Purchases and Sales Made in Q3 2021 in Principal Spectrum Pfd Secs Ac (PREF)

PREF Quotes by TradingView

This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q3 2021. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 15, 2021 Q3 2021
Morgan Stanley

New York, NY
BUY
 -
1.83M
New
$37.7M - $38.1M
1.83M $34.1M
Nov 15, 2021 Q3 2021
Wells Fargo & Company

San Francisco, CA
BUY
 -
355K
+ 32.57%
$7.32M - $7.4M
1.44M $27M
Nov 15, 2021 Q3 2021
Ubs Group Ag

BUY
 -
261K
+ 69.68%
$5.39M - $5.45M
635K $11.9M
Nov 15, 2021 Q3 2021
Bank Of America Corp

Charlotte, NC
BUY
 -
211K
+ 10.27%
$4.35M - $4.39M
2.26M $42.2M
Nov 17, 2021 Q3 2021
Strategic Wealth Advisors Group, LLC

Sacramento, CA
BUY
 -
112K
New
$2.32M - $2.34M
112K $2.1M
Nov 15, 2021 Q3 2021
Covington Capital Management

BUY
 -
86.7K
+ 32.64%
$1.79M - $1.81M
352K $6.59M
Nov 12, 2021 Q3 2021
Baird Financial Group, Inc.

Milwaukee, WI
BUY
 -
55K
+ 25.39%
$1.14M - $1.15M
272K $5.07M
Nov 05, 2021 Q3 2021
Truist Financial Corp

BUY
 -
35.5K
+ 11.7%
$733K - $740K
339K $6.33M
Oct 18, 2021 Q3 2021
Coastal Investment Advisors, Inc.

Wilmington, DE
BUY
 -
32.7K
+ 105.42%
$675K - $682K
63.7K $1.19M
Oct 07, 2021 Q3 2021
Envestnet Asset Management Inc

BUY
 -
29.7K
+ 40.34%
$613K - $620K
103K $1.93M
Nov 02, 2021 Q3 2021
Raymond James & Associates

St Petersburg, FL
BUY
 -
26K
+ 12.69%
$538K - $544K
231K $4.32M
Oct 12, 2021 Q3 2021
Activest Wealth Management

BUY
 -
24K
+ 109.31%
$496K - $502K
46K $860K
Mar 22, 2023 Q3 2021
American Portfolios Advisors

Holbrook, NY
BUY
 -
17.6K
+ 42.86%
$364K - $368K
58.7K $1.1M
Nov 12, 2021 Q3 2021
Steward Partners Investment Advisory, LLC

BUY
 -
17.4K
+ 706.59%
$359K - $362K
19.8K $371K
Nov 15, 2021 Q3 2021
Lpl Financial LLC

Fort Mill, SC
BUY
 -
15.5K
+ 5.39%
$320K - $324K
303K $5.67M
Nov 15, 2021 Q3 2021
Belpointe Asset Management LLC

BUY
 -
12.1K
New
$250K - $252K
12.1K $226K
Nov 12, 2021 Q3 2021
Cibc Private Wealth Group, LLC

BUY
 -
12K
+ 20.48%
$248K - $251K
70.7K $1.32M
Nov 15, 2021 Q3 2021
Mariner, LLC

Overland Park, KS
BUY
 -
11.1K
New
$229K - $231K
11.1K $207K
Oct 28, 2021 Q3 2021
Capital Investment Advisory Services, LLC

BUY
 -
11K
+ 97.14%
$228K - $230K
22.4K $419K
Nov 15, 2021 Q3 2021
Royal Bank Of Canada

Toronto, A6
BUY
 -
10.5K
+ 1.94%
$217K - $219K
553K $10.3M
Oct 13, 2021 Q3 2021
Foundations Investment Advisors, LLC

BUY
 -
9.86K
New
$204K - $206K
9.86K $184K
Nov 12, 2021 Q3 2021
Psi Advisors, LLC

BUY
 -
8.87K
+ 7.26%
$183K - $185K
131K $2.45M
Oct 26, 2021 Q3 2021
Pinnacle Financial Partners Inc

BUY
 -
8.64K
+ 22.82%
$178K - $180K
46.5K $869K
Nov 12, 2021 Q3 2021
Bank Of New York Mellon Corp

New York, NY
BUY
 -
8.62K
+ 2.32%
$178K - $180K
381K $7.12M
Nov 15, 2021 Q3 2021
Ken Griffin Citadel Advisors LLC | Chicago, Il
BUY
 -
6.95K
+ 26.13%
$143K - $145K
33.5K $627K
Nov 12, 2021 Q3 2021
Rockefeller Capital Management L.P.

