Purchases and Sales Made in Q1 2022 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
1.5M+ 8171.86% |
$89.1M - $105M
|
1.51M
$98.8M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
41.1K+ 158.57% |
$2.45M - $2.89M
|
67.1K
$4.38M
|
|
|
May 13, 2022
Q1 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
18.6K+ 42.48% |
$1.11M - $1.31M
|
62.2K
$4.06M
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
8.93K+ 27.88% |
$532K - $628K
|
41K
$2.67M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.76K+ 58.89% |
$224K - $265K
|
10.2K
$663K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.58K+ 6.83% |
$154K - $182K
|
40.4K
$2.64M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.05K+ 22.52% |
$122K - $144K
|
11.1K
$728K
|
|
|
May 12, 2022
Q1 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
1.61KNew |
$95.6K - $113K
|
1.61K
$105K
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.51K+ 5.05% |
$90K - $106K
|
31.4K
$2.05M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
536+ 28.74% |
$31.9K - $37.7K
|
2.4K
$157K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
294+ 5.45% |
$17.5K - $20.7K
|
5.69K
$372K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
168+ 2.53% |
$10K - $11.8K
|
6.81K
$445K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
121+ 212.28% |
$7.21K - $8.51K
|
178
$11.6K
|
|
|
Apr 20, 2022
Q1 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
117+ 2.67% |
$6.97K - $8.23K
|
4.51K
$294K
|
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
97+ 4.42% |
$5.78K - $6.82K
|
2.29K
$150K
|
|
|
May 03, 2022
Q1 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
89+ 1.28% |
$5.3K - $6.26K
|
7.06K
$461K
|
|
|
Aug 08, 2022
Q1 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-1- 1.72% |
$59.6 - $70.4
|
57
$3.72K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-13- 5.24% |
$775 - $915
|
235
$15.3K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-33- 0.79% |
$1.97K - $2.32K
|
4.17K
$272K
|
|
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-75- 1.79% |
$4.47K - $5.28K
|
4.12K
$269K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-151- 12.99% |
$9K - $10.6K
|
1.01K
$66K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-195- 5.06% |
$11.6K - $13.7K
|
3.66K
$239K
|
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-200- 3.5% |
$11.9K - $14.1K
|
5.51K
$360K
|
|
|
May 16, 2022
Q1 2022
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-319- 6.86% |
$19K - $22.4K
|
4.33K
$283K
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-389Closed |
$23.2K - $27.4K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
SELL
|
- |
-594- 1.32% |
$35.4K - $41.8K
|
44.3K
$2.89M
|
|
|
May 05, 2022
Q1 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-642- 7.12% |
$38.3K - $45.2K
|
8.37K
$547K
|
|
|
May 04, 2022
Q1 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-760- 24.16% |
$45.3K - $53.5K
|
2.39K
$156K
|
|
|
Apr 15, 2022
Q1 2022
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-1.85K- 20.99% |
$110K - $130K
|
6.98K
$456K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.92K- 3.37% |
$114K - $135K
|
55K
$3.59M
|
|
|
May 05, 2022
Q1 2022
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-3.02K- 2.71% |
$180K - $212K
|
108K
$7.06M
|
|
|
Apr 25, 2022
Q1 2022
|
Atlas Private Wealth Management
|
SELL
|
- |
-10.8KClosed |
$644K - $761K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-10.8K- 30.96% |
$646K - $763K
|
24.2K
$1.58M
|
|
|
May 13, 2022
Q1 2022
|
Old Mission Capital LLC
|
SELL
|
- |
-30.4K- 57.96% |
$1.81M - $2.14M
|
22K
$1.44M
|
|
|
Jun 10, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-1.49M- 98.46% |
$88.8M - $105M
|
23.3K
$1.52M
|