Purchases and Sales Made in Q1 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-17.6K- 17.68% |
$753K - $863K
|
82.2K
$4.94M
|
|
|
May 01, 2023
Q1 2023
|
Csenge Advisory Group
|
SELL
|
- |
-19.8K- 2.04% |
$843K - $967K
|
949K
$57M
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-20K- 2.82% |
$852K - $977K
|
687K
$41.3M
|
|
|
May 03, 2023
Q1 2023
|
Beck Bode, LLC
|
SELL
|
- |
-20.1K- 10.1% |
$857K - $983K
|
179K
$10.7M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-20.3K- 2.74% |
$868K - $995K
|
722K
$43.3M
|
|
|
May 11, 2023
Q1 2023
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-20.6K- 78.52% |
$880K - $1.01M
|
5.64K
$339K
|
|
|
May 10, 2023
Q1 2023
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-22.6K- 36.11% |
$964K - $1.11M
|
40K
$2.4M
|
|
|
Apr 14, 2023
Q1 2023
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-23.8K- 48.8% |
$1.02M - $1.16M
|
25K
$1.5M
|
|
|
May 04, 2023
Q1 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-25K- 20.87% |
$1.07M - $1.22M
|
94.8K
$5.69M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-25.5K- 0.64% |
$1.09M - $1.25M
|
3.93M
$236M
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-26.6K- 19.49% |
$1.13M - $1.3M
|
110K
$6.59M
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-29.6K- 64.21% |
$1.26M - $1.45M
|
16.5K
$990K
|
|
|
May 08, 2023
Q1 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-31K- 48.73% |
$1.32M - $1.52M
|
32.6K
$1.96M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-38.7K- 3.55% |
$1.65M - $1.89M
|
1.05M
$63.1M
|
|
|
May 04, 2023
Q1 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-41.9K- 7.89% |
$1.79M - $2.05M
|
490K
$29.4M
|
|
|
May 02, 2023
Q1 2023
|
Ergawealth Advisors, Inc.
Oak Brook, IL |
SELL
|
- |
-42.6K- 26.12% |
$1.82M - $2.08M
|
120K
$7.23M
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-46.4K- 16.43% |
$1.98M - $2.27M
|
236K
$14.2M
|
|
|
May 04, 2023
Q1 2023
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-48.1K- 29.61% |
$2.05M - $2.35M
|
114K
$6.86M
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-51.5K- 7.51% |
$2.2M - $2.52M
|
635K
$38.1M
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-52.7K- 10.06% |
$2.25M - $2.58M
|
471K
$28.3M
|
|
|
May 09, 2023
Q1 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-53.1K- 60.79% |
$2.27M - $2.6M
|
34.3K
$2.06M
|
|
|
May 04, 2023
Q1 2023
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-54.1K- 64.23% |
$2.31M - $2.64M
|
30.1K
$1.81M
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-62.1K- 12.14% |
$2.65M - $3.04M
|
449K
$27M
|
|
|
May 15, 2023
Q1 2023
|
Asset Allocation Strategies LLC
Farmington, MI |
SELL
|
- |
-63.8K- 65.3% |
$2.72M - $3.12M
|
33.9K
$2.04M
|
|
|
May 11, 2023
Q1 2023
|
Townsquare Capital LLC
|
SELL
|
- |
-65.4K- 93.52% |
$2.79M - $3.2M
|
4.53K
$272K
|
|
|
May 15, 2023
Q1 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-67.7K- 53.45% |
$2.89M - $3.31M
|
58.9K
$3.54M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-71.5K- 9.46% |
$3.05M - $3.5M
|
685K
$41.1M
|
|
|
May 08, 2023
Q1 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-75.4K- 80.5% |
$3.22M - $3.69M
|
18.3K
$1.1M
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-79.4K- 8.26% |
$3.39M - $3.88M
|
881K
$52.9M
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-83.7K- 21.4% |
$3.57M - $4.09M
|
307K
$18.5M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-89K- 3.22% |
$3.8M - $4.36M
|
2.67M
$161M
|
|
|
May 01, 2023
Q1 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-99.8K- 86.45% |
$4.26M - $4.88M
|
15.6K
$939K
|
|
|
Apr 13, 2023
Q1 2023
|
Ewg Elevate Inc.
|
SELL
|
- |
-104K- 94.01% |
$4.44M - $5.09M
|
6.64K
$398K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-105K- 0.86% |
$4.49M - $5.15M
|
12.1M
$728M
|
|
|
May 12, 2023
Q1 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-105K- 26.53% |
$4.49M - $5.15M
|
291K
$17.5M
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
SELL
|
- |
-120K- 29.04% |
$5.14M - $5.89M
|
294K
$17.7M
|
|
|
May 16, 2023
Q1 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-130K- 84.68% |
$5.55M - $6.36M
|
23.5K
$1.41M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-132K- 4.72% |
$5.63M - $6.45M
|
2.66M
$160M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-153K- 3.79% |
$6.55M - $7.51M
|
3.9M
$234M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-163K- 12.32% |
$6.94M - $7.96M
|
1.16M
$69.5M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-170K- 1.11% |
$7.26M - $8.33M
|
15.2M
$911M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-177K- 71.75% |
$7.55M - $8.66M
|
69.7K
$4.19M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-177K- 71.75% |
$7.55M - $8.66M
|
69.7K
$4.19M
|
|
|
May 12, 2023
Q1 2023
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-277K- 94.91% |
$11.8M - $13.6M
|
14.9K
$892K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-281K- 10.1% |
$12M - $13.7M
|
2.5M
$150M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-327K- 64.79% |
$14M - $16M
|
178K
$10.7M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-330K- 15.47% |
$14.1M - $16.2M
|
1.8M
$108M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-517K- 11.88% |
$22.1M - $25.3M
|
3.84M
$230M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-577K- 10.83% |
$24.6M - $28.2M
|
4.75M
$285M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-794K- 8.65% |
$33.9M - $38.9M
|
8.39M
$503M
|