Purchases and Sales Made in Q3 2024 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q3 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15.7K+ 90.17% |
$949K - $1.1M
|
33K
$2.08M
|
|
|
Nov 14, 2024
Q3 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
8.1KNew |
$491K - $567K
|
8.1K
$511K
|
|
|
Dec 02, 2024
Q3 2024
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
6.91KNew |
$419K - $484K
|
6.91K
$435K
|
|
|
Nov 14, 2024
Q3 2024
|
Old Mission Capital LLC
|
BUY
|
- |
4.12KNew |
$249K - $288K
|
4.12K
$259K
|
|
|
Oct 30, 2024
Q3 2024
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
3.32KNew |
$201K - $232K
|
3.32K
$209K
|
|
|
Oct 24, 2024
Q3 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
1.84K+ 7.61% |
$112K - $129K
|
26.1K
$1.64M
|
|
|
Nov 14, 2024
Q3 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
752+ 26.91% |
$45.6K - $52.7K
|
3.55K
$224K
|
|
|
Oct 04, 2024
Q3 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
585+ 61.84% |
$35.5K - $41K
|
1.53K
$96.5K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
335+ 2.9% |
$20.3K - $23.5K
|
11.9K
$749K
|
|
|
Nov 14, 2024
Q3 2024
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
219+ 2.23% |
$13.3K - $15.3K
|
10K
$632K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
106New |
$6.42K - $7.42K
|
106
$6.68K
|
|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
9+ 0.97% |
$545 - $630
|
933
$58.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-7- 8.54% |
$424 - $490
|
75
$4.73K
|
|
|
Nov 13, 2024
Q3 2024
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-45- 1.1% |
$2.73K - $3.15K
|
4.03K
$254K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-49- 0.11% |
$2.97K - $3.43K
|
42.6K
$2.69M
|
|
|
Oct 22, 2024
Q3 2024
|
Psi Advisors, LLC
|
SELL
|
- |
-57- 32.95% |
$3.45K - $3.99K
|
116
$7.31K
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-92- 0.28% |
$5.58K - $6.44K
|
32.9K
$2.08M
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-419- 4.54% |
$25.4K - $29.3K
|
8.82K
$556K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-667- 1.72% |
$40.4K - $46.7K
|
38K
$2.4M
|
|
|
Nov 08, 2024
Q3 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.01K- 1.19% |
$61K - $70.5K
|
83.6K
$5.27M
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-1.14K- 3.72% |
$69.2K - $79.9K
|
29.5K
$1.86M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13.2K- 70.79% |
$799K - $923K
|
5.44K
$343K
|
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-16.5K- 77.86% |
$999K - $1.15M
|
4.69K
$295K
|
|
|
Nov 14, 2024
Q3 2024
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-25K- 46.0% |
$1.51M - $1.75M
|
29.3K
$1.85M
|