Purchases and Sales Made in Q1 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2023
Q1 2023
|
Beacon Financial Group
|
SELL
|
- |
-2.39K- 2.22% |
$102K - $117K
|
105K
$6.31M
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-2.4K- 4.95% |
$102K - $117K
|
46K
$2.76M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.43K- 1.33% |
$104K - $119K
|
180K
$10.8M
|
|
|
May 05, 2023
Q1 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-2.57K- 61.65% |
$110K - $126K
|
1.6K
$96.1K
|
|
|
Apr 28, 2023
Q1 2023
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-2.58K- 2.79% |
$110K - $126K
|
89.7K
$5.39M
|
|
|
Apr 14, 2023
Q1 2023
|
Davis Investment Partners, LLC
Charlotte, NC |
SELL
|
- |
-2.66K- 2.57% |
$113K - $130K
|
101K
$6.05M
|
|
|
Nov 14, 2024
Q1 2023
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-2.83K- 1.53% |
$121K - $138K
|
183K
$11M
|
|
|
Apr 17, 2023
Q1 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-2.9K- 1.3% |
$124K - $142K
|
220K
$13.2M
|
|
|
May 11, 2023
Q1 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-3.59K- 2.36% |
$153K - $176K
|
149K
$8.92M
|
|
|
Apr 12, 2023
Q1 2023
|
Private Trust CO Na
|
SELL
|
- |
-3.6K- 10.63% |
$154K - $176K
|
30.3K
$1.82M
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-3.7K- 10.22% |
$158K - $181K
|
32.5K
$1.95M
|
|
|
May 08, 2023
Q1 2023
|
Spreng Capital Management, Inc.
|
SELL
|
- |
-3.86K- 12.79% |
$165K - $189K
|
26.3K
$1.58M
|
|
|
Apr 07, 2023
Q1 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-4.19K- 26.67% |
$179K - $205K
|
11.5K
$691K
|
|
|
Apr 21, 2023
Q1 2023
|
Alta Wealth Advisors LLC
|
SELL
|
- |
-4.27K- 3.44% |
$182K - $209K
|
120K
$7.19M
|
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
SELL
|
- |
-4.48K- 6.2% |
$191K - $219K
|
67.8K
$4.07M
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-4.56K- 3.32% |
$194K - $223K
|
133K
$7.96M
|
|
|
May 05, 2023
Q1 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-4.6K- 1.39% |
$196K - $225K
|
326K
$19.6M
|
|
|
May 12, 2023
Q1 2023
|
Private Portfolio Partners LLC
|
SELL
|
- |
-4.64K- 16.99% |
$198K - $227K
|
22.7K
$1.36M
|
|
|
May 09, 2023
Q1 2023
|
Archer Investment Corp
|
SELL
|
- |
-4.83K- 48.57% |
$206K - $236K
|
5.11K
$307K
|
|
|
May 15, 2023
Q1 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-4.87K- 15.72% |
$208K - $238K
|
26.1K
$1.57M
|
|
|
Sep 12, 2023
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-4.91K- 17.97% |
$210K - $240K
|
22.4K
$1.35M
|
|
|
May 10, 2023
Q1 2023
|
Gds Wealth Management
|
SELL
|
- |
-5.07K- 48.14% |
$216K - $248K
|
5.46K
$328K
|
|
|
May 12, 2023
Q1 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-5.26K- 50.8% |
$224K - $257K
|
5.1K
$306K
|
|
|
May 09, 2023
Q1 2023
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-5.4K- 41.02% |
$230K - $264K
|
7.76K
$466K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.5K- 18.57% |
$235K - $269K
|
24.1K
$1.45M
|
|
|
May 15, 2023
Q1 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-5.52K- 5.45% |
$236K - $270K
|
95.7K
$5.75M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-5.74K- 47.24% |
$245K - $281K
|
6.41K
$385K
|
|
|
May 10, 2023
Q1 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-5.82K- 9.58% |
$248K - $285K
|
54.9K
$3.3M
|
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-5.85K- 19.67% |
$249K - $286K
|
23.9K
$1.43M
|
|
|
May 12, 2023
Q1 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
SELL
|
- |
-5.87K- 3.24% |
$251K - $287K
|
175K
$10.5M
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-6.01K- 11.5% |
$257K - $294K
|
46.3K
$2.78M
|
|
|
May 15, 2023
Q1 2023
|
Wolf Group Capital Advisors
|
SELL
|
- |
-6.03K- 7.48% |
$257K - $295K
|
74.6K
$4.48M
|
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-6.04K- 10.96% |
$258K - $296K
|
49.1K
$2.95M
|
|
|
May 11, 2023
Q1 2023
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-6.13K- 78.26% |
$262K - $300K
|
1.7K
$102K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-6.48K- 4.79% |
$276K - $317K
|
129K
$7.74M
|
|
|
Apr 11, 2023
Q1 2023
|
Catalyst Wealth Management, LLC
Atlanta, GA |
SELL
|
- |
-6.88K- 12.26% |
$293K - $336K
|
49.2K
$2.95M
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-7.3K- 19.36% |
$312K - $357K
|
30.4K
$1.83M
|
|
|
May 15, 2023
Q1 2023
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
SELL
|
- |
-7.43K- 19.47% |
$317K - $364K
|
30.7K
$1.85M
|
|
|
Apr 24, 2023
Q1 2023
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-7.7K- 17.29% |
$329K - $377K
|
36.8K
$2.21M
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-8.61K- 18.04% |
$367K - $421K
|
39.1K
$2.35M
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-9.31K- 19.79% |
$397K - $455K
|
37.7K
$2.26M
|
|
|
May 12, 2023
Q1 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-9.81K- 9.35% |
$418K - $480K
|
95.1K
$5.71M
|
|
|
Apr 14, 2023
Q1 2023
|
Sweet Financial Partners, LLC
|
SELL
|
- |
-10.2K- 2.4% |
$434K - $498K
|
414K
$24.9M
|
|
|
Apr 24, 2023
Q1 2023
|
Crumly & Associates Inc.
|
SELL
|
- |
-10.8K- 8.7% |
$462K - $530K
|
114K
$6.83M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.7K- 19.11% |
$498K - $571K
|
49.5K
$2.97M
|
|
|
Apr 20, 2023
Q1 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-12.3K- 36.54% |
$523K - $599K
|
21.3K
$1.28M
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-12.3K- 9.46% |
$525K - $602K
|
118K
$7.07M
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-13.2K- 3.02% |
$561K - $644K
|
422K
$25.4M
|
|
|
May 10, 2023
Q1 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-13.3K- 4.02% |
$569K - $652K
|
319K
$19.1M
|
|
|
May 08, 2023
Q1 2023
|
L.M. Kohn & Company
|
SELL
|
- |
-17.3K- 34.2% |
$738K - $846K
|
33.3K
$2M
|