Purchases and Sales Made in Q3 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-152- 1.09% |
$6.93K - $7.54K
|
13.8K
$828K
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-153- 0.19% |
$6.97K - $7.59K
|
80.7K
$4.85M
|
|
|
Oct 17, 2023
Q3 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-160- 43.24% |
$7.29K - $7.93K
|
210
$12.6K
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-161Closed |
$7.34K - $7.98K
|
0
$0
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-163- 0.39% |
$7.43K - $8.08K
|
41.8K
$2.51M
|
|
|
Nov 02, 2023
Q3 2023
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-192- 0.37% |
$8.75K - $9.52K
|
52.1K
$3.13M
|
|
|
Jan 11, 2024
Q3 2023
|
Pacific Sun Financial Corp
|
SELL
|
- |
-205- 2.92% |
$9.34K - $10.2K
|
6.82K
$409K
|
|
|
Oct 19, 2023
Q3 2023
|
Lineweaver Wealth Advisors, LLC
|
SELL
|
- |
-205- 0.3% |
$9.34K - $10.2K
|
67.4K
$4.05M
|
|
|
Oct 12, 2023
Q3 2023
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-219- 1.52% |
$9.98K - $10.9K
|
14.2K
$850K
|
|
|
Nov 02, 2023
Q3 2023
|
Kaydan Wealth Management, Inc.
Fenton, MI |
SELL
|
- |
-224- 1.21% |
$10.2K - $11.1K
|
18.3K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Okabena Investment Services Inc
Minneapolis, MN |
SELL
|
- |
-236- 14.92% |
$10.8K - $11.7K
|
1.35K
$80.8K
|
|
|
Oct 25, 2023
Q3 2023
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-242- 0.3% |
$11K - $12K
|
80.8K
$4.85M
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-263- 0.72% |
$12K - $13K
|
36.2K
$2.17M
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-310- 1.28% |
$14.1K - $15.4K
|
23.9K
$1.43M
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-319- 1.54% |
$14.5K - $15.8K
|
20.5K
$1.23M
|
|
|
Oct 19, 2023
Q3 2023
|
Sfg Wealth Management, Llc.
|
SELL
|
- |
-325- 3.87% |
$14.8K - $16.1K
|
8.07K
$484K
|
|
|
Nov 21, 2023
Q3 2023
|
Invst, LLC
Indianapolis, IN |
SELL
|
- |
-362- 0.22% |
$16.5K - $17.9K
|
166K
$9.99M
|
|
|
Oct 25, 2023
Q3 2023
|
Godsey & Gibb Associates
|
SELL
|
- |
-380- 27.66% |
$17.3K - $18.8K
|
994
$59.7K
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-400- 0.42% |
$18.2K - $19.8K
|
94.8K
$5.69M
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-404- 2.33% |
$18.4K - $20K
|
17K
$1.02M
|
|
|
Nov 13, 2023
Q3 2023
|
Paragon Private Wealth Management, LLC
|
SELL
|
- |
-422- 2.79% |
$19.2K - $20.9K
|
14.7K
$882K
|
|
|
Nov 02, 2023
Q3 2023
|
Crumly & Associates Inc.
|
SELL
|
- |
-423- 0.79% |
$19.3K - $21K
|
53.1K
$3.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-442- 2.95% |
$20.1K - $21.9K
|
14.6K
$874K
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-460- 43.4% |
$21K - $22.8K
|
600
$36K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-491- 1.15% |
$22.4K - $24.3K
|
42.2K
$2.53M
|
|
|
Nov 03, 2023
Q3 2023
|
Kapstone Financial Advisors LLC
Dayton, OH |
SELL
|
- |
-523- 4.49% |
$23.8K - $25.9K
|
11.1K
$668K
|
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-525- 0.28% |
$23.9K - $26K
|
186K
$11.2M
|
|
|
Nov 01, 2023
Q3 2023
|
Principle Wealth Partners LLC
|
SELL
|
- |
-599- 7.87% |
$27.3K - $29.7K
|
7.01K
$421K
|
|
|
Oct 19, 2023
Q3 2023
|
Ogorek Anthony Joseph
|
SELL
|
- |
-625- 0.91% |
$28.5K - $31K
|
67.9K
$4.08M
|
|
|
Nov 14, 2023
Q3 2023
|
Mai Capital Management
|
SELL
|
- |
-678- 4.88% |
$30.9K - $33.6K
|
13.2K
$793K
|
|
|
Oct 19, 2023
Q3 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-701- 3.89% |
$32K - $34.8K
|
17.3K
$1.04M
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-734- 2.99% |
$33.5K - $36.4K
|
23.8K
$1.43M
|
|
|
Nov 14, 2023
Q3 2023
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-766- 5.72% |
$34.9K - $38K
|
12.6K
$758K
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-778- 8.3% |
$35.5K - $38.6K
|
8.6K
$516K
|
|
|
Nov 16, 2023
Q3 2023
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
SELL
|
- |
-870- 17.57% |
$39.7K - $43.1K
|
4.08K
$245K
|
|
|
Oct 10, 2023
Q3 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-871- 4.56% |
$39.7K - $43.2K
|
18.2K
$1.1M
|
|
|
Nov 08, 2023
Q3 2023
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-944- 12.05% |
$43K - $46.8K
|
6.89K
$414K
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.05K- 9.29% |
$48K - $52.2K
|
10.3K
$617K
|
|
|
Nov 13, 2023
Q3 2023
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-1.06K- 5.06% |
$48.2K - $52.5K
|
19.8K
$1.19M
|
|
|
Oct 30, 2023
Q3 2023
|
Spreng Capital Management, Inc.
|
SELL
|
- |
-1.07K- 4.08% |
$49K - $53.2K
|
25.3K
$1.52M
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-1.11K- 4.66% |
$50.4K - $54.8K
|
22.6K
$1.36M
|
|
|
Oct 13, 2023
Q3 2023
|
One Ascent Wealth Management LLC
Birmingham, AL |
SELL
|
- |
-1.15K- 6.53% |
$52.3K - $56.9K
|
16.4K
$986K
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.17K- 2.08% |
$53.3K - $58K
|
55.1K
$3.31M
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-1.2K- 0.52% |
$54.6K - $59.3K
|
231K
$13.8M
|
|
|
Nov 15, 2023
Q3 2023
|
Panoramic Investment Advisors, LLC
Denver, CO |
SELL
|
- |
-1.2K- 6.53% |
$54.7K - $59.5K
|
17.2K
$1.03M
|
|
|
Nov 01, 2023
Q3 2023
|
Pitti Group Wealth Management, LLC
|
SELL
|
- |
-1.28K- 4.53% |
$58.4K - $63.5K
|
27K
$1.62M
|
|
|
Nov 14, 2024
Q3 2023
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-1.33K- 0.76% |
$60.5K - $65.8K
|
173K
$10.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.48K- 3.79% |
$67.5K - $73.4K
|
37.6K
$2.26M
|
|
|
Nov 13, 2023
Q3 2023
|
Pca Investment Advisory Services Inc.
Cincinnati, OH |
SELL
|
- |
-1.49K- 2.68% |
$67.9K - $73.8K
|
54K
$3.24M
|
|
|
Oct 18, 2023
Q3 2023
|
Signature Securities Group Corporation
|
SELL
|
- |
-1.59K- 4.22% |
$72.6K - $78.9K
|
36.1K
$2.17M
|