Purchases and Sales Made in Q4 2021 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2022
Q4 2021
|
Brendel Financial Advisors LLC
|
BUY
|
- |
24.2KNew |
$1.16M - $1.26M
|
24.2K
$1.46M
|
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
24.1K+ 63.06% |
$1.15M - $1.25M
|
62.3K
$3.74M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
22.9KNew |
$1.09M - $1.19M
|
22.9K
$1.37M
|
|
|
Mar 01, 2022
Q4 2021
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
22.7KNew |
$1.08M - $1.18M
|
22.7K
$1.36M
|
|
|
Feb 07, 2022
Q4 2021
|
Wealth Care Investment Partners, LLC
|
BUY
|
- |
22.1KNew |
$1.05M - $1.15M
|
22.1K
$1.33M
|
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
BUY
|
- |
22K+ 36.92% |
$1.05M - $1.15M
|
81.6K
$4.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
21.7KNew |
$1.04M - $1.13M
|
21.7K
$1.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
21.6K+ 5.67% |
$1.03M - $1.12M
|
403K
$24.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
21.1K+ 3.32% |
$1M - $1.1M
|
656K
$39.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
21K+ 119.79% |
$999K - $1.09M
|
38.5K
$2.31M
|
|
|
Apr 14, 2022
Q4 2021
|
Walker Asset Management, LLC
|
BUY
|
- |
20.8KNew |
$992K - $1.08M
|
20.8K
$1.25M
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
20.7K+ 79.17% |
$987K - $1.08M
|
46.9K
$2.81M
|
|
|
Feb 14, 2022
Q4 2021
|
Sfg Wealth Management, Llc.
|
BUY
|
- |
19.9KNew |
$949K - $1.04M
|
19.9K
$1.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
19.9K+ 11.89% |
$948K - $1.04M
|
187K
$11.2M
|
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
19.8K+ 20.82% |
$942K - $1.03M
|
115K
$6.89M
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
19.7K+ 34.67% |
$937K - $1.02M
|
76.3K
$4.58M
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
18.9K+ 1185.1% |
$899K - $982K
|
20.4K
$1.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
18.8KNew |
$897K - $980K
|
18.8K
$1.13M
|
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
18.7KNew |
$889K - $971K
|
18.7K
$1.12M
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
18.4K+ 117.13% |
$877K - $958K
|
34.1K
$2.05M
|
|
|
May 25, 2022
Q4 2021
|
Sutton Place Investors LLC
Katonah, NY |
BUY
|
- |
18.4KNew |
$875K - $956K
|
18.4K
$1.1M
|
|
|
Jan 21, 2022
Q4 2021
|
Beacon Financial Advisory LLC
|
BUY
|
- |
17.7K+ 221.33% |
$842K - $920K
|
25.7K
$1.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
17.6KNew |
$841K - $919K
|
17.6K
$1.06M
|
|
|
Feb 10, 2022
Q4 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
17.5K+ 8.73% |
$835K - $912K
|
218K
$13.1M
|
|
|
Feb 11, 2022
Q4 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
17.5K+ 4.81% |
$833K - $909K
|
381K
$22.9M
|
|
|
Feb 02, 2022
Q4 2021
|
Ignite Planners, LLC
|
BUY
|
- |
17.1KNew |
$814K - $889K
|
17.1K
$1.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
16.6KNew |
$793K - $866K
|
16.6K
$999K
|
|
|
Apr 28, 2022
Q4 2021
|
Fsc Wealth Advisors, LLC
|
BUY
|
- |
16.6KNew |
$791K - $864K
|
16.6K
$997K
|
|
|
Feb 17, 2022
Q4 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
16.1K+ 15.58% |
$767K - $838K
|
119K
$7.17M
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
BUY
|
- |
15.2K+ 39.01% |
$725K - $792K
|
54.2K
$3.25M
|
|
|
Feb 14, 2022
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
15.2K+ 295.36% |
$725K - $791K
|
20.3K
$1.22M
|
|
|
Dec 13, 2023
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
15.2K+ 295.36% |
$725K - $791K
|
20.3K
$1.22M
|
|
|
Jan 13, 2022
Q4 2021
|
Clarus Wealth Advisors
|
BUY
|
- |
15.1KNew |
$720K - $786K
|
15.1K
$907K
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
15K+ 166.93% |
$716K - $782K
|
24K
$1.44M
|
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
14.6K+ 63.26% |
$696K - $760K
|
37.7K
$2.26M
|
|
|
Feb 11, 2022
Q4 2021
|
Keystone Financial Group
|
BUY
|
- |
14.4K+ 9.32% |
$685K - $748K
|
169K
$10.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Triumph Capital Management
|
BUY
|
- |
14.2K+ 34.98% |
$679K - $741K
|
55K
$3.3M
|
|
|
Jan 27, 2022
Q4 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
14.1K+ 35.29% |
$670K - $732K
|
53.9K
$3.24M
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
13.6K+ 11.23% |
$648K - $708K
|
135K
$8.09M
|
|
|
Feb 11, 2022
Q4 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
13.5KNew |
$645K - $705K
|
13.5K
$813K
|
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
13.5KNew |
$645K - $704K
|
13.5K
$812K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
13.5K+ 15.47% |
$642K - $702K
|
101K
$6.04M
|
|
|
Jan 20, 2022
Q4 2021
|
Pinnacle Wealth Management Advisory Group, LLC
|
BUY
|
- |
13.4KNew |
$640K - $699K
|
13.4K
$806K
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
BUY
|
- |
13.4K+ 38.21% |
$640K - $699K
|
48.5K
$2.91M
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
BUY
|
- |
13.4K+ 40.56% |
$640K - $699K
|
46.5K
$2.79M
|
|
|
Jan 28, 2022
Q4 2021
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
13.1KNew |
$626K - $684K
|
13.1K
$789K
|
|
|
Jan 27, 2022
Q4 2021
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
13K+ 188.88% |
$622K - $679K
|
20K
$1.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
12.9K+ 23.01% |
$614K - $671K
|
68.9K
$4.14M
|
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
BUY
|
- |
12.8K+ 50.86% |
$612K - $668K
|
38.1K
$2.29M
|
|
|
Feb 14, 2022
Q4 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
12.1K+ 58.97% |
$579K - $632K
|
32.7K
$1.97M
|