Purchases and Sales Made in Q2 2023 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2023
Q2 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
30.3K+ 96.5% |
$1.56M - $1.73M
|
61.6K
$4.02M
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
29.2K+ 2878.74% |
$1.51M - $1.68M
|
30.3K
$1.98M
|
|
Aug 28, 2024
Q2 2023
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
12.6K+ 14.86% |
$649K - $720K
|
97.2K
$6.35M
|
|
Aug 02, 2023
Q2 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
4.72KNew |
$243K - $270K
|
4.72K
$308K
|
|
Aug 09, 2023
Q2 2023
|
Old Mission Capital LLC
|
BUY
|
- |
4.67K+ 16.91% |
$241K - $268K
|
32.3K
$2.11M
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.91K+ 4.89% |
$98.5K - $109K
|
40.9K
$2.67M
|
|
Aug 14, 2023
Q2 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
1.68K+ 16.67% |
$86.4K - $95.9K
|
11.7K
$766K
|
|
Aug 17, 2023
Q2 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
958New |
$49.4K - $54.9K
|
958
$62.5K
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
788+ 69.24% |
$40.7K - $45.1K
|
1.93K
$126K
|
|
Aug 18, 2023
Q2 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
572+ 7.32% |
$29.5K - $32.8K
|
8.39K
$548K
|
|
Jul 27, 2023
Q2 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
159+ 0.62% |
$8.2K - $9.11K
|
25.8K
$1.69M
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
107+ 4.7% |
$5.52K - $6.13K
|
2.38K
$156K
|
|
Aug 08, 2023
Q2 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
55New |
$2.84K - $3.15K
|
55
$3.59K
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
7+ 23.33% |
$361 - $401
|
37
$2.42K
|
|
Jul 28, 2023
Q2 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
2+ 28.57% |
$103 - $115
|
9
$588
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.22% |
$51.6 - $57.3
|
466
$30.4K
|
|
Jul 25, 2023
Q2 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-3- 0.27% |
$155 - $172
|
1.12K
$73.2K
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8- 0.06% |
$413 - $458
|
14.4K
$943K
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-100- 66.67% |
$5.16K - $5.73K
|
50
$3.26K
|
|
Aug 15, 2023
Q2 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-122- 8.08% |
$6.3K - $6.99K
|
1.39K
$90.6K
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-122- 0.31% |
$6.3K - $6.99K
|
39.1K
$2.55M
|
|
Aug 08, 2023
Q2 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-198- 1.07% |
$10.2K - $11.3K
|
18.4K
$1.2M
|
|
Aug 07, 2023
Q2 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-202- 3.14% |
$10.4K - $11.6K
|
6.23K
$407K
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-246- 5.92% |
$12.7K - $14.1K
|
3.91K
$255K
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-275- 90.46% |
$14.2K - $15.8K
|
29
$1.89K
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-608- 14.11% |
$31.4K - $34.8K
|
3.7K
$242K
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-619- 0.91% |
$31.9K - $35.5K
|
67.7K
$4.42M
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
SELL
|
- |
-797- 2.3% |
$41.1K - $45.7K
|
33.8K
$2.21M
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.07K- 16.92% |
$55.4K - $61.5K
|
5.27K
$344K
|
|
Aug 11, 2023
Q2 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-1.14K- 18.21% |
$58.8K - $65.2K
|
5.12K
$334K
|
|
Aug 01, 2023
Q2 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-3.44K- 3.41% |
$177K - $197K
|
97.2K
$6.35M
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.26K- 35.15% |
$271K - $301K
|
9.7K
$634K
|
|
Aug 09, 2023
Q2 2023
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-11.1K- 22.7% |
$573K - $636K
|
37.8K
$2.47M
|