Latest Institutional Transactions on First Trust Iii Riverfront Dyn (RFEM)
This table provides information on the latest institutional transactions involving First Trust Iii Riverfront Dyn (RFEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-970- 17.8% |
$44.7K - $54.6K
|
4.48K
$285K
|
|
| Q2 2022 | |||||||
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.66KClosed |
$195K - $245K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Apr 25, 2022
Q1 2022
|
Atlas Private Wealth Management
|
SELL
|
- |
-10.8KClosed |
$644K - $761K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.41KClosed |
$222K - $239K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.15KClosed |
$225K - $242K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
13New |
$902 - $1.01K
|
13
$828
|
|
|
May 03, 2021
Q1 2021
|
Avestar Capital, LLC
|
SELL
|
- |
-5KClosed |
$347K - $390K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.26KClosed |
$435K - $488K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-87Closed |
$5.27K - $6.03K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Accel Wealth Management
|
BUY
|
- |
260New |
$15.7K - $18K
|
260
$16.6K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-400Closed |
$22.6K - $25.4K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-106Closed |
$5.98K - $6.73K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-639Closed |
$36K - $40.6K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 13, 2020
Q2 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-100Closed |
$4.62K - $5.75K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-5.7KClosed |
$263K - $328K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.32K+ 105.42% |
$99.5K - $155K
|
4.51K
$287K
|
|
|
May 19, 2020
Q1 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-142- 96.6% |
$6.1K - $9.53K
|
5
$318
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-25.1KClosed |
$1.08M - $1.68M
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Wills Financial Group, Inc.
|
SELL
|
- |
-30.8KClosed |
$1.32M - $2.07M
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-49.5KClosed |
$2.13M - $3.32M
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
True Private Wealth Advisors
|
SELL
|
- |
-442Closed |
$19K - $29.7K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.76KClosed |
$271K - $309K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-157Closed |
$8.92K - $10.2K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-1- 25.0% |
$56.8 - $64.9
|
3
$191
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-402Closed |
$22.5K - $25.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 24, 2019
Q2 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-450Closed |
$25.9K - $29.3K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-375Closed |
$21.6K - $24.4K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 13, 2019
Q1 2019
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-75Closed |
$4.11K - $4.8K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.1KClosed |
$60.1K - $70.1K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
3+ 0.52% |
$163 - $187
|
577
$36.7K
|
|
| Q3 2018 | |||||||
|
Jan 08, 2024
Q3 2018
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-10.3KClosed |
$625K - $694K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
4.81KNew |
$293K - $325K
|
4.81K
$306K
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-43Closed |
$2.62K - $2.9K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-4.43KClosed |
$270K - $299K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Us Bancorp \De\
|
SELL
|
- |
-751Closed |
$45.7K - $50.7K
|
0
$0
|
|
|
Oct 09, 2018
Q3 2018
|
Kovack Advisors, Inc.
|
SELL
|
- |
-3.99KClosed |
$243K - $269K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 11, 2018
Q1 2018
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6.94KClosed |
$486K - $549K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-13KClosed |
$879K - $923K
|
0
$0
|
|