Purchases and Sales Made in Q4 2021 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
26.6K+ 315.45% |
$1.73M - $1.87M
|
35K
$2.29M
|
|
|
Feb 10, 2022
Q4 2021
|
Old Mission Capital LLC
|
BUY
|
- |
25.4K+ 94.01% |
$1.65M - $1.78M
|
52.4K
$3.42M
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
8.23K+ 23.2% |
$535K - $578K
|
43.7K
$2.85M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.4KNew |
$351K - $379K
|
5.4K
$352K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.9K+ 10.75% |
$189K - $204K
|
29.9K
$1.95M
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.85K+ 36.15% |
$120K - $130K
|
6.97K
$455K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.82K+ 7.56% |
$119K - $128K
|
25.9K
$1.69M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.78K+ 2174.39% |
$116K - $125K
|
1.87K
$122K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
984+ 2.67% |
$64K - $69.1K
|
37.8K
$2.47M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
706+ 22.44% |
$45.9K - $49.6K
|
3.85K
$251K
|
|
|
Feb 14, 2022
Q4 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
443+ 10.52% |
$28.8K - $31.1K
|
4.65K
$304K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
389New |
$25.3K - $27.3K
|
389
$25.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
196+ 3.04% |
$12.7K - $13.8K
|
6.65K
$434K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
101+ 4.6% |
$6.57K - $7.1K
|
2.3K
$150K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
13+ 0.41% |
$846 - $914
|
3.15K
$205K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
11+ 0.96% |
$715 - $773
|
1.16K
$75.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-70- 22.01% |
$4.55K - $4.92K
|
248
$16.2K
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-87- 2.03% |
$5.66K - $6.11K
|
4.2K
$274K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-89- 1.37% |
$5.79K - $6.25K
|
6.39K
$417K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-317- 50.96% |
$20.6K - $22.3K
|
305
$19.9K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-325- 20.7% |
$21.1K - $22.8K
|
1.25K
$81.3K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-350- 5.78% |
$22.8K - $24.6K
|
5.71K
$373K
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-421- 4.55% |
$27.4K - $29.6K
|
8.83K
$577K
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.31K- 12.65% |
$84.9K - $91.7K
|
9.01K
$589K
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.27K- 97.51% |
$148K - $160K
|
58
$3.79K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-2.71K- 5.7% |
$176K - $191K
|
44.9K
$2.93M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.01K- 5.03% |
$196K - $212K
|
57K
$3.72M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.41KClosed |
$222K - $239K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-10.2K- 24.08% |
$661K - $714K
|
32K
$2.09M
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-19.6K- 51.7% |
$1.27M - $1.38M
|
18.3K
$1.19M
|
|
|
Feb 10, 2022
Q4 2021
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-29.1K- 20.72% |
$1.89M - $2.04M
|
111K
$7.26M
|