Purchases and Sales Made in Q4 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
9.76K+ 1.1% |
$424K - $508K
|
901K
$54.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
9.75K+ 10.79% |
$424K - $507K
|
100K
$6.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
9.25KNew |
$402K - $481K
|
9.25K
$555K
|
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
BUY
|
- |
9.06K+ 20.57% |
$394K - $472K
|
53.1K
$3.19M
|
|
|
Jan 18, 2024
Q4 2023
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
8.94K+ 17.5% |
$388K - $465K
|
60.1K
$3.61M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
8.93K+ 11.21% |
$388K - $465K
|
88.6K
$5.32M
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
8.8K+ 323.33% |
$382K - $458K
|
11.5K
$692K
|
|
|
Jan 02, 2024
Q4 2023
|
Park National Corp
|
BUY
|
- |
8.76K+ 3.07% |
$381K - $456K
|
294K
$17.7M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
8.62K+ 3.65% |
$374K - $449K
|
245K
$14.7M
|
|
|
Feb 07, 2024
Q4 2023
|
Calton & Associates, Inc.
|
BUY
|
- |
8.56KNew |
$372K - $446K
|
8.56K
$514K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.07K+ 1.37% |
$351K - $420K
|
597K
$35.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
8.01KNew |
$348K - $417K
|
8.01K
$481K
|
|
|
Jan 18, 2024
Q4 2023
|
Trueblood Wealth Management, LLC
Lima, OH |
BUY
|
- |
7.9KNew |
$343K - $411K
|
7.9K
$474K
|
|
|
Jan 22, 2024
Q4 2023
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
7.78KNew |
$338K - $405K
|
7.78K
$467K
|
|
|
Jan 29, 2024
Q4 2023
|
Aspire Capital Advisors LLC
Seattle, WA |
BUY
|
- |
7.44K+ 5.61% |
$323K - $387K
|
140K
$8.4M
|
|
|
Jan 24, 2024
Q4 2023
|
Retireful, LLC
|
BUY
|
- |
7.12KNew |
$309K - $370K
|
7.12K
$427K
|
|
|
Jan 23, 2024
Q4 2023
|
Aj Advisors, LLC
Nashville, TN |
BUY
|
- |
7.05K+ 5.11% |
$306K - $367K
|
145K
$8.71M
|
|
|
Feb 06, 2024
Q4 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
6.8K+ 2.83% |
$295K - $354K
|
247K
$14.8M
|
|
|
Feb 05, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
6.65K+ 11.38% |
$289K - $346K
|
65.1K
$3.91M
|
|
|
Jan 29, 2024
Q4 2023
|
Dhk Financial Advisors, Inc.
Portsmouth, NH |
BUY
|
- |
6.5KNew |
$282K - $338K
|
6.5K
$390K
|
|
|
Feb 06, 2024
Q4 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
6.5K+ 11.2% |
$282K - $338K
|
64.5K
$3.87M
|
|
|
Feb 02, 2024
Q4 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
6.46K+ 2.61% |
$281K - $336K
|
254K
$15.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
BUY
|
- |
6.35KNew |
$276K - $330K
|
6.35K
$381K
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
6.25KNew |
$272K - $325K
|
6.25K
$375K
|
|
|
Feb 06, 2024
Q4 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
6.1KNew |
$265K - $318K
|
6.1K
$366K
|
|
|
Feb 06, 2024
Q4 2023
|
Edge Rock Capital LLC
|
BUY
|
- |
6.1K+ 58.14% |
$265K - $317K
|
16.6K
$996K
|
|
|
Feb 14, 2024
Q4 2023
|
Barometer Capital Management Inc.
Toronto, A6 |
BUY
|
- |
5.91K+ 57.94% |
$257K - $308K
|
16.1K
$967K
|
|
|
Jan 23, 2024
Q4 2023
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
5.64K+ 42.73% |
$245K - $294K
|
18.8K
$1.13M
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
5.46KNew |
$237K - $284K
|
5.46K
$328K
|
|
|
Feb 06, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
5.31KNew |
$231K - $276K
|
5.31K
$319K
|
|
|
Feb 07, 2024
Q4 2023
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
5.26K+ 2.94% |
$228K - $274K
|
184K
$11M
|
|
|
Jan 19, 2024
Q4 2023
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
5.25KNew |
$228K - $273K
|
5.25K
$315K
|
|
|
Feb 09, 2024
Q4 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
5.22K+ 4.76% |
$227K - $272K
|
115K
$6.9M
|
|
|
Jan 22, 2024
Q4 2023
|
First Citizens Bank & Trust CO
|
BUY
|
- |
5.1KNew |
$222K - $265K
|
5.1K
$306K
|
|
|
Feb 01, 2024
Q4 2023
|
Prism Advisors, Inc.
|
BUY
|
- |
4.91K+ 25.52% |
$213K - $255K
|
24.1K
$1.45M
|
|
|
Feb 13, 2024
Q4 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
4.84KNew |
$210K - $252K
|
4.84K
$291K
|
|
|
Feb 08, 2024
Q4 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
4.76K+ 2.58% |
$207K - $248K
|
189K
$11.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
4.75K+ 27.1% |
$206K - $247K
|
22.3K
$1.34M
|
|
|
Jan 19, 2024
Q4 2023
|
Forum Private Client Group LLC
|
BUY
|
- |
4.71KNew |
$205K - $245K
|
4.71K
$283K
|
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
4.67KNew |
$203K - $243K
|
4.67K
$281K
|
|
|
Feb 08, 2024
Q4 2023
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
4.63KNew |
$201K - $241K
|
4.63K
$278K
|
|
|
Feb 13, 2024
Q4 2023
|
Victory Financial Group, LLC
Austin, TX |
BUY
|
- |
4.58KNew |
$199K - $238K
|
4.58K
$275K
|
|
|
Feb 13, 2024
Q4 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
4.46KNew |
$194K - $232K
|
4.46K
$268K
|
|
|
Feb 05, 2024
Q4 2023
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
4.42K+ 42.75% |
$192K - $230K
|
14.7K
$886K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.09K+ 2.45% |
$178K - $213K
|
171K
$10.3M
|
|
|
Mar 07, 2024
Q4 2023
|
Objective Capital Management, LLC
|
BUY
|
- |
4.06K+ 17.71% |
$176K - $211K
|
27K
$1.62M
|
|
|
Feb 02, 2024
Q4 2023
|
Citizens Financial Group Inc
|
BUY
|
- |
4.03KNew |
$175K - $210K
|
4.03K
$242K
|
|
|
Feb 06, 2024
Q4 2023
|
Founders Financial Securities LLC
|
BUY
|
- |
4.02K+ 13.34% |
$175K - $209K
|
34.2K
$2.05M
|
|
|
Jan 09, 2024
Q4 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
4.01K+ 5.82% |
$174K - $209K
|
73K
$4.38M
|
|
|
Feb 14, 2024
Q4 2023
|
Weitzel Financial Services, Inc.
|
BUY
|
- |
3.98K+ 2.84% |
$173K - $207K
|
144K
$8.67M
|