Purchases and Sales Made in Q3 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 05, 2022
Q3 2022
|
Time Scale Financial, Inc.
|
SELL
|
- |
-1- 0.1% |
$32 - $38.4
|
955
$39.5K
|
|
|
Oct 14, 2022
Q3 2022
|
Scott Capital Advisors, LLC
|
SELL
|
- |
-12- 0.05% |
$384 - $461
|
24.3K
$1M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-12- 0.1% |
$384 - $461
|
12.6K
$520K
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-24- 6.84% |
$767 - $923
|
327
$13.5K
|
|
|
Oct 25, 2022
Q3 2022
|
First United Bank & Trust
|
SELL
|
- |
-45- 0.49% |
$1.44K - $1.73K
|
9.13K
$378K
|
|
|
Oct 18, 2022
Q3 2022
|
Mascoma Wealth Management LLC
|
SELL
|
- |
-50- 4.68% |
$1.6K - $1.92K
|
1.02K
$42.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-52- 0.1% |
$1.66K - $2K
|
51.5K
$2.13M
|
|
|
Oct 18, 2022
Q3 2022
|
White Lighthouse Investment Management Inc.
|
SELL
|
- |
-60- 0.46% |
$1.92K - $2.31K
|
12.9K
$536K
|
|
|
Nov 04, 2022
Q3 2022
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-61- 0.2% |
$1.95K - $2.34K
|
30.5K
$1.26M
|
|
|
Oct 26, 2022
Q3 2022
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-85- 4.39% |
$2.72K - $3.27K
|
1.85K
$76.6K
|
|
|
Oct 12, 2022
Q3 2022
|
Rtd Financial Advisors, Inc.
|
SELL
|
- |
-123- 0.76% |
$3.93K - $4.73K
|
16K
$665K
|
|
|
Oct 20, 2022
Q3 2022
|
Resonant Capital Advisors, LLC
|
SELL
|
- |
-123- 1.4% |
$3.93K - $4.73K
|
8.69K
$360K
|
|
|
Oct 13, 2022
Q3 2022
|
Good Life Advisors, LLC
|
SELL
|
- |
-397- 4.93% |
$12.7K - $15.3K
|
7.66K
$317K
|
|
|
Oct 24, 2022
Q3 2022
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
SELL
|
- |
-430- 1.64% |
$13.7K - $16.5K
|
25.8K
$1.07M
|
|
|
Nov 14, 2022
Q3 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-485- 2.43% |
$15.5K - $18.6K
|
19.5K
$806K
|
|
|
Oct 31, 2022
Q3 2022
|
Evolution Advisers, Inc.
|
SELL
|
- |
-537- 3.89% |
$17.2K - $20.6K
|
13.3K
$550K
|
|
|
Oct 13, 2022
Q3 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-574- 1.99% |
$18.3K - $22.1K
|
28.3K
$1.17M
|
|
|
Nov 14, 2022
Q3 2022
|
Pacific Sun Financial Corp
|
SELL
|
- |
-600- 2.95% |
$19.2K - $23.1K
|
19.8K
$818K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-658- 5.44% |
$21K - $25.3K
|
11.4K
$473K
|
|
|
Nov 02, 2022
Q3 2022
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-771- 1.81% |
$24.6K - $29.6K
|
41.7K
$1.73M
|
|
|
Nov 09, 2022
Q3 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-838- 62.49% |
$26.8K - $32.2K
|
503
$20.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-854- 0.74% |
$27.3K - $32.8K
|
115K
$4.75M
|
|
|
Nov 14, 2022
Q3 2022
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-889- 8.06% |
$28.4K - $34.2K
|
10.1K
$420K
|
|
|
Nov 14, 2022
Q3 2022
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-918- 8.6% |
$29.3K - $35.3K
|
9.75K
$404K
|
|
|
Nov 02, 2022
Q3 2022
|
Vahanian & Associates Financial Planning Inc.
|
SELL
|
- |
-1.04K- 8.52% |
$33.1K - $39.8K
|
11.1K
$460K
|
|
|
Oct 21, 2022
Q3 2022
|
First Pacific Financial
|
SELL
|
- |
-1.17K- 1.58% |
$37.4K - $45K
|
72.8K
$3.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.39K- 3.86% |
$44.4K - $53.4K
|
34.7K
$1.44M
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.5K- 4.88% |
$47.8K - $57.5K
|
29.2K
$1.21M
|
|
|
Nov 14, 2022
Q3 2022
|
Neumann Capital Management, LLC
|
SELL
|
- |
-1.5K- 8.29% |
$47.9K - $57.7K
|
16.6K
$688K
|
|
|
Oct 11, 2022
Q3 2022
|
Trust CO
|
SELL
|
- |
-1.57K- 21.23% |
$50.2K - $60.4K
|
5.83K
$241K
|
|
|
Oct 14, 2022
Q3 2022
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-1.77K- 5.68% |
$56.7K - $68.2K
|
29.4K
$1.22M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.45K- 5.09% |
$78.2K - $94K
|
45.6K
$1.89M
|
|
|
Nov 14, 2022
Q3 2022
|
Retirement Group, LLC
|
SELL
|
- |
-2.54K- 89.71% |
$81.1K - $97.5K
|
291
$12.1K
|
|
|
Nov 03, 2022
Q3 2022
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-2.54K- 11.29% |
$81.2K - $97.7K
|
20K
$827K
|
|
|
Nov 02, 2022
Q3 2022
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-2.68K- 3.88% |
$85.6K - $103K
|
66.3K
$2.75M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.67K- 20.6% |
$117K - $141K
|
14.1K
$586K
|
|
|
Nov 15, 2022
Q3 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-4.28K- 6.73% |
$137K - $165K
|
59.4K
$2.46M
|
|
|
Nov 09, 2022
Q3 2022
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-5.7K- 58.58% |
$182K - $219K
|
4.03K
$167K
|
|
|
May 15, 2023
Q3 2022
|
Northstar Asset Management Inc
Boston, MA |
SELL
|
- |
-6.87KClosed |
$220K - $264K
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-7.61K- 32.43% |
$243K - $292K
|
15.9K
$656K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-8.2K- 32.26% |
$262K - $315K
|
17.2K
$713K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-10.1K- 1.82% |
$324K - $389K
|
546K
$22.6M
|
|
|
Oct 18, 2022
Q3 2022
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-10.2K- 8.27% |
$326K - $392K
|
113K
$4.69M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-12.7K- 6.32% |
$405K - $487K
|
188K
$7.78M
|
|
|
Nov 14, 2022
Q3 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-12.9K- 15.53% |
$413K - $496K
|
70.3K
$2.91M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-20.4K- 34.57% |
$652K - $785K
|
38.6K
$1.6M
|
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
SELL
|
- |
-36.8K- 76.71% |
$1.18M - $1.42M
|
11.2K
$463K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-87.3K- 16.91% |
$2.79M - $3.35M
|
429K
$17.8M
|
|
|
Oct 18, 2022
Q3 2022
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-635K- 94.62% |
$20.3M - $24.4M
|
36.1K
$1.5M
|