Purchases and Sales Made in Q4 2023 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q4 2023. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2024
Q4 2023
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
1.39MNew |
$22.7M - $24.3M
|
1.39M
$25.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.17M+ 24.62% |
$19.1M - $20.6M
|
5.93M
$111M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
1.13M+ 19.65% |
$18.4M - $19.8M
|
6.86M
$128M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
865K+ 24.05% |
$14.1M - $15.2M
|
4.46M
$83.4M
|
|
|
Jan 29, 2024
Q4 2023
|
Cornerstone Wealth Group, LLC
|
BUY
|
- |
672KNew |
$11M - $11.8M
|
672K
$12.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
601K+ 19.96% |
$9.81M - $10.5M
|
3.61M
$67.5M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
579KNew |
$9.46M - $10.2M
|
579K
$10.8M
|
|
|
Jan 30, 2024
Q4 2023
|
Tyche Wealth Partners LLC
Plano, TX |
BUY
|
- |
548KNew |
$8.95M - $9.61M
|
548K
$10.2M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
468K+ 150.09% |
$7.65M - $8.22M
|
781K
$14.6M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
316KNew |
$5.16M - $5.55M
|
316K
$5.91M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
259K+ 22.36% |
$4.22M - $4.53M
|
1.41M
$26.4M
|
|
|
Jan 22, 2024
Q4 2023
|
Pallas Capital Advisors LLC
Braintree, MA |
BUY
|
- |
201K+ 19.66% |
$3.27M - $3.52M
|
1.22M
$22.8M
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
145K+ 19.0% |
$2.37M - $2.54M
|
908K
$17M
|
|
|
Jan 18, 2024
Q4 2023
|
Meadow Creek Wealth Advisors LLC
|
BUY
|
- |
140KNew |
$2.28M - $2.45M
|
140K
$2.61M
|
|
|
Jan 03, 2024
Q4 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
137K+ 313.2% |
$2.24M - $2.41M
|
181K
$3.39M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
123K+ 47.97% |
$2.01M - $2.16M
|
380K
$7.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
99.5K+ 13.44% |
$1.62M - $1.74M
|
840K
$15.7M
|
|
|
Jan 31, 2024
Q4 2023
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
95.3KNew |
$1.56M - $1.67M
|
95.3K
$1.78M
|
|
|
Feb 09, 2024
Q4 2023
|
Main Street Investment Advisors LLC
|
BUY
|
- |
86.5K+ 99.46% |
$1.41M - $1.52M
|
174K
$3.24M
|
|
|
Feb 02, 2024
Q4 2023
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
85.9KNew |
$1.4M - $1.51M
|
85.9K
$1.61M
|
|
|
Jan 16, 2024
Q4 2023
|
Cliftonlarsonallen Wealth Advisors, LLC
|
BUY
|
- |
46.6K+ 178.19% |
$761K - $818K
|
72.8K
$1.36M
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
39.7KNew |
$648K - $696K
|
39.7K
$741K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
32.9K+ 73.66% |
$538K - $578K
|
77.6K
$1.45M
|
|
|
Jan 19, 2024
Q4 2023
|
Activest Wealth Management
|
BUY
|
- |
30.3K+ 33.2% |
$496K - $532K
|
122K
$2.28M
|
|
|
Feb 13, 2024
Q4 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
30.3KNew |
$494K - $531K
|
30.3K
$565K
|
|
|
Mar 05, 2024
Q4 2023
|
True Vision Mn LLC
Woodbury, MN |
BUY
|
- |
27.4KNew |
$447K - $480K
|
27.4K
$512K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
26.2KNew |
$428K - $460K
|
26.2K
$490K
|
|
|
Feb 09, 2024
Q4 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
22.7K+ 11.01% |
$371K - $399K
|
229K
$4.28M
|
|
|
Jan 19, 2024
Q4 2023
|
Signature Securities Group Corporation
|
BUY
|
- |
21.6KNew |
$353K - $379K
|
21.6K
$404K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
20.7K+ 20652.0% |
$337K - $362K
|
20.8K
$388K
|
|
|
Feb 12, 2024
Q4 2023
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
18.6KNew |
$303K - $325K
|
18.6K
$347K
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
18.4K+ 10.55% |
$300K - $322K
|
193K
$3.6M
|
|
|
Feb 14, 2024
Q4 2023
|
First Financial Bankshares Inc
Abilene, TX |
BUY
|
- |
16.1KNew |
$262K - $282K
|
16.1K
$300K
|
|
|
Feb 01, 2024
Q4 2023
|
Psi Advisors, LLC
|
BUY
|
- |
14.8K+ 11.09% |
$242K - $260K
|
149K
$2.78M
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
12.3KNew |
$201K - $216K
|
12.3K
$230K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
12.1K+ 18.92% |
$198K - $213K
|
76.3K
$1.43M
|
|
|
Jan 11, 2024
Q4 2023
|
First Citizens Financial Corp
|
BUY
|
- |
11.6K+ 30.5% |
$189K - $203K
|
49.5K
$925K
|
|
|
Jan 31, 2024
Q4 2023
|
Fidelis Capital Partners, LLC
Tampa, FL |
BUY
|
- |
10KNew |
$163K - $175K
|
10K
$187K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.09K+ 3.78% |
$83.2K - $89.3K
|
140K
$2.61M
|
|
|
Feb 06, 2024
Q4 2023
|
South State Corp
|
BUY
|
- |
4.26KNew |
$69.5K - $74.7K
|
4.26K
$79.6K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
4.21K+ 127.79% |
$68.8K - $73.9K
|
7.51K
$140K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
3.85K+ 13.66% |
$62.9K - $67.5K
|
32K
$599K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.68K+ 21.47% |
$60.1K - $64.5K
|
20.8K
$389K
|
|
|
Jan 22, 2024
Q4 2023
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
3.44K+ 9.73% |
$56.1K - $60.3K
|
38.8K
$724K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.01K+ 3.16% |
$49.2K - $52.8K
|
98.4K
$1.84M
|
|
|
Feb 09, 2024
Q4 2023
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
2.46KNew |
$40.2K - $43.1K
|
2.46K
$46K
|
|
|
Feb 08, 2024
Q4 2023
|
W.G. Shaheen & Associates Dba Whitney & CO
|
BUY
|
- |
1.5K+ 11.45% |
$24.5K - $26.3K
|
14.6K
$273K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
BUY
|
- |
1.41K+ 1.01% |
$22.9K - $24.6K
|
141K
$2.63M
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.33K+ 4.3% |
$21.7K - $23.3K
|
32.2K
$602K
|
|
|
Feb 06, 2024
Q4 2023
|
Mechanics Financial Corp
|
BUY
|
- |
1.1K+ 4.73% |
$18K - $19.3K
|
24.3K
$455K
|