Purchases and Sales Made in Q2 2021 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q2 2021. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.05MNew |
$41.7M - $42.5M
|
2.05M
$38.3M
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
543KNew |
$11M - $11.2M
|
543K
$10.1M
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
424K+ 63.68% |
$8.61M - $8.78M
|
1.09M
$20.4M
|
|
|
Aug 11, 2021
Q2 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
138K+ 59.13% |
$2.81M - $2.87M
|
372K
$6.96M
|
|
|
Aug 05, 2021
Q2 2021
|
Main Street Investment Advisors LLC
|
BUY
|
- |
56.2K+ 67.25% |
$1.14M - $1.17M
|
140K
$2.61M
|
|
|
Aug 11, 2021
Q2 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
53.9K+ 33.16% |
$1.1M - $1.12M
|
217K
$4.05M
|
|
|
Aug 16, 2021
Q2 2021
|
United Services Automobile Association
San Antonio, TX |
BUY
|
- |
51.8K+ 63.77% |
$1.05M - $1.07M
|
133K
$2.49M
|
|
|
Aug 06, 2021
Q2 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
34.7KNew |
$705K - $720K
|
34.7K
$649K
|
|
|
Jul 26, 2021
Q2 2021
|
Dearborn Partners LLC
|
BUY
|
- |
34.2K+ 88.91% |
$696K - $710K
|
72.7K
$1.36M
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
34.1K+ 10.01% |
$693K - $707K
|
374K
$7M
|
|
|
Jul 15, 2021
Q2 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
31KNew |
$630K - $643K
|
31K
$580K
|
|
|
Aug 16, 2021
Q2 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
26.6KNew |
$540K - $551K
|
26.6K
$497K
|
|
|
Aug 03, 2021
Q2 2021
|
Brinker Capital Investments, LLC
|
BUY
|
- |
24.9K+ 19.43% |
$506K - $516K
|
153K
$2.86M
|
|
|
Aug 13, 2021
Q2 2021
|
Covington Capital Management
|
BUY
|
- |
24.5K+ 10.16% |
$498K - $508K
|
266K
$4.97M
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
23K+ 6.91% |
$466K - $476K
|
355K
$6.64M
|
|
|
Aug 11, 2021
Q2 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
22.3KNew |
$454K - $463K
|
22.3K
$417K
|
|
|
Sep 20, 2021
Q2 2021
|
Activest Wealth Management
|
BUY
|
- |
22KNew |
$447K - $456K
|
22K
$411K
|
|
|
Aug 11, 2021
Q2 2021
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
21.2K+ 55.43% |
$430K - $439K
|
59.4K
$1.11M
|
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
18.8K+ 34.35% |
$383K - $390K
|
73.6K
$1.38M
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.1K+ 9.09% |
$348K - $355K
|
205K
$3.84M
|
|
|
Mar 22, 2023
Q2 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
17K+ 41.38% |
$346K - $353K
|
58.1K
$1.09M
|
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
14.4KNew |
$292K - $298K
|
14.4K
$269K
|
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
BUY
|
- |
13.9K+ 4.8% |
$282K - $288K
|
303K
$5.67M
|
|
|
Aug 10, 2021
Q2 2021
|
Psi Advisors, LLC
|
BUY
|
- |
12.6K+ 11.46% |
$255K - $260K
|
122K
$2.28M
|
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.4K+ 32.18% |
$253K - $258K
|
51.1K
$955K
|
|
|
Aug 16, 2021
Q2 2021
|
First Manhattan CO
New York, NY |
BUY
|
- |
12KNew |
$244K - $249K
|
12K
$224K
|
|
|
Aug 03, 2021
Q2 2021
|
Community Bank, N.A.
|
BUY
|
- |
10K+ 8.28% |
$203K - $207K
|
131K
$2.45M
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.34K+ 3.14% |
$190K - $194K
|
306K
$5.73M
|
|
|
Aug 03, 2021
Q2 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
3.92KNew |
$79.7K - $81.3K
|
3.92K
$73.3K
|
|
|
Jul 13, 2021
Q2 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
2.61K+ 13.2% |
$53K - $54K
|
22.4K
$418K
|
|
|
Jul 21, 2021
Q2 2021
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
2.36K+ 6.64% |
$47.9K - $48.9K
|
37.9K
$708K
|
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.89K+ 2.02% |
$38.5K - $39.3K
|
95.7K
$1.79M
|
|
|
Jul 28, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
- |
1.84K+ 12.59% |
$37.4K - $38.1K
|
16.4K
$308K
|
|
|
Jul 27, 2021
Q2 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
1.61K+ 16.45% |
$32.6K - $33.3K
|
11.4K
$213K
|
|
|
Aug 05, 2021
Q2 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
1.37KNew |
$27.8K - $28.3K
|
1.37K
$25.5K
|
|
|
Jul 16, 2021
Q2 2021
|
Willis Johnson & Associates, Inc.
|
BUY
|
- |
1.06K+ 1.65% |
$21.6K - $22K
|
65.5K
$1.23M
|
|
|
Aug 03, 2021
Q2 2021
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
973New |
$19.8K - $20.2K
|
973
$18.2K
|
|
|
Aug 09, 2021
Q2 2021
|
Providence Capital Advisors, LLC
Charlotte, NC |
BUY
|
- |
300New |
$6.1K - $6.22K
|
300
$5.61K
|
|
|
Aug 10, 2021
Q2 2021
|
Xml Financial, LLC
|
BUY
|
- |
280+ 1.03% |
$5.69K - $5.8K
|
27.5K
$514K
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
193New |
$3.92K - $4K
|
193
$3.61K
|
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
101+ 3.78% |
$2.05K - $2.09K
|
2.78K
$51.9K
|
|
|
Jul 15, 2021
Q2 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
17+ 0.63% |
$345 - $352
|
2.73K
$51K
|
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13+ 0.03% |
$264 - $269
|
43.9K
$822K
|
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3+ 0.33% |
$61 - $62.2
|
922
$17.2K
|
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-280- 2.54% |
$5.69K - $5.8K
|
10.7K
$201K
|
|
|
Jul 22, 2021
Q2 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.33K- 1.47% |
$27K - $27.6K
|
89K
$1.66M
|
|
|
Aug 05, 2021
Q2 2021
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.76K- 10.13% |
$35.8K - $36.6K
|
15.7K
$293K
|
|
|
Aug 12, 2021
Q2 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-2.75K- 2.4% |
$55.8K - $57K
|
112K
$2.09M
|
|
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.96K- 4.75% |
$60.2K - $61.4K
|
59.5K
$1.11M
|