Purchases and Sales Made in Q3 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2023
Q3 2023
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-1.59K- 3.87% |
$72.7K - $79K
|
39.6K
$2.38M
|
|
|
Oct 19, 2023
Q3 2023
|
Alta Wealth Advisors LLC
|
SELL
|
- |
-1.69K- 1.49% |
$77.1K - $83.9K
|
112K
$6.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-1.71K- 3.13% |
$77.8K - $84.6K
|
52.9K
$3.17M
|
|
|
Nov 07, 2023
Q3 2023
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-1.79K- 16.77% |
$81.7K - $88.8K
|
8.89K
$534K
|
|
|
Nov 14, 2023
Q3 2023
|
Harvest Investment Services, LLC
|
SELL
|
- |
-1.8K- 3.42% |
$82K - $89.1K
|
50.8K
$3.05M
|
|
|
Nov 08, 2023
Q3 2023
|
Barometer Capital Management Inc.
Toronto, A6 |
SELL
|
- |
-1.8K- 15.0% |
$82K - $89.2K
|
10.2K
$612K
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-1.83K- 15.15% |
$83.4K - $90.7K
|
10.2K
$615K
|
|
|
Oct 25, 2023
Q3 2023
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-1.84K- 2.14% |
$83.8K - $91.1K
|
84.2K
$5.06M
|
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-1.87K- 12.5% |
$85.1K - $92.5K
|
13.1K
$784K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-1.88K- 0.88% |
$85.8K - $93.3K
|
212K
$12.7M
|
|
|
Oct 05, 2023
Q3 2023
|
Life Pro Asset Management
|
SELL
|
- |
-2.05K- 14.79% |
$93.3K - $101K
|
11.8K
$708K
|
|
|
Nov 08, 2023
Q3 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2.16K- 99.95% |
$98.5K - $107K
|
1
$60
|
|
|
Nov 14, 2023
Q3 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-2.18K- 7.24% |
$99.4K - $108K
|
27.9K
$1.68M
|
|
|
Oct 16, 2023
Q3 2023
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-2.19K- 29.0% |
$99.6K - $108K
|
5.35K
$321K
|
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-2.2K- 12.5% |
$100K - $109K
|
15.4K
$923K
|
|
|
Oct 05, 2023
Q3 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-2.2K- 19.37% |
$100K - $109K
|
9.17K
$551K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-2.29K- 10.62% |
$104K - $113K
|
19.2K
$1.16M
|
|
|
Oct 04, 2023
Q3 2023
|
Global Assets Advisory, LLC
Orlando, FL |
SELL
|
- |
-2.29K- 2.78% |
$104K - $114K
|
80.1K
$4.81M
|
|
|
Nov 16, 2023
Q3 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-2.31K- 18.35% |
$105K - $114K
|
10.3K
$616K
|
|
|
Nov 08, 2023
Q3 2023
|
Herold Advisors, Inc.
|
SELL
|
- |
-2.33K- 7.94% |
$106K - $115K
|
27K
$1.62M
|
|
|
Oct 30, 2023
Q3 2023
|
Win Advisors, Inc
|
SELL
|
- |
-2.35K- 20.23% |
$107K - $116K
|
9.26K
$556K
|
|
|
Oct 24, 2023
Q3 2023
|
Brown Advisory Inc
|
SELL
|
- |
-2.36K- 7.93% |
$108K - $117K
|
27.4K
$1.65M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-2.48K- 7.37% |
$113K - $123K
|
31.1K
$1.87M
|
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-2.6K- 7.31% |
$119K - $129K
|
33K
$1.98M
|
|
|
Oct 10, 2023
Q3 2023
|
Davis Investment Partners, LLC
Charlotte, NC |
SELL
|
- |
-2.65K- 3.65% |
$121K - $131K
|
69.9K
$4.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-2.7K- 6.92% |
$123K - $134K
|
36.3K
$2.18M
|
|
|
Oct 17, 2023
Q3 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-2.71K- 26.62% |
$124K - $134K
|
7.47K
$449K
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-2.73K- 4.5% |
$125K - $136K
|
58K
$3.48M
|
|
|
Nov 13, 2023
Q3 2023
|
National Wealth Management Group, LLC
Cincinnati, OH |
SELL
|
- |
-2.74K- 27.07% |
$125K - $136K
|
7.37K
$443K
|
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
SELL
|
- |
-2.79K- 20.94% |
$127K - $138K
|
10.5K
$632K
|
|
|
Nov 14, 2023
Q3 2023
|
Naviter Wealth, LLC
|
SELL
|
- |
-2.94K- 1.86% |
$134K - $146K
|
155K
$9.29M
|
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-3.16K- 2.0% |
$144K - $156K
|
155K
$9.3M
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-3.4K- 16.85% |
$155K - $168K
|
16.8K
$1.01M
|
|
|
Nov 09, 2023
Q3 2023
|
Concorde Asset Management, LLC
|
SELL
|
- |
-3.5K- 2.56% |
$160K - $174K
|
133K
$8.01M
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-3.53K- 8.19% |
$161K - $175K
|
39.6K
$2.38M
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-3.54K- 12.33% |
$161K - $176K
|
25.2K
$1.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-3.58K- 2.04% |
$163K - $178K
|
172K
$10.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Private Portfolio Partners LLC
|
SELL
|
- |
-3.68K- 19.29% |
$168K - $182K
|
15.4K
$924K
|
|
|
Oct 31, 2023
Q3 2023
|
Tbh Global Asset Management, LLC
Brentwood, TN |
SELL
|
- |
-3.73K- 1.55% |
$170K - $185K
|
237K
$14.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-3.9K- 17.55% |
$178K - $193K
|
18.3K
$1.1M
|
|
|
Oct 24, 2023
Q3 2023
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-3.99K- 4.11% |
$182K - $198K
|
93.1K
$5.59M
|
|
|
Oct 25, 2023
Q3 2023
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
SELL
|
- |
-4.1K- 13.38% |
$187K - $203K
|
26.6K
$1.6M
|
|
|
Jul 22, 2024
Q3 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-4.16K- 3.8% |
$190K - $206K
|
105K
$6.33M
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-4.56K- 10.53% |
$208K - $226K
|
38.7K
$2.32M
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-4.71K- 3.02% |
$215K - $234K
|
152K
$9.1M
|
|
|
Nov 02, 2023
Q3 2023
|
Beck Bode, LLC
|
SELL
|
- |
-4.82K- 2.92% |
$220K - $239K
|
160K
$9.61M
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-4.92K- 25.55% |
$224K - $244K
|
14.3K
$860K
|
|
|
Nov 01, 2023
Q3 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-5.17K- 3.39% |
$235K - $256K
|
147K
$8.84M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-6.1K- 3.22% |
$278K - $302K
|
183K
$11M
|
|
|
Nov 09, 2023
Q3 2023
|
Prism Advisors, Inc.
|
SELL
|
- |
-6.29K- 24.66% |
$287K - $312K
|
19.2K
$1.15M
|