLC
|
SELL
|
- |
-2- 33.33% |
$196 - $200
|
4
$379
|
|
|
Feb 14, 2020
Q4 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-9- 0.02% |
$884 - $901
|
39.2K
$3.72M
|
|
|
Feb 03, 2020
Q4 2019
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-11- 0.2% |
$1.08K - $1.1K
|
5.47K
$518K
|
|
|
Feb 13, 2020
Q4 2019
|
Lake Point Wealth Management
|
SELL
|
- |
-17Closed |
$1.67K - $1.7K
|
0
$0
|
|
|
Mar 16, 2020
Q4 2019
|
Tfg Advisers LLC
|
SELL
|
- |
-19- 0.44% |
$1.87K - $1.9K
|
4.33K
$410K
|
|
|
Jan 09, 2020
Q4 2019
|
Old Port Advisors
|
SELL
|
- |
-21- 0.91% |
$2.06K - $2.1K
|
2.28K
$216K
|
|
|
Feb 05, 2020
Q4 2019
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-23- 69.7% |
$2.26K - $2.3K
|
10
$948
|
|
|
Feb 14, 2020
Q4 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-30- 0.49% |
$2.95K - $3K
|
6.13K
$580K
|
|
|
Feb 10, 2020
Q4 2019
|
Newfound Research LLC
|
SELL
|
- |
-30- 30.0% |
$2.95K - $3K
|
70
$6.63K
|
|
|
Feb 12, 2020
Q4 2019
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-31Closed |
$3.04K - $3.1K
|
0
$0
|
|
|
Jan 21, 2020
Q4 2019
|
Focused Wealth Management, Inc
|
SELL
|
- |
-40- 5.49% |
$3.93K - $4K
|
689
$65.3K
|
|
|
Feb 20, 2020
Q4 2019
|
Archer Investment Corp
|
SELL
|
- |
-44- 9.52% |
$4.32K - $4.4K
|
418
$39.6K
|
|
|
Feb 12, 2020
Q4 2019
|
Fulcrum Equity Management
|
SELL
|
- |
-48Closed |
$4.71K - $4.8K
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-50- 1.61% |
$4.91K - $5K
|
3.05K
$289K
|
|
|
Feb 13, 2024
Q4 2019
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-53Closed |
$5.2K - $5.3K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-57Closed |
$5.6K - $5.71K
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-65Closed |
$6.38K - $6.51K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-83Closed |
$8.15K - $8.31K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Kovack Advisors, Inc.
|
SELL
|
- |
-85- 1.45% |
$8.35K - $8.51K
|
5.78K
$548K
|
|
|
Feb 06, 2020
Q4 2019
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-89- 32.36% |
$8.74K - $8.91K
|
186
$17.6K
|
|
|
Feb 14, 2020
Q4 2019
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-95Closed |
$9.33K - $9.51K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Us Bancorp \De\
|
SELL
|
- |
-107- 6.47% |
$10.5K - $10.7K
|
1.55K
$146K
|
|
|
Jan 28, 2020
Q4 2019
|
Sage Advisory Services, Ltd.Co.
|
SELL
|
- |
-111- 0.27% |
$10.9K - $11.1K
|
41.1K
$3.89M
|
|
|
Feb 14, 2020
Q4 2019
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-124Closed |
$12.2K - $12.4K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-147Closed |
$14.4K - $14.7K
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
Cypress Capital Group
|
SELL
|
- |
-150- 5.08% |
$14.7K - $15K
|
2.8K
$265K
|
|
|
Feb 04, 2020
Q4 2019
|
Advisory Services Network, LLC
|
SELL
|
- |
-166- 8.02% |
$16.3K - $16.6K
|
1.91K
$180K
|
|
|
Jan 14, 2020
Q4 2019
|
Pfg Advisors
|
SELL
|
- |
-178- 3.06% |
$17.5K - $17.8K
|
5.64K
$534K
|
|
|
Feb 07, 2020
Q4 2019
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-192- 4.43% |
$18.9K - $19.2K
|
4.14K
$392K
|
|
|
Feb 12, 2020
Q4 2019
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-192- 2.56% |
$18.9K - $19.2K
|
7.3K
$691K
|