Purchases and Sales Made in Q3 2021 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q3 2021. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-1.05K- 9.79% |
$21.7K - $21.9K
|
9.68K
$181K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.23K- 2.8% |
$25.4K - $25.6K
|
42.7K
$798K
|
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.26K- 8.06% |
$26.1K - $26.3K
|
14.4K
$269K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.45K- 1.51% |
$29.9K - $30.2K
|
94.3K
$1.76M
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-3.19K- 1.65% |
$65.8K - $66.5K
|
190K
$3.54M
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-3.92KClosed |
$81K - $81.9K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-4.84K- 7.39% |
$100K - $101K
|
60.7K
$1.13M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.54K- 1.84% |
$135K - $136K
|
349K
$6.52M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-11.3K- 12.7% |
$233K - $236K
|
77.7K
$1.45M
|
|
|
Nov 15, 2021
Q3 2021
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-20.2K- 15.14% |
$416K - $421K
|
113K
$2.11M
|
|
|
Oct 29, 2021
Q3 2021
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-21.3K- 1.99% |
$439K - $444K
|
1.05M
$19.5M
|
|
|
Nov 08, 2021
Q3 2021
|
Main Street Investment Advisors LLC
|
SELL
|
- |
-26.8K- 19.18% |
$554K - $560K
|
113K
$2.11M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-34.7KClosed |
$717K - $724K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-77.8KClosed |
$1.61M - $1.62M
|
0
$0
|