Purchases and Sales Made in Q1 2023 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Old Mission Capital LLC
|
BUY
|
- |
18.4K+ 199.24% |
$928K - $1.04M
|
27.6K
$1.8M
|
|
|
May 12, 2023
Q1 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
7.94K+ 19.37% |
$401K - $447K
|
49K
$3.2M
|
|
|
Apr 18, 2023
Q1 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
7.82KNew |
$394K - $440K
|
7.82K
$510K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
7.43KNew |
$375K - $418K
|
7.43K
$485K
|
|
|
May 01, 2023
Q1 2023
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
6.26KNew |
$316K - $352K
|
6.26K
$408K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.31KNew |
$217K - $243K
|
4.31K
$281K
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
3.65K+ 24.44% |
$184K - $205K
|
18.6K
$1.21M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.98K+ 8.26% |
$150K - $168K
|
39K
$2.55M
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.51KNew |
$76.1K - $85K
|
1.51K
$98.5K
|
|
|
May 15, 2023
Q1 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
1.31K+ 14.95% |
$65.9K - $73.6K
|
10.1K
$656K
|
|
|
May 03, 2023
Q1 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
763+ 3.07% |
$38.5K - $43K
|
25.7K
$1.67M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
338+ 0.5% |
$17K - $19K
|
68.3K
$4.46M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
260+ 12.89% |
$13.1K - $14.6K
|
2.28K
$149K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
251+ 1.71% |
$12.7K - $14.1K
|
15K
$977K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
184+ 2.99% |
$9.28K - $10.4K
|
6.34K
$414K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
48+ 4.96% |
$2.42K - $2.7K
|
1.02K
$66.3K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
30New |
$1.51K - $1.69K
|
30
$1.96K
|
|
|
May 10, 2023
Q1 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
20+ 0.31% |
$1.01K - $1.13K
|
6.43K
$420K
|
|
|
May 17, 2023
Q1 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1+ 16.67% |
$50.4 - $56.3
|
7
$457
|
|
|
May 22, 2023
Q1 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-12- 1.06% |
$605 - $676
|
1.12K
$73.4K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-35- 3.46% |
$1.77K - $1.97K
|
976
$63.7K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-144- 3.35% |
$7.26K - $8.11K
|
4.16K
$271K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-155- 87.08% |
$7.82K - $8.73K
|
23
$1.5K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-174- 36.4% |
$8.78K - $9.8K
|
304
$19.8K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-265- 18.89% |
$13.4K - $14.9K
|
1.14K
$74.3K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-300- 66.67% |
$15.1K - $16.9K
|
150
$9.79K
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-823Closed |
$41.5K - $46.4K
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.41K- 8.87% |
$70.9K - $79.2K
|
14.5K
$944K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.52K- 76.53% |
$76.5K - $85.4K
|
465
$30.4K
|
|
|
May 15, 2023
Q1 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.7K- 1.66% |
$85.7K - $95.7K
|
101K
$6.57M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-4.58K- 11.7% |
$231K - $258K
|
34.6K
$2.26M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-12K- 23.42% |
$604K - $675K
|
39.2K
$2.56M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-20.4K- 39.44% |
$1.03M - $1.15M
|
31.4K
$2.05M
|