Purchases and Sales Made in Q4 2021 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2022
Q4 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
5.36K+ 15.38% |
$256K - $279K
|
40.2K
$2.42M
|
|
|
Feb 11, 2022
Q4 2021
|
Sandy Spring Bank
|
BUY
|
- |
5.19K+ 226.88% |
$247K - $270K
|
7.48K
$449K
|
|
|
Feb 14, 2022
Q4 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
5.1K+ 94.39% |
$243K - $265K
|
10.5K
$630K
|
|
|
May 26, 2022
Q4 2021
|
Quantum Private Wealth, LLC
Lake Forest, IL |
BUY
|
- |
5.05KNew |
$241K - $263K
|
5.05K
$303K
|
|
|
Feb 03, 2022
Q4 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
5KNew |
$238K - $260K
|
5K
$300K
|
|
|
Feb 02, 2022
Q4 2021
|
American Financial Advisors, LLC
|
BUY
|
- |
4.99K+ 23.1% |
$238K - $260K
|
26.6K
$1.6M
|
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
4.97K+ 12.57% |
$237K - $259K
|
44.6K
$2.67M
|
|
|
Jan 18, 2022
Q4 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
4.93K+ 44.67% |
$235K - $257K
|
16K
$959K
|
|
|
Apr 20, 2022
Q4 2021
|
Objective Capital Management, LLC
|
BUY
|
- |
4.92KNew |
$234K - $256K
|
4.92K
$295K
|
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Inc
|
BUY
|
- |
4.86KNew |
$232K - $253K
|
4.86K
$292K
|
|
|
Jan 21, 2022
Q4 2021
|
Harvest Group Wealth Management, LLC
|
BUY
|
- |
4.83K+ 3.74% |
$230K - $252K
|
134K
$8.04M
|
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
BUY
|
- |
4.8KNew |
$229K - $250K
|
4.8K
$288K
|
|
|
Feb 17, 2022
Q4 2021
|
V Wealth Advisors LLC
|
BUY
|
- |
4.67KNew |
$223K - $243K
|
4.67K
$281K
|
|
|
Jan 31, 2022
Q4 2021
|
Mezzasalma Advisors, LLC
|
BUY
|
- |
4.6KNew |
$219K - $239K
|
4.6K
$276K
|
|
|
Feb 14, 2022
Q4 2021
|
Intrua Financial, LLC
Houston, TX |
BUY
|
- |
4.54KNew |
$216K - $236K
|
4.54K
$272K
|
|
|
Feb 04, 2022
Q4 2021
|
F3 Logic, LLC
|
BUY
|
- |
4.45KNew |
$212K - $232K
|
4.45K
$267K
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
4.32K+ 36.47% |
$206K - $225K
|
16.2K
$971K
|
|
|
Feb 15, 2022
Q4 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
4.26K+ 84.31% |
$203K - $222K
|
9.3K
$559K
|
|
|
Jan 21, 2022
Q4 2021
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
4.25K+ 41.06% |
$203K - $221K
|
14.6K
$877K
|
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
4.2K+ 11.94% |
$200K - $219K
|
39.4K
$2.37M
|
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
4.18KNew |
$199K - $218K
|
4.18K
$251K
|
|
|
Jan 21, 2022
Q4 2021
|
Ewg Elevate Inc.
|
BUY
|
- |
4.18K+ 3.53% |
$199K - $217K
|
122K
$7.35M
|
|
|
Feb 14, 2022
Q4 2021
|
Lowe Brockenbrough & CO Inc
|
BUY
|
- |
4.14KNew |
$198K - $216K
|
4.14K
$249K
|
|
|
Feb 11, 2022
Q4 2021
|
Mba Advisors LLC
Hermitage, PA |
BUY
|
- |
4.12KNew |
$197K - $215K
|
4.12K
$248K
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
4.11KNew |
$196K - $214K
|
4.11K
$247K
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
4.06K+ 35.34% |
$193K - $211K
|
15.5K
$933K
|
|
|
May 02, 2022
Q4 2021
|
Provence Wealth Management Group
|
BUY
|
- |
4.02KNew |
$192K - $209K
|
4.02K
$241K
|
|
|
Jan 19, 2022
Q4 2021
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
3.97KNew |
$189K - $207K
|
3.97K
$238K
|
|
|
Feb 10, 2022
Q4 2021
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
3.97KNew |
$189K - $207K
|
3.97K
$238K
|
|
|
Jan 18, 2022
Q4 2021
|
Acg Wealth
|
BUY
|
- |
3.95KNew |
$188K - $206K
|
3.95K
$237K
|
|
|
Jan 11, 2022
Q4 2021
|
Hbw Advisory Services LLC
|
BUY
|
- |
3.9K+ 23.22% |
$186K - $203K
|
20.7K
$1.24M
|
|
|
Jan 18, 2022
Q4 2021
|
Capital Square, LLC
|
BUY
|
- |
3.89KNew |
$186K - $203K
|
3.89K
$234K
|
|
|
Feb 25, 2022
Q4 2021
|
Invst, LLC
Indianapolis, IN |
BUY
|
- |
3.58K+ 1.87% |
$170K - $186K
|
195K
$11.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
3.47K+ 4.44% |
$166K - $181K
|
81.6K
$4.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Mai Capital Management
|
BUY
|
- |
3.45K+ 29.6% |
$164K - $180K
|
15.1K
$907K
|
|
|
Jan 21, 2022
Q4 2021
|
Tru Independence LLC
|
BUY
|
- |
3.12K+ 64.3% |
$149K - $162K
|
7.97K
$479K
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
3.12K+ 19.25% |
$148K - $162K
|
19.3K
$1.16M
|
|
|
Feb 11, 2022
Q4 2021
|
Prism Advisors, Inc.
|
BUY
|
- |
3.11K+ 20.68% |
$148K - $162K
|
18.2K
$1.09M
|
|
|
Feb 02, 2022
Q4 2021
|
Valmark Advisers, Inc.
|
BUY
|
- |
3.07K+ 1.54% |
$146K - $160K
|
203K
$12.2M
|
|
|
Nov 14, 2024
Q4 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
2.72K+ 38.27% |
$129K - $141K
|
9.81K
$589K
|
|
|
Feb 22, 2022
Q4 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
2.58K+ 157.11% |
$123K - $134K
|
4.21K
$253K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.54K+ 14.67% |
$121K - $132K
|
19.9K
$1.19M
|
|
|
Jan 18, 2022
Q4 2021
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
2.5K+ 2.0% |
$119K - $130K
|
128K
$7.66M
|
|
|
Feb 15, 2022
Q4 2021
|
Wellington Shields & Co., LLC
New York, NY |
BUY
|
- |
2.47K+ 17.38% |
$118K - $129K
|
16.7K
$1M
|
|
|
Jan 18, 2022
Q4 2021
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
2.15K+ 17.52% |
$102K - $112K
|
14.4K
$865K
|
|
|
Feb 04, 2022
Q4 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
1.93K+ 5.84% |
$92K - $100K
|
35K
$2.1M
|
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
1.87KNew |
$89K - $97.2K
|
1.87K
$112K
|
|
|
Jan 31, 2022
Q4 2021
|
Tranquility Partners, LLC
|
BUY
|
- |
1.85K+ 31.54% |
$88.3K - $96.4K
|
7.72K
$464K
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
1.76K+ 1.4% |
$83.9K - $91.6K
|
127K
$7.63M
|
|
|
Feb 08, 2022
Q4 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
1.75K+ 6.21% |
$83.5K - $91.2K
|
30K
$1.8M
|