New York, NY
BUY
 -
5.12K
+ 555.75%
$106K - $107K
6.05K $113K
Oct 06, 2021 Q3 2021
Ifp Advisors, Inc

BUY
 -
4.99K
+ 22.32%
$103K - $104K
27.3K $511K
Nov 09, 2021 Q3 2021
Core Wealth Advisors, Inc.

Lakeland, FL
BUY
 -
4.63K
+ 475.33%
$95.5K - $96.5K
5.6K $105K
Nov 05, 2021 Q3 2021
Advisor Group Holdings, Inc.

Phoenix, AZ
BUY
 -
4.28K
+ 1.4%
$88.4K - $89.3K
311K $5.81M
Oct 26, 2021 Q3 2021
Advisory Resource Group

BUY
 -
4.23K
+ 6.34%
$87.4K - $88.3K
71K $1.33M
Nov 08, 2021 Q3 2021
Brinker Capital Investments, LLC

BUY
 -
3.48K
+ 2.28%
$71.9K - $72.7K
157K $2.93M
Nov 12, 2021 Q3 2021
Eqis Capital Management, Inc.

San Rafael, CA
BUY
 -
3.09K
+ 2.77%
$63.8K - $64.5K
115K $2.15M
Oct 14, 2021 Q3 2021
Private Advisor Group, LLC

BUY
 -
2.71K
+ 4.56%
$56K - $56.6K
62.2K $1.16M
Oct 19, 2021 Q3 2021
Kestra Advisory Services, LLC

BUY
 -
2.38K
+ 16.54%
$49.1K - $49.6K
16.7K $313K
Oct 14, 2021 Q3 2021
Davenport & CO LLC

BUY
 -
1.64K
+ 9.96%
$33.8K - $34.2K
18.1K $338K
Oct 29, 2021 Q3 2021
Commonwealth Equity Services, LLC

BUY
 -
844
+ 1.65%
$17.4K - $17.6K
51.9K $970K
Nov 02, 2021 Q3 2021
Benjamin Edwards Inc

Clayton, MO
BUY
 -
718
+ 1.21%
$14.8K - $15K
60.1K $1.12M
Nov 12, 2021 Q3 2021
Financial Gravity Asset Management, Inc.

BUY
 -
335
New
$6.92K - $6.99K
335 $6.26K
Nov 15, 2021 Q3 2021
Harbour Investments, Inc.

Madison, WI
BUY
 -
305
+ 10.99%
$6.3K - $6.37K
3.08K $57.6K
Nov 09, 2021 Q3 2021
First Horizon Advisors, Inc.

BUY
 -
164
+ 260.32%
$3.39K - $3.42K
227 $4.24K
Oct 27, 2021 Q3 2021
Dearborn Partners LLC

BUY
 -
55
+ 0.08%
$1.14K - $1.15K
72.8K $1.36M
Oct 22, 2021 Q3 2021
Global Retirement Partners, LLC

BUY
 -
17
+ 0.62%
$351 - $355
2.74K $51.3K
Nov 12, 2021 Q3 2021
Kowal Investment Group, LLC

Waukesha, WI
BUY
 -
4
New
$82.6 - $83.5
4 $74.8
Nov 09, 2021 Q3 2021
Concourse Financial Group Securities, Inc.

Birmingham, AL
BUY
 -
0
New
$0 - $0
0 $0
Nov 04, 2021 Q3 2021
Cullen/Frost Bankers, Inc.

SELL
 -
-10
- 0.73%
$207 - $209
1.36K $25.3K
Nov 15, 2021 Q3 2021
First Horizon Advisors, Inc.

SELL
 -
-164
- 72.25%
$3.39K - $3.42K
63 $1.18K
Nov 01, 2021 Q3 2021
Xml Financial, LLC

SELL
 -
-189
- 0.69%
$3.9K - $3.94K
27.3K $511K
Nov 09, 2021 Q3 2021
Providence Capital Advisors, LLC

Charlotte, NC
SELL
 -
-300
Closed
$6.2K - $6.26K
0 $0
Oct 28, 2021 Q3 2021
Community Bank, N.A.

SELL
 -
-390
- 0.3%
$8.05K - $8.14K
130K $2.44M

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