Latest Institutional Sells of First Trust Iii Riverfront Dyn (RFEM)
This list provides information on the latest institutional transactions involving First Trust Iii Riverfront Dyn (RFEM) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-25K- 46.0% |
$1.51M - $1.75M
|
29.3K
$1.86M
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-16.5K- 77.86% |
$999K - $1.15M
|
4.69K
$297K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13.2K- 70.79% |
$799K - $923K
|
5.44K
$345K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-1.14K- 3.72% |
$69.2K - $79.9K
|
29.5K
$1.87M
|
|
|
Nov 08, 2024
Q3 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.01K- 1.19% |
$61K - $70.5K
|
83.6K
$5.31M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-667- 1.72% |
$40.4K - $46.7K
|
38K
$2.41M
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-419- 4.54% |
$25.4K - $29.3K
|
8.82K
$560K
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-92- 0.28% |
$5.58K - $6.44K
|
32.9K
$2.09M
|
|
|
Oct 22, 2024
Q3 2024
|
Psi Advisors, LLC
|
SELL
|
- |
-57- 32.95% |
$3.45K - $3.99K
|
116
$7.36K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-49- 0.11% |
$2.97K - $3.43K
|
42.6K
$2.71M
|
|
|
Nov 13, 2024
Q3 2024
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-45- 1.1% |
$2.73K - $3.15K
|
4.03K
$256K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-7- 8.54% |
$424 - $490
|
75
$4.76K
|
|
| Q2 2024 | |||||||
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.45K- 86.05% |
$86.5K - $96.1K
|
235
$14.9K
|
|
|
Jul 25, 2024
Q2 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.08K- 25.08% |
$64.6K - $71.8K
|
3.24K
$205K
|
|
|
Aug 01, 2024
Q2 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-239- 3.12% |
$14.3K - $15.8K
|
7.42K
$471K
|
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-68- 89.47% |
$4.06K - $4.51K
|
8
$508
|
|
|
Aug 12, 2024
Q2 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-8- 7.62% |
$477 - $530
|
97
$6.16K
|
|
|
Aug 14, 2024
Q2 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-2- 0.04% |
$119 - $133
|
4.49K
$285K
|
|
| Q1 2024 | |||||||
|
May 10, 2024
Q1 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-387- 9.92% |
$21.9K - $24.1K
|
3.51K
$223K
|
|
| Q4 2023 | |||||||
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-352- 6.98% |
$18.2K - $20.9K
|
4.69K
$298K
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-1.14K- 18.21% |
$58.8K - $65.2K
|
5.12K
$325K
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-100- 66.67% |
$5.16K - $5.73K
|
50
$3.17K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-35- 3.46% |
$1.77K - $1.97K
|
976
$61.9K
|
|
| Q3 2022 | |||||||
|
Nov 09, 2022
Q3 2022
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-2.33K- 33.75% |
$107K - $131K
|
4.58K
$290K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-970- 17.8% |
$44.7K - $54.6K
|
4.48K
$284K
|
|
| Q2 2022 | |||||||
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.66KClosed |
$195K - $245K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Apr 25, 2022
Q1 2022
|
Atlas Private Wealth Management
|
SELL
|
- |
-10.8KClosed |
$644K - $761K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.41KClosed |
$222K - $239K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.15KClosed |
$225K - $242K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.26KClosed |
$435K - $488K
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
Avestar Capital, LLC
|
SELL
|
- |
-5KClosed |
$347K - $390K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-87Closed |
$5.27K - $6.03K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-639Closed |
$36K - $40.6K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-400Closed |
$22.6K - $25.4K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-106Closed |
$5.98K - $6.73K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 10, 2020
Q2 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-5.7KClosed |
$263K - $328K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-100Closed |
$4.62K - $5.75K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 12, 2020
Q1 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-49.5KClosed |
$2.13M - $3.32M
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Wills Financial Group, Inc.
|
SELL
|
- |
-30.8KClosed |
$1.32M - $2.07M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-25.1KClosed |
$1.08M - $1.68M
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
True Private Wealth Advisors
|
SELL
|
- |
-442Closed |
$19K - $29.7K
|
0
$0
|
|
|
May 19, 2020
Q1 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-142- 96.6% |
$6.1K - $9.53K
|
5
$317
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.76KClosed |
$271K - $309K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-157Closed |
$8.92K - $10.2K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-1- 25.0% |
$56.8 - $64.9
|
3
$190
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-402Closed |
$22.5K - $25.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 24, 2019
Q2 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-450Closed |
$25.9K - $29.3K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-375Closed |
$21.6K - $24.4K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.1KClosed |
$60.1K - $70.1K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-75Closed |
$4.11K - $4.8K
|
0
$0
|
|