Purchases and Sales Made in Q3 2021 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
29.7K+ 520.06% |
$1.98M - $2.2M
|
35.5K
$2.32M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
22.1K+ 139.31% |
$1.47M - $1.63M
|
37.9K
$2.47M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
4.2KNew |
$279K - $311K
|
4.2K
$274K
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
BUY
|
- |
2.54K+ 10.37% |
$169K - $188K
|
27K
$1.76M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
2.27K+ 59.7% |
$151K - $168K
|
6.06K
$396K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.02K+ 28.52% |
$134K - $150K
|
9.1K
$594K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.32K+ 5.78% |
$87.6K - $97.6K
|
24.1K
$1.57M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.08K+ 3.02% |
$71.9K - $80.1K
|
36.8K
$2.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
972+ 3.74% |
$64.6K - $72K
|
27K
$1.76M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
891+ 9.45% |
$59.3K - $66K
|
10.3K
$674K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
622New |
$41.4K - $46.1K
|
622
$40.6K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
351+ 11.49% |
$23.3K - $26K
|
3.41K
$222K
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
164+ 4.05% |
$10.9K - $12.1K
|
4.21K
$275K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
123+ 5.6% |
$8.18K - $9.11K
|
2.32K
$151K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
81+ 8100.0% |
$5.39K - $6K
|
82
$5.35K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-35- 2.18% |
$2.33K - $2.59K
|
1.57K
$103K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-200- 3.76% |
$13.3K - $14.8K
|
5.12K
$334K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-217Closed |
$14.4K - $16.1K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-247- 2.6% |
$16.4K - $18.3K
|
9.25K
$604K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-308- 8.95% |
$20.5K - $22.8K
|
3.13K
$205K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-403- 8.59% |
$26.8K - $29.9K
|
4.29K
$280K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-451- 6.51% |
$30K - $33.4K
|
6.48K
$423K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-555- 7.92% |
$36.9K - $41.1K
|
6.45K
$421K
|
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-733- 14.31% |
$48.7K - $54.3K
|
4.39K
$287K
|
|
|
Oct 25, 2021
Q3 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-750- 6.49% |
$49.9K - $55.6K
|
10.8K
$706K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.04K- 76.63% |
$69.4K - $77.3K
|
318
$20.8K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.47K- 38.65% |
$97.6K - $109K
|
2.33K
$152K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-4.62K- 35.38% |
$307K - $342K
|
8.43K
$550K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-7.84K- 14.15% |
$521K - $581K
|
47.6K
$3.11M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-8.15K- 11.97% |
$542K - $604K
|
60K
$3.92M
|
|
|
Nov 02, 2021
Q3 2021
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-14.7K- 9.51% |
$980K - $1.09M
|
140K
$9.16M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-40.7K- 49.08% |
$2.7M - $3.01M
|
42.2K
$2.75M
|