Latest Institutional Transactions on First Trust Iii Riverfront Dyn (RFEM)
This table provides information on the latest institutional transactions involving First Trust Iii Riverfront Dyn (RFEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 02, 2024
Q2 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
946New |
$56.4K - $62.7K
|
946
$63.7K
|
|
Q1 2024 | |||||||
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-106- 75.18% |
$6K - $6.59K
|
35
$2.36K
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.92KNew |
$505K - $555K
|
8.92K
$601K
|
|
May 15, 2024
Q1 2024
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-9.54K- 26.55% |
$539K - $593K
|
26.4K
$1.78M
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
220+ 1.74% |
$12.4K - $13.7K
|
12.9K
$867K
|
|
May 15, 2024
Q1 2024
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
71+ 0.67% |
$4.02K - $4.42K
|
10.6K
$715K
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-9.11K- 16.66% |
$515K - $567K
|
45.5K
$3.07M
|
|
May 14, 2024
Q1 2024
|
Old Mission Capital LLC
|
BUY
|
- |
9.74K+ 11.1% |
$551K - $606K
|
97.5K
$6.57M
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-124- 0.29% |
$7.01K - $7.71K
|
42.7K
$2.88M
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.05K- 31.64% |
$286K - $314K
|
10.9K
$735K
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-298- 0.75% |
$16.9K - $18.5K
|
39.5K
$2.66M
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
72New |
$4.07K - $4.48K
|
72
$4.85K
|
|
May 10, 2024
Q1 2024
|
Truist Financial Corp
|
SELL
|
- |
-640- 2.0% |
$36.2K - $39.8K
|
31.4K
$2.12M
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-418- 84.62% |
$23.6K - $26K
|
76
$5.12K
|
|
May 10, 2024
Q1 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-387- 9.92% |
$21.9K - $24.1K
|
3.51K
$237K
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.27K+ 27.16% |
$71.7K - $78.9K
|
5.94K
$400K
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2Closed |
$113 - $124
|
0
$0
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
596+ 10.54% |
$33.7K - $37.1K
|
6.25K
$421K
|
|
May 02, 2024
Q1 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.16K- 1.28% |
$65.4K - $72K
|
89.2K
$6M
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
75+ 1.77% |
$4.24K - $4.67K
|
4.32K
$291K
|
|
Apr 30, 2024
Q1 2024
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-818- 3.25% |
$46.3K - $50.9K
|
24.4K
$1.64M
|
|
Apr 29, 2024
Q1 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-163- 8.82% |
$9.22K - $10.1K
|
1.69K
$113K
|
|
Apr 23, 2024
Q1 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1+ 9.09% |
$56.6 - $62.2
|
12
$808
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13.9K- 44.56% |
$784K - $862K
|
17.2K
$1.16M
|
|
Apr 15, 2024
Q1 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-468- 5.76% |
$26.5K - $29.1K
|
7.65K
$515K
|
|
Q4 2023 | |||||||
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
200+ 22.03% |
$10.4K - $11.9K
|
1.11K
$74.6K
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
2.13K+ 258.32% |
$110K - $126K
|
2.95K
$199K
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
212+ 0.65% |
$11K - $12.6K
|
32.6K
$2.19M
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
4.49KNew |
$233K - $267K
|
4.49K
$302K
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-468- 33.62% |
$24.3K - $27.8K
|
924
$62.2K
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
23New |
$1.19K - $1.37K
|
23
$1.55K
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
47+ 71.21% |
$2.44K - $2.79K
|
113
$7.61K
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-352- 6.98% |
$18.2K - $20.9K
|
4.69K
$316K
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
11.5KNew |
$594K - $682K
|
11.5K
$773K
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
207+ 5.4% |
$10.7K - $12.3K
|
4.04K
$272K
|
|
Q3 2023 | |||||||
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
68+ 183.78% |
$3.6K - $3.89K
|
105
$7.07K
|
|
Nov 09, 2023
Q3 2023
|
Kesler, Norman & Wride, LLC
|
BUY
|
- |
31.5KNew |
$1.67M - $1.8M
|
31.5K
$2.12M
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.1KNew |
$58.2K - $63K
|
1.1K
$74.1K
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1- 3.45% |
$52.9 - $57.3
|
28
$1.89K
|
|
Q2 2023 | |||||||
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-100- 66.67% |
$5.16K - $5.73K
|
50
$3.37K
|
|
Aug 11, 2023
Q2 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-1.14K- 18.21% |
$58.8K - $65.2K
|
5.12K
$345K
|
|
Q1 2023 | |||||||
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-35- 3.46% |
$1.77K - $1.97K
|
976
$65.7K
|
|
Q4 2022 | |||||||
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
823New |
$40.4K - $44.6K
|
823
$55.4K
|
|
Q3 2022 | |||||||
Nov 09, 2022
Q3 2022
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-2.33K- 33.75% |
$111K - $131K
|
4.58K
$308K
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-970- 17.8% |
$46.3K - $54.6K
|
4.48K
$302K
|
|
Q2 2022 | |||||||
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.66KClosed |
$195K - $245K
|
0
$0
|
|
Q1 2022 | |||||||
Apr 25, 2022
Q1 2022
|
Atlas Private Wealth Management
|
SELL
|
- |
-10.8KClosed |
$644K - $761K
|
0
$0
|
|
Q4 2021 | |||||||
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.41KClosed |
$222K - $239K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.15KClosed |
$225K - $242K
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
13New |
$902 - $1.01K
|
13
$875
|