Purchases and Sales Made in Q4 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2024
Q4 2023
|
Pca Investment Advisory Services Inc.
Cincinnati, OH |
SELL
|
- |
-7.9K- 14.64% |
$343K - $411K
|
46.1K
$2.77M
|
|
|
Feb 05, 2024
Q4 2023
|
Beck Bode, LLC
|
SELL
|
- |
-7.98K- 4.98% |
$347K - $415K
|
152K
$9.13M
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
SELL
|
- |
-8.58K- 27.56% |
$373K - $447K
|
22.6K
$1.35M
|
|
|
Feb 01, 2024
Q4 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-9.04K- 88.21% |
$392K - $470K
|
1.21K
$72.5K
|
|
|
May 15, 2024
Q4 2023
|
Pom Investment Strategies, LLC
Raleigh, NC |
SELL
|
- |
-9.24K- 6.66% |
$402K - $481K
|
129K
$7.77M
|
|
|
Jan 12, 2024
Q4 2023
|
Sweet Financial Partners, LLC
|
SELL
|
- |
-9.62K- 2.33% |
$418K - $501K
|
404K
$24.3M
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-10.3K- 12.57% |
$445K - $533K
|
71.3K
$4.28M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-10.3K- 3.16% |
$446K - $534K
|
314K
$18.9M
|
|
|
Jan 12, 2024
Q4 2023
|
Davis Investment Partners, LLC
Charlotte, NC |
SELL
|
- |
-10.4K- 14.88% |
$452K - $541K
|
59.5K
$3.57M
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-10.9K- 2.83% |
$472K - $565K
|
372K
$22.4M
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-11.7K- 13.74% |
$507K - $607K
|
73.3K
$4.4M
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-12.2K- 26.03% |
$528K - $633K
|
34.6K
$2.07M
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-13.1K- 55.0% |
$569K - $682K
|
10.7K
$644K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-14.1K- 16.05% |
$612K - $733K
|
73.6K
$4.42M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-14.8K- 2.1% |
$644K - $771K
|
692K
$41.6M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-15.3K- 2.46% |
$664K - $795K
|
606K
$36.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Financial Services Advisory Inc
|
SELL
|
- |
-15.3K- 48.31% |
$665K - $796K
|
16.4K
$983K
|
|
|
Feb 13, 2024
Q4 2023
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-15.4K- 1.51% |
$668K - $800K
|
1.01M
$60.4M
|
|
|
Feb 12, 2024
Q4 2023
|
F Dx Advisors, Inc.
|
SELL
|
- |
-15.4K- 3.92% |
$670K - $802K
|
378K
$22.7M
|
|
|
Jan 08, 2024
Q4 2023
|
Ignite Planners, LLC
|
SELL
|
- |
-16.8K- 49.32% |
$731K - $876K
|
17.3K
$1.04M
|
|
|
Feb 14, 2024
Q4 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-19K- 19.92% |
$824K - $988K
|
76.3K
$4.58M
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-19.4K- 6.27% |
$841K - $1.01M
|
289K
$17.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
SELL
|
- |
-19.6K- 12.2% |
$851K - $1.02M
|
141K
$8.46M
|
|
|
Feb 05, 2024
Q4 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-20.4K- 8.14% |
$887K - $1.06M
|
230K
$13.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-22K- 70.7% |
$956K - $1.15M
|
9.12K
$548K
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-23.3K- 27.9% |
$1.01M - $1.21M
|
60.2K
$3.62M
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-25K- 50.99% |
$1.09M - $1.3M
|
24K
$1.44M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-25.9K- 5.67% |
$1.12M - $1.35M
|
430K
$25.8M
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-28.3K- 43.47% |
$1.23M - $1.47M
|
36.8K
$2.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-29.1K- 1.14% |
$1.27M - $1.52M
|
2.53M
$152M
|
|
|
Feb 06, 2024
Q4 2023
|
Lincoln National Corp
|
SELL
|
- |
-33.1K- 36.33% |
$1.44M - $1.72M
|
58K
$3.48M
|
|
|
Feb 12, 2024
Q4 2023
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
SELL
|
- |
-34.6K- 55.47% |
$1.5M - $1.8M
|
27.8K
$1.67M
|
|
|
Feb 06, 2024
Q4 2023
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-38.8K- 70.81% |
$1.69M - $2.02M
|
16K
$961K
|
|
|
Feb 14, 2024
Q4 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-39.6K- 26.88% |
$1.72M - $2.06M
|
108K
$6.46M
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-42K- 37.51% |
$1.82M - $2.18M
|
69.9K
$4.2M
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-48.8K- 16.49% |
$2.12M - $2.54M
|
247K
$14.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Tbh Global Asset Management, LLC
Brentwood, TN |
SELL
|
- |
-49.3K- 20.74% |
$2.14M - $2.56M
|
188K
$11.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-54.7K- 52.24% |
$2.38M - $2.85M
|
50K
$3M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-56.4K- 6.17% |
$2.45M - $2.94M
|
858K
$51.5M
|
|
|
Feb 02, 2024
Q4 2023
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-65.4K- 93.66% |
$2.84M - $3.41M
|
4.43K
$266K
|
|
|
Feb 09, 2024
Q4 2023
|
Ogorek Anthony Joseph
|
SELL
|
- |
-66.3K- 97.63% |
$2.88M - $3.45M
|
1.61K
$96.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-66.8K- 25.8% |
$2.9M - $3.48M
|
192K
$11.5M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-67.9K- 61.8% |
$2.95M - $3.53M
|
42K
$2.52M
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-68.6K- 7.3% |
$2.98M - $3.57M
|
871K
$52.3M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-94.3K- 51.49% |
$4.1M - $4.91M
|
88.9K
$5.34M
|
|
|
Feb 12, 2024
Q4 2023
|
Alta Wealth Advisors LLC
|
SELL
|
- |
-102K- 91.48% |
$4.43M - $5.31M
|
9.51K
$571K
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-104K- 23.61% |
$4.51M - $5.4M
|
336K
$20.2M
|
|
|
Jan 22, 2024
Q4 2023
|
Regatta Capital Group, LLC
El Segundo, CA |
SELL
|
- |
-112K- 34.7% |
$4.86M - $5.82M
|
211K
$12.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Concorde Asset Management, LLC
|
SELL
|
- |
-123K- 92.23% |
$5.35M - $6.41M
|
10.4K
$622K
|
|
|
Jan 16, 2024
Q4 2023
|
Sanchez Wealth Management Group
|
SELL
|
- |
-136K- 43.13% |
$5.93M - $7.1M
|
180K
$10.8M
|