Purchases and Sales Made in Q1 2024 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q1 2024. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.04M+ 17.56% |
$18.2M - $18.9M
|
6.98M
$130M
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
651K+ 18.04% |
$11.3M - $11.8M
|
4.26M
$79.6M
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
651K+ 18.04% |
$11.3M - $11.8M
|
4.26M
$79.6M
|
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
275K+ 30.29% |
$4.79M - $5M
|
1.18M
$22.1M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
213K+ 4.77% |
$3.71M - $3.87M
|
4.68M
$87.4M
|
|
|
May 10, 2024
Q1 2024
|
Truist Financial Corp
|
BUY
|
- |
157K+ 111.5% |
$2.74M - $2.85M
|
298K
$5.57M
|
|
|
Apr 15, 2024
Q1 2024
|
Pallas Capital Advisors LLC
Braintree, MA |
BUY
|
- |
150K+ 12.32% |
$2.62M - $2.73M
|
1.37M
$25.6M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
141K+ 16.8% |
$2.46M - $2.56M
|
981K
$18.3M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
132K+ 16.89% |
$2.3M - $2.4M
|
912K
$17.1M
|
|
|
May 10, 2024
Q1 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
59.7K+ 18.89% |
$1.04M - $1.09M
|
376K
$7.03M
|
|
|
Apr 29, 2024
Q1 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
54.3K+ 9.37% |
$945K - $986K
|
633K
$11.8M
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
48K+ 10.59% |
$836K - $872K
|
501K
$9.36M
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
34.9K+ 108.99% |
$608K - $635K
|
67K
$1.25M
|
|
|
Apr 30, 2024
Q1 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
29.7K+ 38.92% |
$518K - $540K
|
106K
$1.98M
|
|
|
Apr 17, 2024
Q1 2024
|
Cornerstone Wealth Group, LLC
|
BUY
|
- |
23.1K+ 3.44% |
$402K - $419K
|
695K
$13M
|
|
|
Apr 24, 2024
Q1 2024
|
Psi Advisors, LLC
|
BUY
|
- |
21.8K+ 14.65% |
$379K - $396K
|
170K
$3.18M
|
|
|
May 15, 2024
Q1 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
21.1K+ 10.95% |
$368K - $383K
|
214K
$3.99M
|
|
|
May 08, 2024
Q1 2024
|
Dearborn Partners LLC
|
BUY
|
- |
13.5K+ 13.24% |
$236K - $246K
|
116K
$2.16M
|
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
12.4K+ 358.65% |
$216K - $225K
|
15.8K
$296K
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.3K+ 15.53% |
$214K - $223K
|
91.2K
$1.71M
|
|
|
May 15, 2024
Q1 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
12K+ 56.05% |
$210K - $219K
|
33.5K
$627K
|
|
|
Apr 30, 2024
Q1 2024
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
11.2K+ 11.74% |
$195K - $203K
|
106K
$1.99M
|
|
|
Apr 29, 2024
Q1 2024
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
10.2KNew |
$178K - $186K
|
10.2K
$191K
|
|
|
Apr 15, 2024
Q1 2024
|
Signature Securities Group Corporation
|
BUY
|
- |
7.83K+ 36.23% |
$136K - $142K
|
29.4K
$550K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.18K+ 2.24% |
$125K - $130K
|
327K
$6.12M
|
|
|
May 31, 2024
Q1 2024
|
First Citizens Financial Corp
|
BUY
|
- |
7.07K+ 14.27% |
$123K - $128K
|
56.6K
$1.06M
|
|
|
May 15, 2024
Q1 2024
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
6.5K+ 21.69% |
$113K - $118K
|
36.5K
$682K
|
|
|
Apr 29, 2024
Q1 2024
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
5.81K+ 7.48% |
$101K - $106K
|
83.4K
$1.56M
|
|
|
May 08, 2024
Q1 2024
|
Rogco, LP
Claremore, OK |
BUY
|
- |
5.02K+ 1.76% |
$87.4K - $91.2K
|
291K
$5.44M
|
|
|
May 03, 2024
Q1 2024
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
4.57KNew |
$79.6K - $83K
|
4.57K
$85.4K
|
|
|
Apr 25, 2024
Q1 2024
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
4.47K+ 24.99% |
$77.9K - $81.2K
|
22.4K
$418K
|
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
3.81K+ 11.82% |
$66.3K - $69.1K
|
36K
$673K
|
|
|
Apr 15, 2024
Q1 2024
|
Investment Partners, Ltd.
|
BUY
|
- |
3.79K+ 2.98% |
$66.1K - $68.9K
|
131K
$2.45M
|
|
|
May 02, 2024
Q1 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
3.47K+ 18.69% |
$60.4K - $63K
|
22K
$412K
|
|
|
May 10, 2024
Q1 2024
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
3.31K+ 6.92% |
$57.6K - $60.1K
|
51.1K
$955K
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.87K+ 0.2% |
$50K - $52.1K
|
1.42M
$26.5M
|
|
|
Apr 16, 2024
Q1 2024
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
2.82KNew |
$49K - $51.1K
|
2.82K
$52.6K
|
|
|
Apr 17, 2024
Q1 2024
|
Private Ocean, LLC
|
BUY
|
- |
2.48KNew |
$43.1K - $45K
|
2.48K
$46.3K
|
|
|
Apr 26, 2024
Q1 2024
|
Sage Rhino Capital LLC
|
BUY
|
- |
2.37K+ 5.32% |
$41.3K - $43.1K
|
47K
$878K
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.28K+ 10.94% |
$39.7K - $41.4K
|
23.1K
$432K
|
|
|
May 10, 2024
Q1 2024
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.82K+ 9.75% |
$31.6K - $33K
|
20.4K
$382K
|
|
|
May 03, 2024
Q1 2024
|
Mechanics Financial Corp
|
BUY
|
- |
1.25K+ 5.13% |
$21.7K - $22.7K
|
25.6K
$478K
|
|
|
May 14, 2024
Q1 2024
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
592+ 1.41% |
$10.3K - $10.8K
|
42.5K
$794K
|
|
|
May 15, 2024
Q1 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
427New |
$7.44K - $7.76K
|
427
$7.98K
|
|
|
May 15, 2024
Q1 2024
|
Xml Financial, LLC
|
BUY
|
- |
234+ 1.19% |
$4.08K - $4.25K
|
19.9K
$371K
|
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
21New |
$366 - $382
|
21
$392
|
|
|
May 07, 2024
Q1 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
11+ 0.09% |
$192 - $200
|
12.3K
$230K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
SELL
|
- |
-143- 1.46% |
$2.49K - $2.6K
|
9.68K
$181K
|
|
|
Apr 19, 2024
Q1 2024
|
Meadow Creek Wealth Advisors LLC
|
SELL
|
- |
-290- 0.21% |
$5.05K - $5.27K
|
139K
$2.6M
|