Latest Institutional Transactions on First Trust Iii Riverfront Dyn (RFEM)
This table provides information on the latest institutional transactions involving First Trust Iii Riverfront Dyn (RFEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
6.53KNew |
$377K - $466K
|
6.53K
$466K
|
|
| Q1 2025 | |||||||
|
May 19, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-3.1K- 31.06% |
$191K - $209K
|
6.88K
$491K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.08K+ 4.72% |
$128K - $141K
|
46.1K
$3.29M
|
|
|
May 15, 2025
Q1 2025
|
Old Mission Capital LLC
|
BUY
|
- |
34.1K+ 396.44% |
$2.1M - $2.31M
|
42.8K
$3.05M
|
|
|
May 15, 2025
Q1 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-380- 1.14% |
$23.4K - $25.7K
|
32.8K
$2.34M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.03K- 95.55% |
$63.5K - $69.6K
|
48
$3.43K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1- 2.78% |
$61.6 - $67.5
|
35
$2.5K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
49New |
$3.02K - $3.31K
|
49
$3.5K
|
|
|
May 15, 2025
Q1 2025
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
3.43K+ 72.77% |
$211K - $232K
|
8.14K
$581K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-976Closed |
$60.1K - $65.9K
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-7.54K- 25.53% |
$464K - $509K
|
22K
$1.57M
|
|
|
May 14, 2025
Q1 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-41.3K- 51.6% |
$2.54M - $2.79M
|
38.7K
$2.76M
|
|
|
May 14, 2025
Q1 2025
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
481+ 12.82% |
$29.6K - $32.5K
|
4.23K
$302K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.42K+ 86.97% |
$334K - $366K
|
11.7K
$832K
|
|
|
May 14, 2025
Q1 2025
|
Reap Financial Group, LLC
Austin, TX |
SELL
|
- |
-955- 64.4% |
$58.8K - $64.5K
|
528
$37.7K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-397- 5.25% |
$24.5K - $26.8K
|
7.17K
$512K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-59- 53.15% |
$3.63K - $3.98K
|
52
$3.71K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-104- 99.05% |
$6.41K - $7.02K
|
1
$71.4
|
|
|
May 12, 2025
Q1 2025
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
1.52K+ 33.64% |
$93.6K - $103K
|
6.04K
$431K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-61- 62.89% |
$3.76K - $4.12K
|
36
$2.57K
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
70+ 140.0% |
$4.31K - $4.73K
|
120
$8.57K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.81K+ 31.32% |
$604K - $662K
|
41.1K
$2.94M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.68KNew |
$535K - $586K
|
8.68K
$620K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 05, 2025
Q1 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
1.28K+ 4.85% |
$78.8K - $86.4K
|
27.7K
$1.98M
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.76K+ 9.01% |
$231K - $254K
|
45.5K
$3.25M
|
|
|
Apr 29, 2025
Q1 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
924+ 10.44% |
$56.9K - $62.4K
|
9.77K
$698K
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
SELL
|
- |
-638- 2.18% |
$39.3K - $43.1K
|
28.7K
$2.05M
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10+ 1.07% |
$616 - $675
|
943
$67.3K
|
|
|
Apr 23, 2025
Q1 2025
|
Capasso Planning Partners LLC
Charleston, SC |
SELL
|
- |
-1.77K- 22.64% |
$109K - $119K
|
6.04K
$431K
|
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-121K- 98.46% |
$7.46M - $8.18M
|
1.89K
$135K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.1K+ 109900.0% |
$67.7K - $74.2K
|
1.1K
$78.5K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-784- 98.99% |
$49.3K - $53.8K
|
8
$571
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
3New |
$189 - $206
|
3
$214
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
805New |
$50.6K - $55.3K
|
805
$57.5K
|
|
|
Feb 14, 2025
Q4 2024
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-150- 1.5% |
$9.43K - $10.3K
|
9.87K
$705K
|
|
|
Feb 13, 2025
Q4 2024
|
Crux Wealth Advisors
Long Beach, CA |
BUY
|
- |
4.64KNew |
$292K - $318K
|
4.64K
$331K
|
|
|
Feb 12, 2025
Q4 2024
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
77+ 31.17% |
$4.84K - $5.29K
|
324
$23.1K
|
|
|
Jan 28, 2025
Q4 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-3- 25.0% |
$189 - $206
|
9
$643
|
|
|
Jan 13, 2025
Q4 2024
|
Psi Advisors, LLC
|
SELL
|
- |
-88- 75.86% |
$5.53K - $6.04K
|
28
$2K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-7- 8.54% |
$424 - $490
|
75
$5.35K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13.2K- 70.79% |
$799K - $923K
|
5.44K
$388K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-2- 0.04% |
$119 - $133
|
4.49K
$321K
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.45K- 86.05% |
$86.5K - $96.1K
|
235
$16.8K
|
|
|
Aug 01, 2024
Q2 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-239- 3.12% |
$14.3K - $15.8K
|
7.42K
$529K
|
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
194New |
$11.6K - $12.9K
|
194
$13.8K
|
|
|
Jul 25, 2024
Q2 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.08K- 25.08% |
$64.6K - $71.8K
|
3.24K
$231K
|
|
| Q1 2024 | |||||||
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
72New |
$4.07K - $4.48K
|
72
$5.14K
|
|
|
May 10, 2024
Q1 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-387- 9.92% |
$21.9K - $24.1K
|
3.51K
$251K
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
596+ 10.54% |
$33.7K - $37.1K
|
6.25K
$446K
|
|